0001628280-16-022036.txt : 20161214 0001628280-16-022036.hdr.sgml : 20161214 20161214163240 ACCESSION NUMBER: 0001628280-16-022036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161213 FILED AS OF DATE: 20161214 DATE AS OF CHANGE: 20161214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Residential Mortgage REIT CENTRAL INDEX KEY: 0001560672 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 460687599 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 BUSINESS PHONE: (203) 698-1200 MAIL ADDRESS: STREET 1: 53 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mumford Lisa CENTRAL INDEX KEY: 0001380384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35896 FILM NUMBER: 162051445 MAIL ADDRESS: STREET 1: 6 BEACHWOOD COURT CITY: DIX HILLS STATE: NY ZIP: 11746 4 1 wf-form4_148175114680626.xml FORM 4 X0306 4 2016-12-13 0 0001560672 Ellington Residential Mortgage REIT EARN 0001380384 Mumford Lisa 53 FOREST AVENUE OLD GREENWICH CT 06870 0 1 0 0 Chief Financial Officer Common shares 2016-12-13 4 A 0 3113 0 A 7642 D The common shares of beneficial interest (the "Common Shares") were granted to the Reporting Person as the Company's Chief Financial Officer, under the Ellington Residential Mortgage REIT 2013 Equity Incentive Plan. 1,557 of the Common Shares will vest, subject to certain limitations, on December 13, 2017, and the remaining 1,556 of the Common Shares will vest, subject to certain limitations, on December 13, 2018. /s/ Jason Frank, as attorney-in-fact for Lisa Mumford 2016-12-14