0001104659-17-011606.txt : 20170224 0001104659-17-011606.hdr.sgml : 20170224 20170224162722 ACCESSION NUMBER: 0001104659-17-011606 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 17637727 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 8-A12B 1 a17-7055_18a12b.htm 8-A12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

DYNEGY INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

20-5653152

(State or other jurisdiction of incorporation)

 

(IRS Employer Identification No.)

 

601 Travis, Suite 1400
Houston, Texas

 

77002

(Address of principal executive offices)

 

(Zip Code)

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. o

 

Securities Act registration statement file number to which this form relates: N/A

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Name of Each Exchange on which

to be so Registered

 

Each Class is to be Registered

Warrants to purchase Common Stock

 

New York Stock Exchange

 

Securities to be registered pursuant to Section 12(g) of the Act:

 

None

(Title of Class)

 

None

(Title of Class)

 

 

 


 

Item 1. Description of Registrant’s Securities to be Registered

 

For a description of the Warrants, reference is made to the information under the caption “Warrant Agreement” under Item 1.01 of the Current Report on Form 8-K filed by Dynegy Inc. and Illinois Power Generating Company on February 6, 2017, which description is incorporated herein by reference and made a part of this registration statement in its entirety.

 

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Item 2. Exhibits

 

Exhibit No.

 

Document

 

 

 

3.1

 

Third Amended and Restated Certificate of Incorporation of Dynegy Inc. (incorporated by reference to Exhibit 3.1 of the Registrant’s Form 8-K (Registration No. 001-33443) filed on October 4, 2012)

 

 

 

3.2

 

Sixth Amended and Restated By-laws of Dynegy Inc. (incorporated by reference to Exhibit 3.1 of the Registrant’s Form 8-K (Registration No. 001-33443) filed on August 26, 2014)

 

 

 

4.1

 

Warrant Agreement, dated February 2, 2017, by and among Dynegy Inc., Computershare Inc. and Computershare Trust Company, N.A., as warrant agent (incorporated by reference to Exhibit 4.1 of the Registrant’s Form 8-K (Registration No. 001-33443) filed on February 6, 2017)

 

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SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

 

DYNEGY INC.

 

 

 

(Registrant)

 

 

 

 

Dated: February 24, 2017

By:

/s/ Catherine B. Callaway

 

Name:

Catherine B. Callaway

 

Title:

Executive Vice President, General Counsel and Chief Compliance Officer

 

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EXHIBIT INDEX

 

Exhibit No.

 

Document

 

 

 

3.1

 

Third Amended and Restated Certificate of Incorporation of Dynegy Inc. (incorporated by reference to Exhibit 3.1 of the Registrant’s Form 8-K (Registration No. 001-33443) filed on October 4, 2012)

 

 

 

3.2

 

Sixth Amended and Restated By-laws of Dynegy Inc. (incorporated by reference to Exhibit 3.1 of the Registrant’s Form 8-K (Registration No. 001-33443) filed on August 26, 2014)

 

 

 

4.1

 

Warrant Agreement, dated February 2, 2017, by and among Dynegy Inc., Computershare Inc. and Computershare Trust Company, N.A., as warrant agent (incorporated by reference to Exhibit 4.1 of the Registrant’s Form 8-K (Registration No. 001-33443) filed on February 6, 2017)

 

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