0001047469-12-001015.txt : 20120214 0001047469-12-001015.hdr.sgml : 20120214 20120214145518 ACCESSION NUMBER: 0001047469-12-001015 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DundeeWealth US, LP CENTRAL INDEX KEY: 0001380330 IRS NUMBER: 205021670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14406 FILM NUMBER: 12608178 BUSINESS ADDRESS: STREET 1: 1160 WEST SWEDESFORD RD SUITE 140 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: (610) 854-0902 MAIL ADDRESS: STREET 1: 1160 WEST SWEDESFORD RD SUITE 140 CITY: BERWYN STATE: PA ZIP: 19312 FORMER COMPANY: FORMER CONFORMED NAME: BHR Fund Advisors L P DATE OF NAME CHANGE: 20061106 13F-HR 1 a2206809z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: DundeeWealth US, LP ------------------------------------ Address: 1160 West Swedesford Road, Suite 140 ------------------------------------ Berwyn, PA 19312 ------------------------------------ Form 13F File Number: 28-14406 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David C. Lebisky ----------------------------------- Title: Director, Regulatory Administration ----------------------------------- Phone: 610-854-0902 ----------------------------------- Signature, Place, and Date of Signing: /s/ David C. Lebisky Berwyn, PA February 14, 2012 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-11685 GCIC Ltd. --------------- ----------------------------------------- 28-11021 Mount Lucas Management LP --------------- ----------------------------------------- 28-03459 Smith Asset Management Group LP --------------- ----------------------------------------- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 5 -------------------- Form 13F Information Table Value Total: 12,843 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------ Chicago Bridge & Iron Co. NV NY Registry SH 167250109 2,623 66,138 SH OTHER 66,138 SAP AG SPON ADR 803054204 2,767 45,513 SH OTHER 45,513 Valeant Pharmaceuticals International, Inc. COM 91911K102 2,334 55,529 SH OTHER 55,529 Virgin Media, Inc. COM 92769L101 2,896 116,074 SH OTHER 116,074 Yamana Gold, Inc. COM 98462Y100 2,223 168,721 SH OTHER 168,721