-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HHwPWIkPbq7w6YjmsIz8hFiRPYu98kmIbXJasPlRVEPrgDhphML1IMsKy92xD7tP ++DIYFx1aCWE58ZHwjCZ4Q== 0000919574-10-003345.txt : 20100514 0000919574-10-003345.hdr.sgml : 20100514 20100514172235 ACCESSION NUMBER: 0000919574-10-003345 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 EFFECTIVENESS DATE: 20100514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASTINE CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001377929 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12177 FILM NUMBER: 10834857 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-310-5190 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 d1096495_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Castine Capital Management, LLC Address: One International Place Suite 2401 Boston, Massachusetts 02110 13F File Number: 028-12177 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul Magidson Title: Managing Member Phone: (617) 310-5190 Signature, Place and Date of Signing: /s/ Paul Magidson Boston, Massachusetts May 14, 2010 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 110 Form 13F Information Table Value Total: $530,934 (thousands) List of Other Included Managers: No. Form 13F File Number Name 1. 028-13763 Castine Partners II, LP FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x1000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE - -------------- -------------- ----- ------- ------- --- ---- ---------- ----- ---- ------ ---- 1ST UNITED BANCORP INC FLA COM 33740N105 4,853 602,804 SH SHARED 1 602,804 1ST UNITED BANCORP INC FLA COM 33740N105 2,643 328,374 SH SOLE 328,374 AMERICAN CAP LTD COM 02503Y103 960 189,036 SH SHARED 1 189,036 AMERICAN CAP LTD COM 02503Y103 740 145,605 SH SOLE 145,605 AMERICAN INTL GROUP INC COM NEW 026874784 47,465 1,390,300 PUT SHARED 1 1,390,300 AMERICAN INTL GROUP INC COM NEW 026874784 25,892 758,400 PUT SOLE 758,400 AMERIS BANCORP COM 03076K108 657 72,795 SH SHARED 1 72,795 AMERIS BANCORP COM 03076K108 358 39,661 SH SOLE 39,661 AON CORP COM 037389103 6,301 147,536 SH SHARED 1 147,536 AON CORP COM 037389103 3,433 80,369 SH SOLE 80,369 ASSOCIATED BANC CORP COM 045487105 2,671 194,100 SH SHARED 1 194,100 ASSOCIATED BANC CORP COM 045487105 1,457 105,900 SH SOLE 105,900 BANCORP INC DEL COM 05969A105 6,601 741,644 SH SHARED 1 741,644 BANCORP INC DEL COM 05969A105 3,596 404,017 SH SOLE 404,017 BANCORP RHODE ISLAND INC COM 059690107 2,354 86,059 SH SHARED 1 86,059 BANCORP RHODE ISLAND INC COM 059690107 1,282 46,880 SH SOLE 46,880 BANK OF AMERICA CORPORATION COM 060505104 12,704 711,700 SH SHARED 1 711,700 BANK OF AMERICA CORPORATION COM 060505104 6,931 388,300 SH SOLE 388,300 BCSB BANCORP INC COM 055367106 996 104,894 SH SHARED 1 104,894 BCSB BANCORP INC COM 055367106 543 57,141 SH SOLE 57,141 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 2,741 289,109 SH SHARED 1 289,109 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 1,494 157,610 SH SOLE 157,610 CAPE BANCORP INC COM 139209100 3,359 416,237 SH SHARED 1 416,237 CAPE BANCORP INC COM 139209100 1,830 226,744 SH SOLE 226,744 CENTURY BANCORP INC MASS CL A NON VTG 156432106 2,959 154,097 SH SHARED 1 154,097 CENTURY BANCORP INC MASS CL A NON VTG 156432106 1,612 83,943 SH SOLE 83,943 CHIMERA INVT CORP COM 16934Q109 7,823 2,011,182 SH SHARED 1 2,011,182 CHIMERA INVT CORP COM 16934Q109 4,262 1,095,577 SH SOLE 1,095,577 CHUBB CORP COM 171232101 4,529 87,345 SH SHARED 1 87,345 CHUBB CORP COM 171232101 2,471 47,655 SH SOLE 47,655 CIT GROUP INC COM NEW 125581801 2,521 64,700 SH SHARED 1 64,700 CIT GROUP INC COM NEW 125581801 1,375 35,300 SH SOLE 35,300 CITIZENS REPUBLIC BANCORP IN COM 174420109 2,583 2,265,856 SH SHARED 1 2,265,856 CITIZENS REPUBLIC BANCORP IN COM 174420109 1,407 1,234,144 SH SOLE 1,234,144 DANVERS BANCORP INC COM 236442109 4,368 315,828 SH SHARED 1 315,828 DANVERS BANCORP INC COM 236442109 2,379 172,045 SH SOLE 172,045 EAGLE BANCORP INC MD COM 268948106 2,292 193,413 SH SHARED 1 193,413 EAGLE BANCORP INC MD COM 268948106 1,249 105,361 SH SOLE 105,361 ESSA BANCORP INC COM 29667D104 915 72,982 SH SHARED 1 72,982 ESSA BANCORP INC COM 29667D104 497 39,655 SH SOLE 39,655 FIRST BUSEY CORP COM 319383105 423 95,692 SH SHARED 1 95,692 FIRST BUSEY CORP COM 319383105 230 51,934 SH SOLE 51,934 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 1,196 452,900 SH SHARED 1 452,900 FIRST CALIFORNIA FINANCIAL G COM NEW 319395109 652 247,100 SH SOLE 247,100 FIRST CMNTY BANCSHARES INC N COM 31983A103 843 68,187 SH SHARED 1 68,187 FIRST CMNTY BANCSHARES INC N COM 31983A103 459 37,145 SH SOLE 37,145 FRANKLIN RES INC COM 354613101 28,701 258,800 PUT SHARED 1 258,800 FRANKLIN RES INC COM 354613101 15,659 141,200 PUT SOLE 141,200 FREIGHTCAR AMER INC COM 357023100 5,887 243,661 SH SHARED 1 243,661 FREIGHTCAR AMER INC COM 357023100 3,216 133,104 SH SOLE 133,104 GENWORTH FINL INC COM CL A 37247D106 2,373 129,400 SH SHARED 1 129,400 GENWORTH FINL INC COM CL A 37247D106 1,295 70,600 SH SOLE 70,600 GOLDMAN SACHS GROUP INC COM 38141G104 8,280 48,525 SH SHARED 1 48,525 GOLDMAN SACHS GROUP INC COM 38141G104 4,517 26,475 SH SOLE 26,475 GRAMERCY CAP CORP COM 384871109 263 94,155 SH SHARED 1 94,155 GRAMERCY CAP CORP COM 384871109 205 73,450 SH SOLE 73,450 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 9,291 348,250 SH SHARED 1 348,250 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 5,061 189,706 SH SOLE 189,706 HERITAGE FINL CORP WASH COM 42722X106 3,405 225,648 SH SHARED 1 225,648 HERITAGE FINL CORP WASH COM 42722X106 1,855 122,921 SH SOLE 122,921 HILLTOP HOLDINGS INC COM 432748101 2,615 222,595 SH SHARED 1 222,595 HILLTOP HOLDINGS INC COM 432748101 1,424 121,200 SH SOLE 121,200 HOME FED BANCORP INC MD COM 43710G105 8,286 571,044 SH SHARED 1 571,044 HOME FED BANCORP INC MD COM 43710G105 4,514 311,071 SH SOLE 311,071 HUNTINGTON BANCSHARES INC COM 446150104 3,487 647,000 SH SHARED 1 647,000 HUNTINGTON BANCSHARES INC COM 446150104 1,903 353,000 SH SOLE 353,000 IBERIABANK CORP COM 450828108 4,381 72,997 SH SHARED 1 72,997 IBERIABANK CORP COM 450828108 2,390 39,827 SH SOLE 39,827 ISTAR FINL INC COM 45031U101 179 39,010 SH SHARED 1 39,010 ISTAR FINL INC COM 45031U101 153 33,390 SH SOLE 33,390 JPMORGAN CHASE & CO COM 46625H100 2,895 64,700 SH SHARED 1 64,700 JPMORGAN CHASE & CO COM 46625H100 1,580 35,300 SH SOLE 35,300 LENNAR CORP CL B 526057302 7,858 563,266 SH SHARED 1 563,266 LENNAR CORP CL B 526057302 4,280 306,835 SH SOLE 306,835 LOEWS CORP COM 540424108 9,010 241,694 SH SHARED 1 241,694 LOEWS CORP COM 540424108 4,908 131,661 SH SOLE 131,661 METRO BANCORP INC PA COM 59161R101 3,551 257,884 SH SHARED 1 257,884 METRO BANCORP INC PA COM 59161R101 1,934 140,481 SH SOLE 140,481 MFA FINANCIAL INC COM 55272X102 2,373 322,355 SH SHARED 1 322,355 MFA FINANCIAL INC COM 55272X102 1,292 175,601 SH SOLE 175,601 NEWPORT BANCORP INC COM 651754103 2,394 203,716 SH SHARED 1 203,716 NEWPORT BANCORP INC COM 651754103 1,303 110,929 SH SOLE 110,929 NORTHWEST BANCSHARES INC MD COM 667340103 5,490 468,040 SH SHARED 1 468,040 NORTHWEST BANCSHARES INC MD COM 667340103 2,991 254,961 SH SOLE 254,961 OCEANFIRST FINL CORP COM 675234108 2,206 194,207 SH SHARED 1 194,207 OCEANFIRST FINL CORP COM 675234108 1,202 105,793 SH SOLE 105,793 PENN MILLERS HLDG CORP COM 707561106 3,987 328,114 SH SHARED 1 328,114 PENN MILLERS HLDG CORP COM 707561106 2,172 178,737 SH SOLE 178,737 REGIONS FINANCIAL CORP NEW COM 7591EP100 2,287 291,364 SH SHARED 1 291,364 REGIONS FINANCIAL CORP NEW COM 7591EP100 1,245 158,636 SH SOLE 158,636 SPDR GOLD TRUST GOLD SHS 78463V107 7,202 66,101 SH SHARED 1 66,101 SPDR GOLD TRUST GOLD SHS 78463V107 3,923 36,008 SH SOLE 36,008 SPDR S&P 500 ETF TR UNIT SER 1 S&P, 78462F103 60,559 517,600 PUT SHARED 1 517,600 SPDR S&P 500 ETF TR UNIT SER 1 S&P, 78462F103 33,041 282,400 PUT SOLE 282,400 STERLING BANCSHARES INC COM 858907108 664 118,653 SH SHARED 1 118,653 STERLING BANCSHARES INC COM 858907108 363 64,736 SH SOLE 64,736 TRADESTATION GROUP INC COM 89267P105 3,629 517,752 SH SHARED 1 517,752 TRADESTATION GROUP INC COM 89267P105 1,979 282,248 SH SOLE 282,248 UNITED FINANCIAL BANCORP INC COM 91030T109 4,001 286,193 SH SHARED 1 286,193 UNITED FINANCIAL BANCORP INC COM 91030T109 2,180 155,902 SH SOLE 155,902 US BANCORP DEL COM NEW 902973304 9,209 355,850 SH SHARED 1 355,850 US BANCORP DEL COM NEW 902973304 5,025 194,150 SH SOLE 194,150 WASHINGTON BKG CO OAK HBR WA COM 937303105 3,342 265,417 SH SHARED 1 265,417 WASHINGTON BKG CO OAK HBR WA COM 937303105 1,820 144,583 SH SOLE 144,583 WEBSTER FINL CORP CONN COM 947890109 3,357 191,926 SH SHARED 1 191,926 WEBSTER FINL CORP CONN COM 947890109 1,828 104,503 SH SOLE 104,503 WHITE MTNS INS GROUP LTD COM G9618E107 5,928 16,699 SH SHARED 1 16,699 WHITE MTNS INS GROUP LTD COM G9618E107 3,229 9,097 SH SOLE 9,097 WILLIS LEASE FINANCE CORP COM 970646105 4,176 264,650 SH SHARED 1 264,650 WILLIS LEASE FINANCE CORP COM 970646105 2,275 144,152 SH SOLE 144,152
SK 21745 0002 1096495 -----END PRIVACY-ENHANCED MESSAGE-----