0001209191-14-072421.txt : 20141202 0001209191-14-072421.hdr.sgml : 20141202 20141202172727 ACCESSION NUMBER: 0001209191-14-072421 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141128 FILED AS OF DATE: 20141202 DATE AS OF CHANGE: 20141202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENESEE & WYOMING INC CENTRAL INDEX KEY: 0001012620 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 060984624 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 2032028900 MAIL ADDRESS: STREET 1: 20 WEST AVENUE CITY: DARIEN STATE: CT ZIP: 06820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fergus Allison M CENTRAL INDEX KEY: 0001379256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31456 FILM NUMBER: 141261514 MAIL ADDRESS: STREET 1: C/O GENESEE & WYOMING INC STREET 2: 66 FIELD POINT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-28 0 0001012620 GENESEE & WYOMING INC GWR 0001379256 Fergus Allison M C/O GENESEE & WYOMING INC. 20 WEST AVENUE DARIEN CT 06820 0 1 0 0 General Counsel and Secretary Class A Common Stock, $.01 par value 2014-11-28 4 A 0 943 0.00 A 39910 D Class A Common Stock, $.01 par value 2014-12-02 4 M 0 2542 31.85 A 42452 D Class A Common Stock. $.01 par value 2014-12-02 4 S 0 1695 93.16 D 40757 D Stock Option (Right to Buy) 98.59 2014-11-28 4 A 0 4853 0.00 A 2019-11-27 Class A Common Stock, $.01 par value 4853 4853 D Stock Option (Right to Buy) 31.85 2014-12-02 4 M 0 2542 0.00 D 2015-02-25 Class A Common Stock, $.01 par value 2542 0 D This restricted stock award was granted under the Genesee & Wyoming Inc. Second Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and will vest in three equal annual installments, beginning February 28, 2015. All shares are held in a joint account with spouse. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4. Represents the weighted average sales price for the price increments ranging from $93.15 to $93.16. This option award was granted under the Plan and will vest in three equal annual installments, beginning February 28, 2015. This option award was granted under the Plan and vested in three equal annual installments, beginning February 26, 2011. Allison M. Fergus 2014-12-02