0001140361-16-056770.txt : 20160307 0001140361-16-056770.hdr.sgml : 20160307 20160307164520 ACCESSION NUMBER: 0001140361-16-056770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160303 FILED AS OF DATE: 20160307 DATE AS OF CHANGE: 20160307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alonso Mario E CENTRAL INDEX KEY: 0001552646 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 161489056 MAIL ADDRESS: STREET 1: 601 TRAVIS STREET 2: 14TH FLOOR CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2016-03-03 0 0001379895 DYNEGY INC. DYN 0001552646 Alonso Mario E 601 TRAVIS 14TH FLOOR HOUSTON TX 77002 0 1 0 0 EVP-Strategic Planning & Dev Common Stock 2016-03-03 4 F 0 1471 11.60 D 36938 D These restricted stock units were withheld by the issuer to pay the taxes applicable to the vesting of 4,597 units of restricted stock on March 3, 2016. Reflects the closing stock price on March 3, 2016. Amount includes 1,623 restricted stock units that vest on March 18, 2016, 2,026 restricted stock units that vest on March 3, 2017, 5,140 restricted stock units that vest in two annual equal installments beginning on March 3, 2017 and 16, 502 restricted stock units that vest in three annual equal installments beginning on April 1, 2016. /s/ Heidi D. Lewis, Attorney-in-Fact 2016-03-07