-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ATWgtw/bXXxpxjnlAvQny9san3FPEaNT2XU8yaX0HqySnXvVjd3S6IIHf3y1WKKJ v/uI7uTKUe/4SPcqCQg3qg== 0001379995-09-000010.txt : 20090807 0001379995-09-000010.hdr.sgml : 20090807 20090807144339 ACCESSION NUMBER: 0001379995-09-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090807 DATE AS OF CHANGE: 20090807 EFFECTIVENESS DATE: 20090807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK Sorce Advisory LLC CENTRAL INDEX KEY: 0001379995 IRS NUMBER: 341925728 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12153 FILM NUMBER: 09995024 BUSINESS ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148365776 MAIL ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 13F-HR 1 edgar11.txt 13F HOLDINGS LIST 13F-HR 08/07/09 CIK 0001379995 CCC ajfdx*e6 SUBMISSION-CONTACT NAME Lynda Lytle PHONE 814-836-5776 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Sorce Advisory LLC Address: 5121 Zuck Road Erie, PA 16506 13F File Number: 028-12153 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Cross Title: Chief Compliance Officer Phone: 814-836-5776 Signature, Place, and Date of Signing Scott Cross Erie, PA August 07, 2009 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 120 Form 13F Information Table Value Total: $113,020,659.86 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE Abbott Labs com 002824100 1062 22569 sh sole 0 0 22569 Aflac Inc com 001055102 233 7489 sh sole 0 0 7489 Altria Group Inc com 02209S103 904 55174 sh sole 0 0 55174 AMERICAN TOWER CORP CL A 029912201 339 10758 sh sole 0 0 10758 Amerigas Partners L P UNIT L P INT 030975106 253 7511 sh sole 0 0 7511 Amgen Inc. com 031162100 460 8681 sh sole 0 0 8681 ANSYS INC COM 03662Q105 312 10011 sh sole 0 0 10011 Apple Inc com 037833100 656 4607 sh sole 0 0 4607 AT&T Inc com 00206R102 807 32487 sh sole 0 0 32487 ATWOOD OCEANICS INC com 050095108 274 11018 sh sole 0 0 11018 Bank New York Mellon Corp com 064058100 871 29725 sh sole 0 0 29725 Bank of America Corporation com 060505104 348 26381 sh sole 0 0 26381 Barclays BK PLC DJAIG CMDTY 36 06738C778 515 13857 sh sole 0 0 13857 Barrick Gold Corp com 067901108 334 9969 sh sole 0 0 9969 Becton Dickinson & Co com 075887109 388 5437 sh sole 0 0 5437 Berkshire Hathaway Inc Del CL B 084670207 932 322 sh sole 0 0 322 BP PLC Sponsored ADR 055622104 1023 21448 sh sole 0 0 21448 Bristol Myers Squibb Co com 110122108 393 19358 sh sole 0 0 19358 Chevron Corp New com 166764100 638 9623 sh sole 0 0 9623 Cisco Sys Inc com 17275R102 991 53124 sh sole 0 0 53124 Coca Cola Co com 191216100 1929 40188 sh sole 0 0 40188 Colgate Palmolive Co com 194162103 391 5521 sh sole 0 0 5521 ConocoPhillips com 20825C104 281 6689 sh sole 0 0 6689 Corning Inc com 219350105 350 21781 sh sole 0 0 21781 Costco Whsl Corp New com 22160K105 333 7263 sh sole 0 0 7263 CVS Caremark Corporation com 126650100 435 13636 sh sole 0 0 13636 DARDEN RESTAURANTS INC com 237194105 496 14356 sh sole 0 0 14356 Disney Walt Co com Disney 254687106 621 26603 sh sole 0 0 26603 DPL INC com 233293109 218 9416 sh sole 0 0 9416 Duke Energy Corp NEW com 26441C105 361 24721 sh sole 0 0 24721 EcoLab Inc com 278865100 674 17277 sh sole 0 0 17277 EMC Corp Mass com 268648102 270 20617 sh sole 0 0 20617 ENERGY SECTOR SPDR TRUST SBI INT-Energy 81369y506 222 4625 sh sole 0 0 4625 Energy Transfer Prtnrs L P UNIT LTD PARTN 29273R109 515 12720 sh sole 0 0 12720 Enterprise Prods Partners L P com 293792107 257 10313 sh sole 0 0 10313 ENTERTAINMENT PPTYS TR PFD SER B 29380T303 270 18250 sh sole 0 0 18250 Erie Indty Co CL A 29530P102 1452 40596 sh sole 0 0 40596 Exxon Mobil Corp com 30231G102 4509 64500 sh sole 0 0 50275 FAMILY DLR STORES INC com 307000109 294 10373 sh sole 0 0 10373 FNB Corp PA com 302520101 306 49361 sh sole 0 0 49361 FPB BANCORP INC com 30254M101 236 94364 sh sole 0 0 94364 FPL Group Inc com 302571104 693 12196 sh sole 0 0 12196 General Elec Co com 369604103 2567 218996 sh sole 0 0 218996 Genuine Parts Co com 372460105 370 11034 sh sole 0 0 11034 Goldman Sachs Group com 38141G104 218 1478 sh sole 0 0 1478 HARRIS CORP COM 413875105 393 13875 sh sole 0 0 13875 Health Care Reit Inc com 42217K106 410 12017 sh sole 0 0 12017 Hershey Co com 427866108 221 6135 sh sole 0 0 6135 Hewlett Packard Co com 428236103 909 23530 sh sole 0 0 23530 Home Depot Inc com 437076102 290 12276 sh sole 0 0 12276 HUDSON CITY BANCORP com 443683107 727 54707 sh sole 0 0 54707 Intel Corp com 458140100 670 40476 sh sole 0 0 40476 International Business Machs com 459200101 1726 16534 sh sole 0 0 16534 ISHARES SILVER TRUST ISHARES 46428Q109 252 18827 sh sole 0 0 18827 Ishares TR MSCI EAFE IDX 464287465 9103 198722 sh sole 0 0 198722 Ishares TR RUSSELL MIDCAP 464287499 7272 111013 sh sole 0 0 111013 ISHARES TR RUSSELL 1000 464287622 6726 132766 sh sole 0 0 132766 Ishares TR RSSL MCRCP IND 464288869 3688 112152 sh sole 0 0 112152 ISHARES TR BARCLYS MBS BD 464288588 3102 29465 sh sole 0 0 29465 ISHARES TR BARCLYS TIPS BD 464287176 604 5939 sh sole 0 0 5939 Ishares TR RUSSELL1000GRW 464287614 530 12908 sh sole 0 0 12908 ISHARES TR HIGH YLD CORP 464288513 497 6238 sh sole 0 0 6238 Ishares TR RUSSELL1000VAL 464287598 494 10384 sh sole 0 0 10384 Ishares TR IBOXX INV CPBD 464287242 486 4850 sh sole 0 0 4850 ISHARES TR BARCLYS US AGG B 464287226 455 4450 sh sole 0 0 4450 Ishares TR MSCI EMERG MKT 464287234 383 11884 sh sole 0 0 11884 ISHARES TR DJ US ENERGY 464287796 292 10123 sh sole 0 0 10123 ISHARES TR DJ SEL DIV INX 464287168 268 7585 sh sole 0 0 7585 Ishares TR S&P500 GRW 464287309 229 4789 sh sole 0 0 4789 Ishares TR S&P 500 INDEX 464287200 222 2402 sh sole 0 0 2402 ITT EDUCATIONAL SERVICES INC com 45068B109 235 2470 sh sole 0 0 2470 JACOBS ENGR GROUP INC DEL com 469814107 581 13795 sh sole 0 0 13795 Johnson & Johnson com 478160104 1832 32261 sh sole 0 0 32261 JP Morgan Chase & Co com 46625H100 949 27833 sh sole 0 0 27833 JPMORGAN CHASE & CO Alerian ML ETN 46625H365 10337 463759 sh sole 0 0 463759 KELLOGG CO com 487836108 297 6380 sh sole 0 0 6380 Kinder Morgan Energy Partner Ut Ltd Partner 494550106 693 13550 sh sole 0 0 13550 Kraft Foods Inc CL A 50075N104 1079 42590 sh sole 0 0 42590 MCCORMICK & CO INC COM NON VTG 579780206 353 10860 sh sole 0 0 10860 McDonalds Corp com 580135101 727 12649 sh sole 0 0 12649 Microsoft Corp com 594918104 1744 73380 sh sole 0 0 73380 MONSANTO CO NEW com 61166w101 568 7647 sh sole 0 0 7647 NII Holdings Inc CL B 62913F201 462 24229 sh sole 0 0 24229 NIKE INC CL B CLB 654106103 302 5832 sh sole 0 0 5832 NUCOR CORP com 670346105 289 6497 sh sole 0 0 6497 Oneok Partners LP UNIT LTD PARTN 68268N103 250 5463 sh sole 0 0 5463 Oracle Corp com 68389X105 312 14566 sh sole 0 0 14566 Pepsico Inc com 713448108 1609 29280 sh sole 0 0 29280 Pfizer Inc com 717081103 305 20356 sh sole 0 0 20356 PHILIP MORRIS INTL INC COM COM 718172109 2278 52224 sh sole 0 0 52224 Plains All Amern Pipeline L UNIT LTD PARTN 726503105 272 6388 sh sole 0 0 6388 PNC Finl Svcs Group Inc com 693475105 880 22678 sh sole 0 0 22678 Powershares DB Cmdty Idx TRA UNIT BEN INT 73935S105 340 15031 sh sole 0 0 15031 Powershares QQQ Trust UNIT SER 1 73935A104 258 7093 sh sole 0 0 7093 PRECISION CASTPARTS CORP com 740189105 305 4181 sh sole 0 0 4181 Procter & Gamble Co com 742718109 1740 34043 sh sole 0 0 34043 Progress Energy Inc com 743263105 798 21085 sh sole 0 0 21085 PROSHARES TR PSHS ULTSH 20YRS 74347R297 387 7639 sh sole 0 0 7639 Qualcomm Inc com 747525103 1453 32144 sh sole 0 0 32144 RESMED INC com 761152107 407 9990 sh sole 0 0 9990 Rockwell Collins Inc com 774341101 208 4926 sh sole 0 0 4926 SANOFI AVENTIS SPONSORED ADR 80105N105 999 33880 sh sole 0 0 33880 Schlumberger LTD com 806857108 278 5132 sh sole 0 0 5132 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 275 15000 sh sole 0 0 15000 SHAW COMMUNICATIONS INC CL B CONV 82028k200 425 25205 sh sole 0 0 25205 Southern Co com 842587107 382 12254 sh sole 0 0 12254 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 206 3774 sh sole 0 0 3774 SPDR TR UNIT SER 1 78462F103 2085 22677 sh sole 0 0 22677 Suburban Propane Partners L P UNIT LTD PARTN 864482104 319 7570 sh sole 0 0 7570 Sun Life Finl Inc com 866796105 488 18123 sh sole 0 0 18123 Suncore Energy Inc com 867229106 246 8122 sh sole 0 0 8122 TELEFONICA S A SPONSORED ADR 879382208 385 5675 sh sole 0 0 5675 Transocean Inc ord G90078109 311 4190 sh sole 0 0 4190 TRANSOCEAN LTD REG SHS H8817H100 289 3896 sh sole 0 0 3896 UNITED TECHNOLOGIES CORP com 913017109 336 6459 sh sole 0 0 6459 Verizon Communications com 92343V104 2275 74021 sh sole 0 0 74021 Wal Mart Stores Inc com 931142103 279 5765 sh sole 0 0 5765 WESTAR ENERGY INC com 95709T100 215 11452 sh sole 0 0 11452 Xcel Energy Inc com 98389B100 207 11236 sh sole 0 0 11236 Yamana Gold INC com 98462Y100 820 92725 sh sole 0 0 92725
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