-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VHn+hOBWSVILNqzD92iKIahzpzjfGBF/XOb3CYgCyFRKcWhBHASb/f3vrEVEKwAU m6X/xiwxzxK/DxvPNqz8pQ== 0000919574-10-006323.txt : 20101112 0000919574-10-006323.hdr.sgml : 20101111 20101112164719 ACCESSION NUMBER: 0000919574-10-006323 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASTINE CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001377929 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12177 FILM NUMBER: 101187394 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-310-5190 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 d1144537_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Castine Capital Management, LLC Address: One International Place Suite 2401 Boston, Massachusetts 02110 13F File Number: 028-12177 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Magidson Title: Managing Member Phone: (617) 310-5190 Signature, Place and Date of Signing: /s/ Paul Magidson Boston, Massachusetts November 12, 2010 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 110 Form 13F Information Table Value Total: $469,157 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-13763 Castine Partners II, LP FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- 1ST UNITED BANCORP INC FLA COM 33740N105 3,308 514,399 SH Shared 1 514,399 1ST UNITED BANCORP INC FLA COM 33740N105 1,925 299,372 SH Sole 299,372 AMERICAN CAP LTD COM 02503Y103 1,098 189,036 SH Shared 1 189,036 AMERICAN CAP LTD COM 02503Y103 846 145,605 SH Sole 145,605 AMERICAN INTL GROUP INC COM NEW 026874784 36,320 928,900 PUT Shared 1 928,900 AMERICAN INTL GROUP INC COM NEW 026874784 21,134 540,500 PUT Sole 540,500 AMERIS BANCORP COM 03076K108 4,489 480,069 SH Shared 1 480,069 AMERIS BANCORP COM 03076K108 2,613 279,516 SH Sole 279,516 AON CORP COM 037389103 5,193 132,774 SH Shared 1 132,774 AON CORP COM 037389103 3,020 77,226 SH Sole 77,226 BANCORP INC DEL COM 05969A105 4,892 731,200 SH Shared 1 731,200 BANCORP INC DEL COM 05969A105 2,846 425,461 SH Sole 425,461 BANCORP RHODE ISLAND INC COM 059690107 2,447 87,609 SH Shared 1 87,609 BANCORP RHODE ISLAND INC COM 059690107 1,424 50,973 SH Sole 50,973 BANK OF AMERICA CORPORATION COM 060505104 10,767 821,723 SH Shared 1 821,723 BANK OF AMERICA CORPORATION COM 060505104 6,267 478,277 SH Sole 478,277 BCSB BANCORP INC COM 055367106 979 103,057 SH Shared 1 103,057 BCSB BANCORP INC COM 055367106 570 59,978 SH Sole 59,978 BEACON FED BANCORP INC COM 073582108 177 17,443 SH Shared 1 17,443 BEACON FED BANCORP INC COM 073582108 103 10,157 SH Sole 10,157 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 3,283 365,977 SH Shared 1 365,977 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 1,910 212,924 SH Sole 212,924 CAPE BANCORP INC COM 139209100 3,142 413,448 SH Shared 1 413,448 CAPE BANCORP INC COM 139209100 1,829 240,623 SH Sole 240,623 CASH AMER INTL INC COM 14754D100 7,303 208,661 SH Shared 1 208,661 CASH AMER INTL INC COM 14754D100 4,247 121,339 SH Sole 121,339 CENTURY BANCORP INC MASS CL A NON VTG 156432106 4,144 173,482 SH Shared 1 173,482 CENTURY BANCORP INC MASS CL A NON VTG 156432106 2,412 100,943 SH Sole 100,943 CHUBB CORP COM 171232101 5,449 95,606 SH Shared 1 95,606 CHUBB CORP COM 171232101 3,170 55,622 SH Sole 55,622 DANVERS BANCORP INC COM 236442109 933 60,870 SH Shared 1 60,870 DANVERS BANCORP INC COM 236442109 535 34,930 SH Sole 34,930 EAGLE BANCORP INC MD COM 268948106 2,260 196,880 SH Shared 1 196,880 EAGLE BANCORP INC MD COM 268948106 1,315 114,560 SH Sole 114,560 EVANS BANCORP INC COM NEW 29911Q208 1,917 145,800 SH Shared 1 145,800 EVANS BANCORP INC COM NEW 29911Q208 1,113 84,628 SH Sole 84,628 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 2,174 887,174 SH Shared 1 887,174 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 1,264 515,726 SH Sole 515,726 FIRST COMWLTH FINL CORP PA COM 319829107 1,736 318,528 SH Shared 1 318,528 FIRST COMWLTH FINL CORP PA COM 319829107 1,011 185,472 SH Sole 185,472 FOX CHASE BANCORP INC NEW COM 35137T108 3,755 396,903 SH Shared 1 396,903 FOX CHASE BANCORP INC NEW COM 35137T108 2,185 230,950 SH Sole 230,950 FRANKLIN RES INC COM 354613101 54,049 505,600 PUT Shared 1 505,600 FRANKLIN RES INC COM 354613101 31,471 294,400 PUT Sole 294,400 FREIGHTCAR AMER INC COM 357023100 4,896 199,037 SH Shared 1 199,037 FREIGHTCAR AMER INC COM 357023100 2,851 115,881 SH Sole 115,881 GENWORTH FINL INC COM CL A 37247D106 4,250 347,751 SH Shared 1 347,751 GENWORTH FINL INC COM CL A 37247D106 2,471 202,249 SH Sole 202,249 GOLDMAN SACHS GROUP INC COM 38141G104 6,400 44,263 SH Shared 1 44,263 GOLDMAN SACHS GROUP INC COM 38141G104 3,721 25,737 SH Sole 25,737 GRAMERCY CAP CORP COM 384871109 131 94,155 SH Shared 1 94,155 GRAMERCY CAP CORP COM 384871109 102 73,450 SH Sole 73,450 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 8,156 325,993 SH Shared 1 325,993 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 4,746 189,670 SH Sole 189,670 HANCOCK HLDG CO COM 410120109 950 31,600 SH Shared 1 31,600 HANCOCK HLDG CO COM 410120109 553 18,400 SH Sole 18,400 HATTERAS FINL CORP COM 41902R103 7,664 269,196 SH Shared 1 269,196 HATTERAS FINL CORP COM 41902R103 4,452 156,373 SH Sole 156,373 HERITAGE FINL CORP WASH COM 42722X106 2,919 208,500 SH Shared 1 208,500 HERITAGE FINL CORP WASH COM 42722X106 1,699 121,339 SH Sole 121,339 HILLTOP HOLDINGS INC COM 432748101 1,112 116,112 SH Shared 1 116,112 HILLTOP HOLDINGS INC COM 432748101 647 67,542 SH Sole 67,542 HOME FED BANCORP INC MD COM 43710G105 5,674 466,189 SH Shared 1 466,189 HOME FED BANCORP INC MD COM 43710G105 3,301 271,219 SH Sole 271,219 ISTAR FINL INC COM 45031U101 119 39,010 SH Shared 1 39,010 ISTAR FINL INC COM 45031U101 102 33,390 SH Sole 33,390 JPMORGAN CHASE & CO COM 46625H100 4,812 126,430 SH Shared 1 126,430 JPMORGAN CHASE & CO COM 46625H100 2,800 73,570 SH Sole 73,570 LEGACY BANCORP INC CL A 52463G105 1,370 172,960 SH Shared 1 172,960 LEGACY BANCORP INC CL A 52463G105 796 100,560 SH Sole 100,560 LOEWS CORP COM 540424108 4,785 126,251 SH Shared 1 126,251 LOEWS CORP COM 540424108 2,784 73,467 SH Sole 73,467 METRO BANCORP INC PA COM 59161R101 2,693 259,154 SH Shared 1 259,154 METRO BANCORP INC PA COM 59161R101 1,566 150,712 SH Sole 150,712 MFA FINANCIAL INC COM 55272X102 5,687 745,343 SH Shared 1 745,343 MFA FINANCIAL INC COM 55272X102 3,305 433,173 SH Sole 433,173 NORTHWEST BANCSHARES INC MD COM 667340103 5,237 468,422 SH Shared 1 468,422 NORTHWEST BANCSHARES INC MD COM 667340103 3,046 272,465 SH Sole 272,465 OCEANFIRST FINL CORP COM 675234108 2,426 197,687 SH Shared 1 197,687 OCEANFIRST FINL CORP COM 675234108 1,411 115,036 SH Sole 115,036 OCWEN FINL CORP COM NEW 675746309 5,768 568,800 SH Shared 1 568,800 OCWEN FINL CORP COM NEW 675746309 3,358 331,200 SH Sole 331,200 ORIENTAL FINL GROUP INC COM 68618W100 4,413 331,800 SH Shared 1 331,800 ORIENTAL FINL GROUP INC COM 68618W100 2,570 193,200 SH Sole 193,200 ORITANI FINL CORP DEL COM 68633D103 3,548 355,525 SH Shared 1 355,525 ORITANI FINL CORP DEL COM 68633D103 2,064 206,857 SH Sole 206,857 PENN MILLERS HLDG CORP COM 707561106 4,736 320,413 SH Shared 1 320,413 PENN MILLERS HLDG CORP COM 707561106 2,756 186,438 SH Sole 186,438 PEOPLES FED BANCSHARES INC COM 711037101 1,611 149,817 SH Shared 1 149,817 PEOPLES FED BANCSHARES INC COM 711037101 938 87,239 SH Sole 87,239 POPULAR INC COM 733174106 4,064 1,401,391 SH Shared 1 1,401,391 POPULAR INC COM 733174106 2,359 813,335 SH Sole 813,335 SPDR GOLD TRUST GOLD SHS 78463V107 8,086 63,220 SH Shared 1 63,220 SPDR GOLD TRUST GOLD SHS 78463V107 4,705 36,780 SH Sole 36,780 TRADESTATION GROUP INC COM 89267P105 4,367 663,707 SH Shared 1 663,707 TRADESTATION GROUP INC COM 89267P105 2,540 386,045 SH Sole 386,045 UNITED FINANCIAL BANCORP INC COM 91030T109 3,840 284,256 SH Shared 1 284,256 UNITED FINANCIAL BANCORP INC COM 91030T109 2,235 165,399 SH Sole 165,399 US BANCORP DEL COM NEW 902973304 9,568 442,556 SH Shared 1 442,556 US BANCORP DEL COM NEW 902973304 5,566 257,444 SH Sole 257,444 VIEWPOINT FINL GROUP INC MD COM 92672A101 2,747 296,997 SH Shared 1 296,997 VIEWPOINT FINL GROUP INC MD COM 92672A101 1,600 172,936 SH Sole 172,936 WASHINGTON BKG CO OAK HBR WA COM 937303105 2,794 201,562 SH Shared 1 201,562 WASHINGTON BKG CO OAK HBR WA COM 937303105 1,625 117,271 SH Sole 117,271 WASHINGTON FED INC COM 938824109 2,610 170,812 SH Shared 1 170,812 WASHINGTON FED INC COM 938824109 1,516 99,188 SH Sole 99,188 WHITE MTNS INS GROUP LTD COM G9618E107 6,240 20,229 SH Shared 1 20,229 WHITE MTNS INS GROUP LTD COM G9618E107 3,631 11,771 SH Sole 11,771 WILLIS LEASE FINANCE CORP COM 970646105 2,938 292,053 SH Shared 1 292,053 WILLIS LEASE FINANCE CORP COM 970646105 1,709 169,897 SH Sole 169,897
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