-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VBCM2PqjR9WPsPVnz7cKWisKuWHwR/tPT2eQHLopXiVFhBiKMIMCIg4OJ71IKYxu iFoCLAHipauLpipeojfSpQ== 0001379995-08-000012.txt : 20081112 0001379995-08-000012.hdr.sgml : 20081111 20081112132400 ACCESSION NUMBER: 0001379995-08-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK Sorce Advisory LLC CENTRAL INDEX KEY: 0001379995 IRS NUMBER: 341925728 STATE OF INCORPORATION: OH FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12153 FILM NUMBER: 081179923 BUSINESS ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 BUSINESS PHONE: 8148365776 MAIL ADDRESS: STREET 1: 5121 ZUCK ROAD CITY: ERIE STATE: PA ZIP: 16506 13F-HR 1 edgar08.txt 13F HOLDING LIST 13F-HR 11/12/08 CIK 0001379995 CCC ajfdx*e6 SUBMISSION-CONTACT NAME Lynda Lytle PHONE 814-836-5776 Attached Documents Page (2) FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Sorce Advisory LLC Address: 5121 Zuck Road Erie, PA 16506 13F File Number: 028-12153 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Cross Title: Chief Compliance Officer Phone: 814-836-5776 Signature, Place, and Date of Signing Scott Cross Erie, PA November 12, 2008 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 164 Form 13F Information Table Value Total: $111,031,177.10 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE Abbott Labs com 002824100 1531 26603 sh sole 0 0 26603 Aflac Inc com 001055102 321 5460 sh sole 0 0 5460 Altria Group Inc com 02209S103 1047 52758 sh sole 0 0 52758 America Software Inc CL A 029683109 422 77510 sh sole 0 0 77510 American Express Co com 025816109 356 10052 sh sole 0 0 10052 Amerigas Partners L P UNIT L P INT 030975106 572 18788 sh sole 0 0 18788 Amgen Inc. com 031162100 668 11270 sh sole 0 0 11270 Anheuser Busch Cos Inc com 035229103 272 4200 sh sole 0 0 4200 ANSYS INC COM 03662Q105 357 9418 sh sole 0 0 9418 Apache Corp com 037411105 479 4590 sh sole 0 0 4590 Apple Inc com 037833100 950 8360 sh sole 0 0 8360 Applied Matls Inc com 038222105 301 19880 sh sole 0 0 19880 AT&T Inc com 00206R102 1555 55697 sh sole 0 0 55697 Bank New York Mellon Corp com 064058100 453 13913 sh sole 0 0 13913 Bank of America Corporation com 060505104 681 19448 sh sole 0 0 19448 Barclays BK PLC DJAIG CMDTY 36 06738C778 1834 35579 sh sole 0 0 35579 Barrick Gold Corp com 067901108 292 7950 sh sole 0 0 7950 Becton Dickinson & Co com 075887109 486 6055 sh sole 0 0 6055 Berkshire Hathaway Inc Del CL B 084670207 1138 259 sh sole 0 0 259 Berkshire Hathaway Inc Del CL A 084670108 522 4 sh sole 0 0 4 BP PLC Sponsored ADR 055622104 1422 28336 sh sole 0 0 28336 Bristol Myers Squibb Co com 110122108 524 25141 sh sole 0 0 25141 Buckeye Partners L P UNIT LTD PARTN 118230101 327 8810 sh sole 0 0 8810 Chesapeake Energy Corp com 165167107 312 8700 sh sole 0 0 8700 Chevron Corp New com 166764100 1110 13453 sh sole 0 0 13453 Cisco Sys Inc com 17275R102 2011 89133 sh sole 0 0 89133 Citigroup Inc com 172967101 314 15311 sh sole 0 0 15311 Coca Cola Co com 191216100 521 9861 sh sole 0 0 9861 Colgate Palmolive Co com 194162103 340 4518 sh sole 0 0 4518 ConocoPhillips com 20825C104 843 11504 sh sole 0 0 11504 Consolidated Comm Hldgs Inc com 209034107 255 16900 sh sole 0 0 16900 Corning Inc com 219350105 560 35805 sh sole 0 0 35805 Corporate Executive BRD CO com 21988R102 271 8680 sh sole 0 0 8680 Costco Whsl Corp New com 22160K105 438 6743 sh sole 0 0 6743 CVS Caremark Corporation com 126650100 320 9505 sh sole 0 0 9505 Disney Walt Co com Disney 254687106 841 27409 sh sole 0 0 27409 Dow Chem Co com 260543103 211 6648 sh sole 0 0 6648 Duke Energy Corp NEW com 26441C105 743 42646 sh sole 0 0 42646 EcoLab Inc com 278865100 211 4353 sh sole 0 0 4353 EMC Corp Mass com 268648102 454 37986 sh sole 0 0 37986 Empire Dist Elec Co com 291641108 289 13540 sh sole 0 0 13540 Enbridge Energy Partners L P com 29250R106 360 9060 sh sole 0 0 9060 ENERGY SECTOR SPDR TRUST SBI INT-Energy 81369y506 339 5350 sh sole 0 0 5350 Energy Transfer Prtnrs L P UNIT LTD PARTN 29273R109 573 15550 sh sole 0 0 15550 Enterprise Prods Partners L P com 293792107 223 8641 sh sole 0 0 8641 ENTERTAINMENT PPTYS TR PFD SER B 29380T303 751 49075 sh sole 0 0 49075 Erie Indty Co CL A 29530P102 1208 28567 sh sole 0 0 28567 EV Energy Partners LP com units 26926V107 256 13490 sh sole 0 0 13490 Exxon Mobil Corp com 30231G102 4263 54888 sh sole 0 0 54888 EXXON MOBIL CORP ORD 9825r1079 1393 17932 sh sole 0 0 17932 FerrellGas Partners L.P. UNIT LTD PART 315293100 236 12870 sh sole 0 0 12870 Fifth Third Bancorp com 316773100 241 20222 sh sole 0 0 20222 First Comwlth Finl Corp PA com 319829107 238 17647 sh sole 0 0 17647 FNB Corp PA com 302520101 691 43263 sh sole 0 0 43263 FOREST OIL COM PAR $0.01 346091705 236 4750 sh sole 0 0 4750 FPL Group Inc com 302571104 536 10659 sh sole 0 0 10659 Frontier Communications Corp com 35906A108 486 42285 sh sole 0 0 42285 Fulton FINL Corp PA com 360271100 273 25025 sh sole 0 0 25025 GARMIN LTD ORD g37260109 967 28520 sh sole 0 0 28520 General Elec Co com 369604103 6184 242511 sh sole 0 0 242511 General MLS Inc com 370334104 290 4223 sh sole 0 0 4223 Genuine Parts Co com 372460105 412 10244 sh sole 0 0 10244 Goldman Sachs Group com 38141G104 290 2265 sh sole 0 0 2265 HARRIS CORP COM 413875105 1044 24370 sh sole 0 0 24370 Health Care Reit Inc com 42217K106 485 9110 sh sole 0 0 9110 Hershey Co com 427866108 233 5903 sh sole 0 0 5903 Hewlett Packard Co com 428236103 791 17097 sh sole 0 0 17097 Huntington Bancshares Inc com 446150104 330 41303 sh sole 0 0 41303 Ingersoll-Rand Company LTD CL A G4776G101 260 8355 sh sole 0 0 8355 Integrys Energy Group Inc com 45822P105 413 8260 sh sole 0 0 8260 Intel Corp com 458140100 778 41537 sh sole 0 0 41537 International Business Machs com 459200101 2131 18222 sh sole 0 0 18222 Iowa Telecomm Services Inc com 462594201 244 13080 sh sole 0 0 13080 Ishares TR MSCI EAFE IDX 464287465 2031 36074 sh sole 0 0 36074 Ishares TR RUSSELL1000VAL 464287598 1270 19874 sh sole 0 0 19874 Ishares TR S&P500 GRW 464287309 1045 18400 sh sole 0 0 18400 Ishares TR S&P 500 VALUE 464287408 976 16316 sh sole 0 0 16316 Ishares TR KLD 400 IDX FD 464288570 908 20147 sh sole 0 0 20147 Ishares TR S&P 500 INDEX 464287200 888 7602 sh sole 0 0 7602 Ishares TR RUSSELL1000GRW 464287614 637 13118 sh sole 0 0 13118 Ishares TR RUSSELL 2000 464287655 554 8154 sh sole 0 0 8154 Ishares TR S&P SMLCAP 600 464287804 434 7293 sh sole 0 0 7293 Ishares TR S&P MIDCAP 400 464287507 430 5947 sh sole 0 0 5947 Ishares TR RUSL 2000 GROW 464287648 326 4605 sh sole 0 0 4605 Ishares TR DJ US REAL EST 464287739 271 4379 sh sole 0 0 4379 Ishares TR 1-3 YR TRS BD 464287457 252 3011 sh sole 0 0 3011 Ishares TR S&P MIDCP VALU 464287705 230 3355 sh sole 0 0 3355 Ishares TR RUSL 2000 VALU 464287630 228 3389 sh sole 0 0 3389 Ishares TR RUSSELL MIDCAP 464287499 226 2748 sh sole 0 0 2748 Ishares TR MSCI EMERG MKT 464287234 205 6012 sh sole 0 0 6012 ISHARES TR S&P MICAP 400/ S&P MC400 GRW 464287606 227 3028 sh sole 0 0 3028 Janus CAP Group Inc com 47102x105 561 23125 sh sole 0 0 23125 Johnson & Johnson com 478160104 2787 40221 sh sole 0 0 40221 JP Morgan Chase & Co com 46625H100 1275 27302 sh sole 0 0 27302 Kinder Morgan Energy Partner Ut Ltd Partner 494550106 838 16110 sh sole 0 0 16110 Kraft Foods Inc CL A 50075N104 1372 41878 sh sole 0 0 41878 Liberty PPTY TR SH BEN INT 531172104 248 6580 sh sole 0 0 6580 Lilly Eli & Co com 532457108 277 6280 sh sole 0 0 6280 MACERICH CO COM 554382101 428 6720 sh sole 0 0 6720 MACERICH CO COM 554382101 391 6150 sh sole 0 0 6150 McDonalds Corp com 580135101 987 15999 sh sole 0 0 15999 Medtronic Inc com 585055106 364 7262 sh sole 0 0 7262 Merck & Co Inc com 589331107 310 9835 sh sole 0 0 9835 Microsoft Corp com 594918104 2835 106204 sh sole 0 0 106204 Midcap SPDR TR UNIT SER 1 595635103 254 1928 sh sole 0 0 1928 NASDAQ OMX GROUP INC com 631103108 700 22901 sh sole 0 0 22901 National Fuel Gas Co NJ com 636180101 272 6440 sh sole 0 0 6440 Nationwide Health PPTYS Inc com 638620104 321 8910 sh sole 0 0 8910 NII Holdings Inc CL B 62913F201 525 13845 sh sole 0 0 13845 Norfolk Southern Corp com 655844108 360 5434 sh sole 0 0 5434 Northwest Bancorp Inc PA com 667328108 253 9175 sh sole 0 0 9175 Northwest Nat Gas Co com 667655104 306 5890 sh sole 0 0 5890 Nustar Energy LP UNIT COM 67058H102 244 5740 sh sole 0 0 5740 Nuveen Fla Invt Quality Mun com 670970300 250 10 sh sole 0 0 10 Oneok Partners LP UNIT LTD PARTN 68268N103 485 9557 sh sole 0 0 9557 Oracle Corp com 68389X105 243 11950 sh sole 0 0 11950 P T TeleKominikasi Indonesia Spons ADR 715684106 338 11355 sh sole 0 0 11355 Paychex Inc com 704326107 245 7432 sh sole 0 0 7432 Pepsico Inc com 713448108 2384 33450 sh sole 0 0 33450 PETROCHINA CO LTD SPONS ADR 71646E100 319 3107 sh sole 0 0 3107 Pfizer Inc com 717081103 546 29611 sh sole 0 0 29611 PHILIP MORRIS INTL INC COM COM 718172109 2526 52526 sh sole 0 0 52526 Plains All Amern Pipeline L UNIT LTD PARTN 726503105 309 7810 sh sole 0 0 7810 Plum Creek Timber Co Inc com 729251108 279 5601 sh sole 0 0 5601 PNC Finl Svcs Group Inc com 693475105 2053 27482 sh sole 0 0 27482 Posco ADR 693483109 1126 12060 sh sole 0 0 12060 Powershares DB Cmdty Idx TRA UNIT BEN INT 73935S105 1518 44799 sh sole 0 0 44799 Powershares QQQ Trust UNIT SER 1 73935A104 281 7232 sh sole 0 0 7232 Procter & Gamble Co com 742718109 2929 42024 sh sole 0 0 42024 Progress Energy Inc com 743263105 1090 25271 sh sole 0 0 25271 Qualcomm Inc com 747525103 924 21508 sh sole 0 0 21508 SATYAM COMPUTER SERVICES ADR 804098101 314 19440 sh sole 0 0 19440 SCANA CORP NEW COM 80589M102 290 7440 sh sole 0 0 7440 Schlumberger LTD com 806857108 486 6223 sh sole 0 0 6223 Simon PPTY Group Inc NEW com 828806109 346 3565 sh sole 0 0 3565 Southern Co com 842587107 412 10929 sh sole 0 0 10929 SPDR Index SHS FDS DJWS Intl Real 78463X863 224 5865 sh sole 0 0 5865 SPDR TR UNIT SER 1 78462F103 552 4758 sh sole 0 0 4758 Stryker Corp com 863667101 716 11490 sh sole 0 0 11490 Stryker Corp com 863667101 364 5840 sh sole 0 0 5840 Suburban Propane Partners L P UNIT LTD PARTN 864482104 316 9410 sh sole 0 0 9410 Sun Life Finl Inc com 866796105 637 18000 sh sole 0 0 18000 SUNTECH POWER ADR 86800c104 543 15160 sh sole 0 0 15160 Texas Instrs Inc com 882508104 338 15724 sh sole 0 0 15724 Transocean Inc ord G90078109 311 2835 sh sole 0 0 2835 TRANSOCEAN INC NEW SHS g90073100 532 4841 sh sole 0 0 4841 UNILEVER PLC NEW SPONS ADR 904767704 262 9640 sh sole 0 0 9640 UST Inc com 902911106 497 7470 sh sole 0 0 7470 Verizon Communications com 92343V104 2460 76653 sh sole 0 0 76653 VF Corporation com 918204108 305 3950 sh sole 0 0 3950 Vulcan Matls com 929160109 229 3078 sh sole 0 0 3078 Wal Mart Stores Inc com 931142103 624 10411 sh sole 0 0 10411 Walgreen Co com 931422109 462 14917 sh sole 0 0 14917 Windstream Corp com 97381W104 261 23846 sh sole 0 0 23846 World Wrestling Entertainment com 98156Q108 409 26475 sh sole 0 0 26475 Xcel Energy Inc com 98389B100 539 26980 sh sole 0 0 26980
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