0001379995-14-000001.txt : 20140212 0001379995-14-000001.hdr.sgml : 20140212 20140212142847 ACCESSION NUMBER: 0001379995-14-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 EFFECTIVENESS DATE: 20140212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK Sorce Advisory LLC CENTRAL INDEX KEY: 0001379995 IRS NUMBER: 341925728 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12153 FILM NUMBER: 14599402 BUSINESS ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148365776 MAIL ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001379995 XXXXXXXX 12-31-2013 12-31-2013 HBK Sorce Advisory LLC

5121 ZUCK ROAD ERIE PA 16506

13F HOLDINGS REPORT 028-12153 N Lynda Lytle 814-836-5776 Lynda Lytle Erie PA 02-12-2014 0 180 277922 false INFORMATION TABLE 2 20131231.xml 13F HOLDINGS 3M CO COM 88579Y101 1050 7489 SH SOLE 0 0 7489 ABBOTT LABS COM 002824100 269 7010 SH SOLE 0 0 7010 ABBVIE INC COM 00287Y109 347 6562 SH SOLE 0 0 6562 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 441 5368 SH SOLE 0 0 5368 ALPS ETF TR ALERIAN MLP 00162Q866 233 13070 SH SOLE 0 0 13070 ALTRIA GROUP INC COM 02209S103 2138 55684 SH SOLE 0 0 55684 AMERICAN ELEC PWR INC COM 025537101 315 6737 SH SOLE 0 0 6737 AMERICAN EXPRESS CO COM 025816109 219 2415 SH SOLE 0 0 2415 AMERISOURCEBERGEN CORP COM 03073E105 284 4041 SH SOLE 0 0 4041 AMETEK INC NEW COM 031100100 318 6045 SH SOLE 0 0 6045 AMGEN INC COM 031162100 373 3269 SH SOLE 0 0 3269 AON PLC SHS CL A G0408V102 306 3650 SH SOLE 0 0 3650 APACHE CORP COM 037411105 307 3571 SH SOLE 0 0 3571 APPLE INC COM 037833100 2181 3888 SH SOLE 0 0 3888 AT&T INC COM 00206R102 1151 32746 SH SOLE 0 0 32746 ATMOS ENERGY CORP COM 049560105 267 5880 SH SOLE 0 0 5880 ATWOOD OCEANICS INC COM 050095108 578 10821 SH SOLE 0 0 10821 AUTOMATIC DATA PROCESSING IN COM 053015103 252 3119 SH SOLE 0 0 3119 B & G FOODS INC NEW COM 05508R106 229 6760 SH SOLE 0 0 6760 BANK NEW YORK MELLON CORP COM 064058100 217 6210 SH SOLE 0 0 6210 BANK OF AMERICA CORPORATION COM 060505104 219 14056 SH SOLE 0 0 14056 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 7132 194063 SH SOLE 0 0 194063 BARD C R INC COM 067383109 511 3813 SH SOLE 0 0 3813 BAXTER INTL INC COM 071813109 225 3235 SH SOLE 0 0 3235 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1713 14448 SH SOLE 0 0 14448 BHP BILLITON LTD SPONSORED ADR 088606108 249 3656 SH SOLE 0 0 3656 BIOGEN IDEC INC COM 09062X103 383 1371 SH SOLE 0 0 1371 BOEING CO COM 097023105 291 2129 SH SOLE 0 0 2129 BP PLC SPONSORED ADR 055622104 257 5278 SH SOLE 0 0 5278 BRISTOL MYERS SQUIBB CO COM 110122108 359 6764 SH SOLE 0 0 6764 CABELAS INC COM 126804301 375 5631 SH SOLE 0 0 5631 CANADIAN NAT RES LTD COM 136385101 202 5981 SH SOLE 0 0 5981 CANADIAN NATL RY CO COM 136375102 206 3620 SH SOLE 0 0 3620 CANADIAN PAC RY LTD COM 13645T100 232 1534 SH SOLE 0 0 1534 CELGENE CORP COM 151020104 348 2059 SH SOLE 0 0 2059 CHEVRON CORP NEW COM 166764100 1104 8835 SH SOLE 0 0 8835 CHICAGO BRIDGE & IRON CO N V COM 167250109 260 3126 SH SOLE 0 0 3126 CHUBB CORP COM 171232101 225 2327 SH SOLE 0 0 2327 CISCO SYS INC COM 17275R102 417 18595 SH SOLE 0 0 18595 CITIGROUP INC COM NEW 172967424 227 4352 SH SOLE 0 0 4352 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 273 11037 SH SOLE 0 0 11037 COCA COLA CO COM 191216100 3296 79788 SH SOLE 0 0 79788 CONOCOPHILLIPS COM 20825C104 619 8761 SH SOLE 0 0 8761 CONSOLIDATED COMM HLDGS INC COM 209034107 304 15470 SH SOLE 0 0 15470 COSTCO WHSL CORP NEW COM 22160K105 478 4016 SH SOLE 0 0 4016 CUMMINS INC COM 231021106 366 2594 SH SOLE 0 0 2594 CVS CAREMARK CORPORATION COM 126650100 466 6507 SH SOLE 0 0 6507 DANAHER CORP DEL COM 235851102 364 4719 SH SOLE 0 0 4719 DIRECTV COM 25490A309 213 3091 SH SOLE 0 0 3091 DISNEY WALT CO COM DISNEY 254687106 500 6548 SH SOLE 0 0 6548 DOMINION RES INC VA NEW COM 25746U109 544 8415 SH SOLE 0 0 8415 DR PEPPER SNAPPLE GROUP INC COM 26138E109 275 5640 SH SOLE 0 0 5640 DU PONT E I DE NEMOURS & CO COM 263534109 1188 18282 SH SOLE 0 0 18282 DUKE ENERGY CORP NEW COM NEW 26441C204 405 5865 SH SOLE 0 0 5865 E M C CORP MASS COM 268648102 492 19565 SH SOLE 0 0 19565 ERIE INDTY CO CL A 29530P102 1017 13904 SH SOLE 0 0 13904 EXPRESS SCRIPTS HLDG CO COM 30219G108 323 4600 SH SOLE 0 0 4600 EXXON MOBIL CORP COM 30231G102 6145 60721 SH SOLE 0 0 60721 FARMERS NATL BANC CORP COM 309627107 213 32512 SH SOLE 0 0 32512 FNB CORP PA COM 302520101 179 14222 SH SOLE 0 0 14222 FORD MTR CO DEL COM PAR $0.01 345370860 214 13856 SH SOLE 0 0 13856 GENERAL ELECTRIC CO COM 369604103 3611 128823 SH SOLE 0 0 128823 GILEAD SCIENCES INC COM 375558103 358 4770 SH SOLE 0 0 4770 GOLDMAN SACHS GROUP INC COM 38141G104 241 1360 SH SOLE 0 0 1360 GOOGLE INC CL A 38259P508 782 698 SH SOLE 0 0 698 HALLIBURTON CO COM 406216101 324 6378 SH SOLE 0 0 6378 HERSHEY CO COM 427866108 284 2918 SH SOLE 0 0 2918 HOME DEPOT INC COM 437076102 492 5975 SH SOLE 0 0 5975 HUNTINGTON BANCSHARES INC COM 446150104 241 24950 SH SOLE 0 0 24950 INTEL CORP COM 458140100 961 37014 SH SOLE 0 0 37014 INTERNATIONAL BUSINESS MACHS COM 459200101 1992 10621 SH SOLE 0 0 10621 ISHARES CORE S&P SCP ETF 464287804 643 5888 SH SOLE 0 0 5888 ISHARES CORE S&P500 ETF 464287200 314 1693 SH SOLE 0 0 1693 ISHARES CORE TOTUSBD ETF 464287226 1049 9855 SH SOLE 0 0 9855 ISHARES HIGH DIVIDND ETF 46429B663 1242 17678 SH SOLE 0 0 17678 ISHARES JP MOR EM MK ETF 464288281 385 3558 SH SOLE 0 0 3558 ISHARES MICRO-CAP ETF 464288869 7880 104902 SH SOLE 0 0 104902 ISHARES MSCI EAFE ETF 464287465 1745 26012 SH SOLE 0 0 26012 ISHARES NAT AMT FREE BD 464288414 5907 56939 SH SOLE 0 0 56939 ISHARES RUS 1000 ETF 464287622 10252 99366 SH SOLE 0 0 99366 ISHARES RUS 1000 GRW ETF 464287614 2696 31368 SH SOLE 0 0 31368 ISHARES RUS 1000 VAL ETF 464287598 855 9081 SH SOLE 0 0 9081 ISHARES RUS 2000 GRW ETF 464287648 441 3257 SH SOLE 0 0 3257 ISHARES RUS 2000 VAL ETF 464287630 247 2485 SH SOLE 0 0 2485 ISHARES RUS MID-CAP ETF 464287499 663 4418 SH SOLE 0 0 4418 ISHARES RUSSELL 2000 ETF 464287655 384 3331 SH SOLE 0 0 3331 ISHARES SELECT DIVID ETF 464287168 1083 15179 SH SOLE 0 0 15179 ISHARES U.S. PFD STK ETF 464288687 672 18244 SH SOLE 0 0 18244 JOHNSON & JOHNSON COM 478160104 1968 21487 SH SOLE 0 0 21487 JOHNSON CTLS INC COM 478366107 1454 28339 SH SOLE 0 0 28339 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 34333 740732 SH SOLE 0 0 740732 JPMORGAN CHASE & CO COM 46625H100 1110 18975 SH SOLE 0 0 18975 KIMBERLY CLARK CORP COM 494368103 514 4922 SH SOLE 0 0 4922 KRAFT FOODS GROUP INC COM 50076Q106 798 14796 SH SOLE 0 0 14796 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 475 8715 SH SOLE 0 0 8715 MCDONALDS CORP COM 580135101 923 9509 SH SOLE 0 0 9509 MEDTRONIC INC COM 585055106 294 5118 SH SOLE 0 0 5118 MERCK & CO INC NEW COM 58933Y105 303 6050 SH SOLE 0 0 6050 MICROSOFT CORP COM 594918104 1591 42518 SH SOLE 0 0 42518 MIDDLEBURG FINANCIAL CORP COM 596094102 231 12800 SH SOLE 0 0 12800 MONDELEZ INTL INC CL A 609207105 1267 35895 SH SOLE 0 0 35895 MOTOROLA SOLUTIONS INC COM NEW 620076307 227 3368 SH SOLE 0 0 3368 NATIONAL FUEL GAS CO N J COM 636180101 248 3467 SH SOLE 0 0 3467 NATIONAL OILWELL VARCO INC COM 637071101 273 3438 SH SOLE 0 0 3438 NEXTERA ENERGY INC COM 65339F101 838 9784 SH SOLE 0 0 9784 NIELSEN HOLDINGS N V COM N63218106 248 5409 SH SOLE 0 0 5409 NORTHEAST UTILS COM 664397106 532 12561 SH SOLE 0 0 12561 NORTHWEST BANCSHARES INC MD COM 667340103 257 17383 SH SOLE 0 0 17383 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 259 19132 SH SOLE 0 0 19132 OCCIDENTAL PETE CORP DEL COM 674599105 206 2170 SH SOLE 0 0 2170 ORACLE CORP COM 68389X105 696 18180 SH SOLE 0 0 18180 PARKER HANNIFIN CORP COM 701094104 224 1743 SH SOLE 0 0 1743 PAYCHEX INC COM 704326107 407 8948 SH SOLE 0 0 8948 PEPSICO INC COM 713448108 1202 14490 SH SOLE 0 0 14490 PFIZER INC COM 717081103 718 23435 SH SOLE 0 0 23435 PHILIP MORRIS INTL INC COM 718172109 2956 33931 SH SOLE 0 0 33931 PHILLIPS 66 COM 718546104 260 3369 SH SOLE 0 0 3369 PNC FINL SVCS GROUP INC COM 693475105 1334 17189 SH SOLE 0 0 17189 POTASH CORP SASK INC COM 73755L107 213 6475 SH SOLE 0 0 6475 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 607 45148 SH SOLE 0 0 45148 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 441 5008 SH SOLE 0 0 5008 PPG INDS INC COM 693506107 553 2917 SH SOLE 0 0 2917 PPL CORP COM 69351T106 368 12241 SH SOLE 0 0 12241 PRICE T ROWE GROUP INC COM 74144T108 472 5630 SH SOLE 0 0 5630 PROCTER & GAMBLE CO COM 742718109 1589 19524 SH SOLE 0 0 19524 PROGRESSIVE CORP OHIO COM 743315103 204 7482 SH SOLE 0 0 7482 PROSHARES TR HD REPLICATION 74347X294 422 10110 SH SOLE 0 0 10110 PRUDENTIAL FINL INC COM 744320102 263 2856 SH SOLE 0 0 2856 QUALCOMM INC COM 747525103 1735 23369 SH SOLE 0 0 23369 RIO TINTO PLC SPONSORED ADR 767204100 227 4024 SH SOLE 0 0 4024 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 350 4911 SH SOLE 0 0 4911 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 764 10717 SH SOLE 0 0 10717 SCANA CORP NEW COM 80589M102 229 4870 SH SOLE 0 0 4870 SCHLUMBERGER LTD COM 806857108 647 7184 SH SOLE 0 0 7184 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 9098 288555 SH SOLE 0 0 288555 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 649 20346 SH SOLE 0 0 20346 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 4808 95613 SH SOLE 0 0 95613 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 30972 702623 SH SOLE 0 0 702623 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 689 18409 SH SOLE 0 0 18409 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 31723 604245 SH SOLE 0 0 604245 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 353 4082 SH SOLE 0 0 4082 SIRIUS XM HLDGS INC COM 82968B103 47 13428 SH SOLE 0 0 13428 SOUTHERN CO COM 842587107 529 12880 SH SOLE 0 0 12880 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 322 1944 SH SOLE 0 0 1944 SPDR GOLD TRUST GOLD SHS 78463V107 400 3442 SH SOLE 0 0 3442 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 1191 28915 SH SOLE 0 0 28915 SPDR S&P 500 ETF TR TR UNIT 78462F103 1004 5434 SH SOLE 0 0 5434 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 613 2510 SH SOLE 0 0 2510 SPDR SERIES TRUST S&P DIVID ETF 78464A763 394 5430 SH SOLE 0 0 5430 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 407 10315 SH SOLE 0 0 10315 STANLEY BLACK & DECKER INC COM 854502101 359 4449 SH SOLE 0 0 4449 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 380 4788 SH SOLE 0 0 4788 SUN LIFE FINL INC COM 866796105 637 18034 SH SOLE 0 0 18034 SUNCOR ENERGY INC NEW COM 867224107 218 6224 SH SOLE 0 0 6224 TARGET CORP COM 87612E106 235 3715 SH SOLE 0 0 3715 TJX COS INC NEW COM 872540109 238 3729 SH SOLE 0 0 3729 TWENTY FIRST CENTY FOX INC CL A 90130A101 230 6532 SH SOLE 0 0 6532 TYCO INTERNATIONAL LTD SHS H89128104 277 6760 SH SOLE 0 0 6760 UBS AG JERSEY BRH ALERIAN INFRST 902641646 8765 222286 SH SOLE 0 0 222286 UIL HLDG CORP COM 902748102 243 6260 SH SOLE 0 0 6260 UNION PAC CORP COM 907818108 219 1301 SH SOLE 0 0 1301 UNITED CMNTY FINL CORP OHIO COM 909839102 80 22343 SH SOLE 0 0 22343 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1679 29941 SH SOLE 0 0 29941 UNITED TECHNOLOGIES CORP COM 913017109 742 6521 SH SOLE 0 0 6521 VANGUARD INDEX FDS GROWTH ETF 922908736 478 5138 SH SOLE 0 0 5138 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7755 80846 SH SOLE 0 0 80846 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3013 59389 SH SOLE 0 0 59389 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2329 56619 SH SOLE 0 0 56619 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 664 11298 SH SOLE 0 0 11298 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 4580 60874 SH SOLE 0 0 60874 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1614 38722 SH SOLE 0 0 38722 VECTREN CORP COM 92240G101 276 7784 SH SOLE 0 0 7784 VERIZON COMMUNICATIONS INC COM 92343V104 1478 30087 SH SOLE 0 0 30087 VISA INC COM CL A 92826C839 257 1154 SH SOLE 0 0 1154 WAL-MART STORES INC COM 931142103 624 7935 SH SOLE 0 0 7935 WASTE MGMT INC DEL COM 94106L109 545 12148 SH SOLE 0 0 12148 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 178 11469 SH SOLE 0 0 11469 WELLS FARGO & CO NEW COM 949746101 739 16281 SH SOLE 0 0 16281 WYNN RESORTS LTD COM 983134107 276 1420 SH SOLE 0 0 1420 XCEL ENERGY INC COM 98389B100 357 12773 SH SOLE 0 0 12773