0001275283-12-000012.txt : 20120306 0001275283-12-000012.hdr.sgml : 20120306 20120306161810 ACCESSION NUMBER: 0001275283-12-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120302 FILED AS OF DATE: 20120306 DATE AS OF CHANGE: 20120306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALDWELL LISA J CENTRAL INDEX KEY: 0001379325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32258 FILM NUMBER: 12670586 MAIL ADDRESS: STREET 1: 401 N MAIN STREET CITY: WINSTON SALEM STATE: NC ZIP: 27102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REYNOLDS AMERICAN INC CENTRAL INDEX KEY: 0001275283 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 200546644 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 BUSINESS PHONE: 3367412000 MAIL ADDRESS: STREET 1: 401 NORTH MAIN ST CITY: WINSTON SALEM STATE: NC ZIP: 27102 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2012-03-02 0001275283 REYNOLDS AMERICAN INC RAI 0001379325 CALDWELL LISA J 401 N MAIN STREET WINSTON SALEM NC 27101 0 1 0 0 EVP & Chief HR Officer Common Stock 2012-03-02 4 M 0 40149 0 A 54610.231 D Common Stock 2012-03-02 4 F 0 15437 42.07 D 39173.231 D Common Stock 2012-03-02 4 M 0 2661 0 A 4839.3468 I Owned by spouse Common Stock 2012-03-02 4 F 0 911 42.07 D 3928.3468 I Owned by spouse Performance Shares 2012-03-02 4 A 0 4931 0 A 2012-03-02 2012-03-02 Common Stock 4931 67399 D Performance Shares 2012-03-02 4 M 0 40149 0 D 2012-03-02 2012-03-02 Common Stock 40149 27250 D Performance Shares 2012-03-02 4 A 0 327 0 A 2012-03-02 2012-03-02 Common Stock 327 4403 I Owned by spouse Performance Shares 2012-03-02 4 M 0 2661 0 D 2012-03-02 2012-03-02 Common Stock 2661 1742 I Owned by spouse One performance share represents one share of Issuer's Common Stock. Represents additional performance shares acquired pursuant to performance conditions of original grant. As adjusted for the 2-for-1 Stock Split on November 15, 2010. Constantine E. Tsipis, Attorney-in-fact 2012-03-06