FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Wesco Aircraft Holdings, Inc [ WAIR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/02/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/02/2011 | S | 1,060,516 | D | $14.1375 | 1,425,448 | I | Randy Snyder 2009 Extended Family Trust(1) | ||
Common Stock | 08/02/2011 | S | 1,060,515 | D | $14.1375 | 1,425,449 | I | Susan Snyder 2009 Extended Family Trust(2) | ||
Common Stock | 1,278,046 | I | Justin Henry Snyder Exempt Trust U/T Randy Snyder 2005 Grantor Trust(3) | |||||||
Common Stock | 1,278,046 | I | Justin Henry Snyder Exempt Trust U/T Susan Snyder 2005 Grantor Trust(4) | |||||||
Common Stock | 1,278,046 | I | Joshua Jack Snyder Exempt Trust U/T Randy Snyder 2005 Grantor Trust(5) | |||||||
Common Stock | 1,278,046 | I | Joshua Jack Snyder Exempt Trust U/T Susan Snyder 2005 Grantor Trust(6) | |||||||
Common Stock | 1,278,046 | I | Todd Ian Snyder Exempt Trust U/T Randy Snyder 2005 Grantor Trust(7) | |||||||
Common Stock | 1,278,046 | I | Todd Ian Snyder Exempt Trust U/T Susan Snyder 2005 Grantor Trust(8) | |||||||
Common Stock | 08/03/2011 | A | 22,500(9) | A | $0 | 22,500 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. These shares are held in a trust for the benefit Justin Henry Snyder, Joshua Jack Snyder and Todd Ian Snyder, the reporting person's children. U.S. Trust Company of Delaware is the trustee for the trust, and Michael Neri, as Senior Vice President of U.S. Trust Company of Delaware, has sole voting and dispositive power over the shares held by the trust. |
2. These shares are held in a trust for the benefit Justin Henry Snyder, Joshua Jack Snyder and Todd Ian Snyder, the reporting person's children. U.S. Trust Company of Delaware is the trustee for the trust, and Michael Neri, as Senior Vice President of U.S. Trust Company of Delaware, has sole voting and dispositive power over the shares held by the trust. |
3. These shares are held in a trust for the benefit Justin Henry Snyder, the reporting person's son. U.S. Trust Company of Delaware is the trustee for the trust, and Michael Neri, as Senior Vice President of U.S. Trust Company of Delaware, has sole voting and dispositive power over the shares held by the trust. |
4. These shares are held in a trust for the benefit Justin Henry Snyder, the reporting person's son. U.S. Trust Company of Delaware is the trustee for the trust, and Michael Neri, as Senior Vice President of U.S. Trust Company of Delaware, has sole voting and dispositive power over the shares held by the trust. |
5. These shares are held in a trust for the benefit Joshua Jack Snyder, the reporting person's son. U.S. Trust Company of Delaware is the trustee for the trust, and Michael Neri, as Senior Vice President of U.S. Trust Company of Delaware, has sole voting and dispositive power over the shares held by the trust. |
6. These shares are held in a trust for the benefit Joshua Jack Snyder, the reporting person's son. U.S. Trust Company of Delaware is the trustee for the trust, and Michael Neri, as Senior Vice President of U.S. Trust Company of Delaware, has sole voting and dispositive power over the shares held by the trust. |
7. These shares are held in a trust for the benefit Todd Ian Snyder, the reporting person's son. U.S. Trust Company of Delaware is the trustee for the trust, and Michael Neri, as Senior Vice President of U.S. Trust Company of Delaware, has sole voting and dispositive power over the shares held by the trust. |
8. These shares are held in a trust for the benefit Todd Ian Snyder, the reporting person's son. U.S. Trust Company of Delaware is the trustee for the trust, and Michael Neri, as Senior Vice President of U.S. Trust Company of Delaware, has sole voting and dispositive power over the shares held by the trust. |
9. Represents 22,500 shares of Wesco Aircraft Holdings, Inc.'s (the "Company") restricted common stock, par value $0.001 per share, awarded pursuant to the Wesco Aircraft Holdings, Inc. 2011 Equity Incentive Award Plan. 11,250 of these shares will vest in three equal installments on September 30, 2012, 2013 and 2014. The vesting of the remaining 11,250 shares is subject to the Company's achievement of certain financial performance objectives during the year ended September 30, 2012. If these performance objectives are not achieved, these 11,250 shares will be forfeited. If these performance objectives are achieved, the 11,250 shares will also vest in three equal installments on September 30, 2012, 2013 and 2014. |
/s/ Gregory A. Hann, as Attorney-in-Fact | 08/04/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |