0001209191-14-072421.txt : 20141202
0001209191-14-072421.hdr.sgml : 20141202
20141202172727
ACCESSION NUMBER: 0001209191-14-072421
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141128
FILED AS OF DATE: 20141202
DATE AS OF CHANGE: 20141202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENESEE & WYOMING INC
CENTRAL INDEX KEY: 0001012620
STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011]
IRS NUMBER: 060984624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
BUSINESS PHONE: 2032028900
MAIL ADDRESS:
STREET 1: 20 WEST AVENUE
CITY: DARIEN
STATE: CT
ZIP: 06820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fergus Allison M
CENTRAL INDEX KEY: 0001379256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31456
FILM NUMBER: 141261514
MAIL ADDRESS:
STREET 1: C/O GENESEE & WYOMING INC
STREET 2: 66 FIELD POINT ROAD
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-11-28
0
0001012620
GENESEE & WYOMING INC
GWR
0001379256
Fergus Allison M
C/O GENESEE & WYOMING INC.
20 WEST AVENUE
DARIEN
CT
06820
0
1
0
0
General Counsel and Secretary
Class A Common Stock, $.01 par value
2014-11-28
4
A
0
943
0.00
A
39910
D
Class A Common Stock, $.01 par value
2014-12-02
4
M
0
2542
31.85
A
42452
D
Class A Common Stock. $.01 par value
2014-12-02
4
S
0
1695
93.16
D
40757
D
Stock Option (Right to Buy)
98.59
2014-11-28
4
A
0
4853
0.00
A
2019-11-27
Class A Common Stock, $.01 par value
4853
4853
D
Stock Option (Right to Buy)
31.85
2014-12-02
4
M
0
2542
0.00
D
2015-02-25
Class A Common Stock, $.01 par value
2542
0
D
This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2015.
All shares are held in a joint account with spouse.
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
Represents the weighted average sales price for the price increments ranging from $93.15 to $93.16.
This option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2015.
This option award was granted under the Plan and vested in three equal annual installments, beginning February 26, 2011.
Allison M. Fergus
2014-12-02