0001047469-11-007302.txt : 20110812
0001047469-11-007302.hdr.sgml : 20110812
20110812085712
ACCESSION NUMBER: 0001047469-11-007302
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110812
DATE AS OF CHANGE: 20110812
EFFECTIVENESS DATE: 20110812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DundeeWealth US, LP
CENTRAL INDEX KEY: 0001380330
IRS NUMBER: 205021670
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14406
FILM NUMBER: 111029275
BUSINESS ADDRESS:
STREET 1: 1160 WEST SWEDESFORD RD SUITE 140
CITY: BERWYN
STATE: PA
ZIP: 19312
BUSINESS PHONE: (610) 854-0902
MAIL ADDRESS:
STREET 1: 1160 WEST SWEDESFORD RD SUITE 140
CITY: BERWYN
STATE: PA
ZIP: 19312
FORMER COMPANY:
FORMER CONFORMED NAME: BHR Fund Advisors L P
DATE OF NAME CHANGE: 20061106
13F-HR
1
a2205233z13f-hr.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
-----------------------
Check Here if Amendment / /; Amendment Number:
---------
This Amendment (Check only one.): / / is a restatement.
/ / adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DundeeWealth US, LP
------------------------------------
Address: 1160 West Swedesford Road, Suite 140
------------------------------------
Berwyn, PA 19312
------------------------------------
Form 13F File Number: 28-14406
---------------------
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David C. Lebisky
-----------------------------------
Title: Director, Regulatory Administration
-----------------------------------
Phone: 610-854-0902
-----------------------------------
Signature, Place, and Date of Signing:
/s/ David C. Lebisky Berwyn, PA August 12, 2011
------------------------------- ----------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
/ / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
/ / 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
/X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-11685 Goodman & Company Investment Counsel Ltd.
--------------- -----------------------------------------
28-11021 Mount Lucas Management LP
--------------- -----------------------------------------
28-03459 Smith Asset Management Group LP
--------------- -----------------------------------------
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
--------------------
Form 13F Information Table Entry Total: 4
--------------------
Form 13F Information Table Value Total: 10,779
--------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ----------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- ------ -------- ------
Imax Corp COM 45245E109 1,017 31,347 SH OTHER 31,347
SAP AG SPON ADR 803054204 3,315 54,805 SH OTHER 54,805
Seadrill, Ltd. SHS G7945E105 3,324 94,430 SH OTHER 94,430
Virgin Media, Inc. COM 92769L101 3,123 104,336 SH OTHER 104,336