0001275283-16-000117.txt : 20160205 0001275283-16-000117.hdr.sgml : 20160205 20160205135706 ACCESSION NUMBER: 0001275283-16-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160203 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REYNOLDS AMERICAN INC CENTRAL INDEX KEY: 0001275283 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 200546644 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 BUSINESS PHONE: 3367412000 MAIL ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL LISA J CENTRAL INDEX KEY: 0001379325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32258 FILM NUMBER: 161391529 MAIL ADDRESS: STREET 1: 401 N MAIN STREET CITY: WINSTON SALEM STATE: NC ZIP: 27102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-03 0001275283 REYNOLDS AMERICAN INC RAI 0001379325 CALDWELL LISA J 401 N MAIN STREET WINSTON SALEM NC 27101 0 1 0 0 EVP & Chief HR Officer Common Stock 2016-02-03 4 A 0 58217 0 A 119491 D Common Stock 2016-02-03 4 A 0 3003 0 A 3003 I Owned by spouse Performance shares (each equals 1 share of RAI Common Stock) earned based on 2013-2015 performance period, and subject to time-based vesting through March 1, 2016. McDara P. Folan, III, Attorney-in-fact 2016-02-05