-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K52jZNtVfa34ZiwiQhiQzhlZj4J7/IDy7L7WYz+C/NWcR80xtooU3KwR7nWKwuuz mzFSql/mwAMYVkSujxEw8w== 0001379995-09-000007.txt : 20090514 0001379995-09-000007.hdr.sgml : 20090514 20090514090526 ACCESSION NUMBER: 0001379995-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090514 DATE AS OF CHANGE: 20090514 EFFECTIVENESS DATE: 20090514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK Sorce Advisory LLC CENTRAL INDEX KEY: 0001379995 IRS NUMBER: 341925728 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12153 FILM NUMBER: 09824474 BUSINESS ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148365776 MAIL ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 13F-HR 1 edgar10.txt 13F HOLDING LIST 13F-HR 03/14/09 CIK 0001379995 CCC ajfdx*e6 SUBMISSION-CONTACT NAME Lynda Lytle PHONE 814-836-5776 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Sorce Advisory LLC Address: 5121 Zuck Road Erie, PA 16506 13F File Number: 028-12153 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Cross Title: Chief Compliance Officer Phone: 814-836-5776 Signature, Place, and Date of Signing Scott Cross Erie, PA May 14, 2009 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 104 Form 13F Information Table Value Total: $65,773,961.76 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE Abbott Labs com 002824100 1077 22585 sh sole 0 0 22585 Altria Group Inc com 02209S103 836 52159 sh sole 0 0 52159 AMERICAN TOWER CORP CL A 029912201 330 10839 sh sole 0 0 10839 Amerigas Partners L P UNIT L P INT 030975106 208 7339 sh sole 0 0 7339 Amgen Inc. com 031162100 499 10070 sh sole 0 0 10070 ANSYS INC COM 03662Q105 236 9418 sh sole 0 0 9418 Apple Inc com 037833100 689 6552 sh sole 0 0 6552 AT&T Inc com 00206R102 728 28908 sh sole 0 0 28908 Bank New York Mellon Corp com 064058100 1075 38051 sh sole 0 0 38051 Barclays BK PLC DJAIG CMDTY 36 06738C778 373 11282 sh sole 0 0 11282 Barrick Gold Corp com 067901108 309 9536 sh sole 0 0 9536 Becton Dickinson & Co com 075887109 353 5255 sh sole 0 0 5255 Berkshire Hathaway Inc Del CL B 084670207 795 282 sh sole 0 0 282 BP PLC Sponsored ADR 055622104 869 21671 sh sole 0 0 21671 Bristol Myers Squibb Co com 110122108 401 18307 sh sole 0 0 18307 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 361 7925 sh sole 0 0 7925 Chevron Corp New com 166764100 523 7775 sh sole 0 0 7775 Cisco Sys Inc com 17275R102 1037 61852 sh sole 0 0 61852 Coca Cola Co com 191216100 360 8188 sh sole 0 0 8188 Colgate Palmolive Co com 194162103 273 4625 sh sole 0 0 4625 ConocoPhillips com 20825C104 292 7450 sh sole 0 0 7450 Corning Inc com 219350105 224 16861 sh sole 0 0 16861 Costco Whsl Corp New com 22160K105 383 8263 sh sole 0 0 8263 CVS Caremark Corporation com 126650100 406 14755 sh sole 0 0 14755 DARDEN RESTAURANTS INC com 237194105 580 19550 sh sole 0 0 19550 Disney Walt Co com Disney 254687106 556 30616 sh sole 0 0 30616 DPL INC com 233293109 243 10765 sh sole 0 0 10765 Duke Energy Corp NEW com 26441C105 319 22308 sh sole 0 0 22308 EcoLab Inc com 278865100 699 20124 sh sole 0 0 20124 ENERGY SECTOR SPDR TRUST SBI INT-Energy 81369y506 283 6675 sh sole 0 0 6675 Energy Transfer Prtnrs L P UNIT LTD PARTN 29273R109 493 13355 sh sole 0 0 13355 Erie Indty Co CL A 29530P102 1319 38592 sh sole 0 0 38592 Exxon Mobil Corp com 30231G102 4390 64465 sh sole 0 0 64465 FAMILY DLR STORES INC com 307000109 315 9446 sh sole 0 0 9446 FPL Group Inc com 302571104 450 8876 sh sole 0 0 8876 General Elec Co com 369604103 2179 215564 sh sole 0 0 215564 HARRIS CORP COM 413875105 475 16409 sh sole 0 0 16409 Health Care Reit Inc com 42217K106 321 10492 sh sole 0 0 10492 Hershey Co com 427866108 282 8108 sh sole 0 0 8108 Hewlett Packard Co com 428236103 629 19612 sh sole 0 0 19612 Home Depot Inc com 437076102 356 15124 sh sole 0 0 15124 HUDSON CITY BANCORP com 443683107 672 57510 sh sole 0 0 57510 Intel Corp com 458140100 763 50779 sh sole 0 0 50779 International Business Machs com 459200101 1546 15956 sh sole 0 0 15956 Ishares TR MSCI EAFE IDX 464287465 987 26252 sh sole 0 0 26252 Ishares TR RUSSELL1000VAL 464287598 709 17392 sh sole 0 0 17392 Ishares TR RUSSELL1000GRW 464287614 613 17481 sh sole 0 0 17481 ISHARES TR BARCLYS US AGG B 464287226 512 5050 sh sole 0 0 5050 ISHARES TR BARCLYS TIPS BD 464287176 506 4920 sh sole 0 0 4920 ISHARES TR RUSSELL 1000 464287622 501 11595 sh sole 0 0 11595 Ishares TR IBOXX INV CPBD 464287242 433 4598 sh sole 0 0 4598 ISHARES TR HIGH YLD CORP 464288513 396 5835 sh sole 0 0 5835 Ishares TR S&P 500 INDEX 464287200 323 4052 sh sole 0 0 4052 Ishares TR 1-3 YR TRS BD 464287457 268 3174 sh sole 0 0 3174 Ishares TR S&P500 GRW 464287309 250 5979 sh sole 0 0 5979 Ishares TR RUSSELL 2000 464287655 250 5944 sh sole 0 0 5944 Ishares TR S&P 500 VALUE 464287408 224 6032 sh sole 0 0 6032 Ishares TR RUSSELL MIDCAP 464287499 215 3987 sh sole 0 0 3987 JACOBS ENGR GROUP INC DEL com 469814107 338 8745 sh sole 0 0 8745 Johnson & Johnson com 478160104 1526 29019 sh sole 0 0 29019 JP Morgan Chase & Co com 46625H100 688 25900 sh sole 0 0 25900 KELLOGG CO com 487836108 296 8092 sh sole 0 0 8092 Kinder Morgan Energy Partner Ut Ltd Partner 494550106 604 12935 sh sole 0 0 12935 Kraft Foods Inc CL A 50075N104 772 34655 sh sole 0 0 34655 MCCORMICK & CO INC COM NON VTG 579780206 313 10570 sh sole 0 0 10570 McDonalds Corp com 580135101 739 13549 sh sole 0 0 13549 Microsoft Corp com 594918104 1370 74575 sh sole 0 0 74575 MONSANTO CO NEW com 61166W101 800 9631 sh sole 0 0 9631 NASDAQ OMX GROUP INC com 631103108 261 13340 sh sole 0 0 13340 NII Holdings Inc CL B 62913F201 360 23985 sh sole 0 0 23985 NIKE INC CL B CLB 654106103 382 8151 sh sole 0 0 8151 NUCOR CORP com 670346105 248 6500 sh sole 0 0 6500 ONEOK INC NEW com 682680103 284 12564 sh sole 0 0 12564 Oracle Corp com 68389X105 253 13998 sh sole 0 0 13998 PEABODY ENERGY CORP SDCV 4.750%12/1 704549104 496 19795 sh sole 0 0 19795 Pepsico Inc com 713448108 1782 34606 sh sole 0 0 34606 PHILIP MORRIS INTL INC COM COM 718172109 1764 49565 sh sole 0 0 49565 PNC Finl Svcs Group Inc com 693475105 545 18618 sh sole 0 0 18618 Powershares DB Cmdty Idx TRA UNIT BEN INT 73935S105 530 26496 sh sole 0 0 26496 Powershares QQQ Trust UNIT SER 1 73935A104 241 7959 sh sole 0 0 7959 Procter & Gamble Co com 742718109 1753 37233 sh sole 0 0 37233 Progress Energy Inc com 743263105 811 22375 sh sole 0 0 22375 PROSHARES TR PSHS ULTSH 20YRS 74347R297 224 5126 sh sole 0 0 5126 Qualcomm Inc com 747525103 1439 36987 sh sole 0 0 36987 SANOFI AVENTIS SPONSORED ADR 80105N105 945 33832 sh sole 0 0 33832 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 234 15000 sh sole 0 0 15000 SHAW COMMUNICATIONS INC CL B Conv 82028k200 405 26745 sh sole 0 0 26745 Southern Co com 842587107 295 9620 sh sole 0 0 9620 SPDR GOLD TRUST GOLD SHS 78463V107 291 3226 sh sole 0 0 3226 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 329 6424 sh sole 0 0 6424 SPDR TR UNIT SER 1 78462F103 2666 33522 sh sole 0 0 33522 Stryker Corp com 863667101 433 12715 sh sole 0 0 12715 Suburban Propane Partners L P UNIT LTD PARTN 864482104 282 7720 sh sole 0 0 7720 Sun Life Finl Inc com 866796105 321 18000 sh sole 0 0 18000 TELEFONICA S A SPONSORED ADR 879382208 370 6199 sh sole 0 0 6199 Transocean Inc ord G90078109 262 4449 sh sole 0 0 4449 TRANSOCEAN LTD REG SHS H8817H100 249 4240 sh sole 0 0 4240 UNITED TECHNOLOGIES CORP com 913017109 295 6874 sh sole 0 0 6874 Verizon Communications com 92343V104 1831 60615 sh sole 0 0 60615 Wal Mart Stores Inc com 931142103 226 4339 sh sole 0 0 4339 WASTE MGMT INC DEL com 94106L109 525 20490 sh sole 0 0 20490 WESTAR ENERGY INC com 95709T100 232 13262 sh sole 0 0 13262 Xcel Energy Inc com 98389B100 206 11082 sh sole 0 0 11082 Yamana Gold INC com 98462Y100 860 93025 sh sole 0 0 93025
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