0001193125-12-052523.txt : 20120210 0001193125-12-052523.hdr.sgml : 20120210 20120210161234 ACCESSION NUMBER: 0001193125-12-052523 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 EFFECTIVENESS DATE: 20120210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Visium Asset Management, LP CENTRAL INDEX KEY: 0001377452 IRS NUMBER: 203313013 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12494 FILM NUMBER: 12593038 BUSINESS ADDRESS: STREET 1: 950 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646 840 5800 MAIL ADDRESS: STREET 1: 950 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Visium Asset Management LLC DATE OF NAME CHANGE: 20061004 13F-HR 1 d299170d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [_]; Amendment Number: This amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Visium Asset Management, LP Address: 950 Third Avenue - 29th Floor New York, NY 10022 13 File Number: 28-000-24050 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark Gottlieb Title: Authorized Signatory Phone: 646-840-5800 /s/ Mark Gottlieb New York, NY 02/10/2012 ------------------------ ------------------------ ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [_] 13F NOTICE. [_] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-_________________ _________________________________________________ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 452 Form 13F Information Table Value Total: 2333480 List of Other Included Managers: No. Form 13F File Number Name --- -------------------- --------------------------------------- 1 28-04071 Catalyst Investment Management Co., LLC
VOTING VOTING VOTING SHARES PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP VALUE X 1000 PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------ ------ ------------- ------------ -------- ------ ---- ---------- -------- --------- --------- --------- ABERCROMBIE & FITCH COMMON CO CL A CO STOCK 002896207 1033 21157 SH SOLE 21157 0 0 ABERCROMBIE & FITCH COMMON CO CL A CO STOCK 002896207 1031 21100 SH PUT SOLE 21100 0 0 ACADIA HEALTHCRE COMMON STOCK 00404A109 4985 500000 SH SOLE 500000 0 0 ACCURIDE CORP NEW COM COMMON STK STOCK 00439T206 1443 202720 SH SOLE 202720 0 0 ACME PACKET COMMON STOCK 004764106 464 15000 SH SOLE 15000 0 0 ACTIVISION BLIZZARD COMMON INC COM ST STOCK 00507V109 1417 115000 SH SOLE 115000 0 0 ADAMS EXPRESS CO COM COMMON STK STOCK 006212104 144 14900 SH SOLE 14900 0 0 ADVENT CLAY GBL CONV COMMON SEC IN CO STOCK 007639107 118 18700 SH SOLE 18700 0 0 ADVENT CLAYMORE CONV COMMON ERTIBLE S STOCK 00764C109 147 10000 SH SOLE 10000 0 0 AETERNA ZENTARIS INC COMMON STOCK 007975204 889 577479 SH SOLE 577479 0 0 AETNA INC NEW COM STK COMMON STOCK 00817Y108 11249 266624 SH SOLE 266624 0 0 AFFYMETRIX INC COM STK COMMON STOCK 00826T108 1023 250000 SH SOLE 250000 0 0 AGILENT TECHNOLOGIES COMMON INC COM STOCK 00846U101 7633 218522 SH SOLE 218522 0 0 ALCATEL-LUCENT ADS ADRS STOCKS 013904305 351 225000 SH SOLE 225000 0 0 ALERE INC COM STK COMMON STOCK 01449J105 2309 100000 SH SOLE 100000 0 0 ALLERGAN INC COM STK COMMON STOCK 018490102 109675 1250000 SH SOLE 1250000 0 0 ALLIANCE ONE INTERNA COMMON TIONAL IN STOCK 018772103 68 25000 SH SOLE 25000 0 0 ALLIANT ENERGY CORP COMMON COM STK STOCK 018802108 1544 35000 SH SOLE 35000 0 0 ALLOS THERAPEUTICS I COMMON NC COM ST STOCK 019777101 204 143356 SH SOLE 143356 0 0 ALLOT COMMUNICATIONS COMMON LTD SHS STOCK M0854Q105 370 24343 SH SOLE 24343 0 0 ALLSCRIPTS HEALTHCARE COMMON SOLUTION STOCK 01988P108 31251 1650000 SH SOLE 1650000 0 0 ALPINE TOTAL DYNAMIC COMMON DIVID FD STOCK 021060108 231 52800 SH SOLE 52800 0 0 AMAG PHARMACEUTICALS COMMON COM STK STOCK 00163U106 11138 589000 SH SOLE 589000 0 0 AMEDISYS INC COM STK COMMON STOCK 023436108 4124 378000 SH CALL SOLE 378000 0 0 AMEREN CORP COM STK COMMON STOCK 023608102 331 10000 SH SOLE 10000 0 0 AMERICAN DENTAL PART COMMON NERS INC STOCK 025353103 753 40000 SH SOLE 40000 0 0 AMERICAN ELEC PWR COMMON IN C COM STK STOCK 025537101 6610 160000 SH SOLE 160000 0 0 AMERICAN STRATEGIC I COMMON NCOME POR STOCK 03009T101 98 15000 SH SOLE 15000 0 0 AMERICAN TOWER COMMON STOCK 029912201 42985 716300 SH SOLE 716300 0 0 AMERISOURCEBERGEN COMMON CORP COM STK STOCK 03073E105 1848 49687 SH SOLE 49687 0 0 AMETEK INC NEW COM STK COMMON STOCK 031100100 1167 27721 SH SOLE 27721 0 0 AMGEN INC COM STK COMMON STOCK 031162100 12842 200000 SH SOLE 200000 0 0 AMICUS THERAPEUTICS COMMON INC COM ST STOCK 03152W109 759 220561 SH SOLE 220561 0 0 AMYLIN PHARM INC CONVRT SER B SR UNS BONDS 032346AF5 38897 43339000 SH SOLE 43339000 0 0 ANADARKO PETE CORP COMMON COM STK STOCK 032511107 519 6800 SH SOLE 6800 0 0 ANTHERA PHARMACEUTIC COMMON ALS INC STOCK 03674U102 11688 1903583 SH SOLE 1903583 0 0 APPLE INC COM STK COMMON STOCK 037833100 2471 6100 SH SOLE 6100 0 0 APPLIED INDL TECHNOL COMMON OGIES INC STOCK 03820C105 1302 37034 SH SOLE 37034 0 0 ARCHER DANIELS SER B CONVRT SR UNS CO BONDS 039483AW2 3023 3000000 SH SOLE 3000000 0 0 ARCOS DORADOS HOLDIN COMMON GS INC CO STOCK G0457F107 1135 55300 SH SOLE 55300 0 0 ARDEA BIOSCIENCES IN COMMON COM STOCK 03969P107 19923 1185200 SH SOLE 1185200 0 0 ARQULE INC COM STK COMMON STOCK 04269E107 2482 440000 SH SOLE 440000 0 0 ARTHROCARE CORP COM COMMON STOCK 043136100 1600 50500 SH SOLE 50500 0 0 ASPEN TECHNOLOGY INC COMMON COM STK STOCK 045327103 2533 146000 SH SOLE 146000 0 0 ASTRAZENECA PLC ADR ADRS STOCKS 046353108 3054 65973 SH SOLE 65973 0 0 ATHENAHEALTH INC COM COMMON STK STOCK 04685W103 6118 124547 SH SOLE 124547 0 0 AUTOZONE INC COM STK COMMON STOCK 053332102 910 2800 SH SOLE 2800 0 0 AUXILIUM PHARMACEUTI COMMON CALS INC STOCK 05334D107 1295 65000 SH SOLE 65000 0 0 BAIDU ADR ADRS STOCKS 056752108 582 5000 SH SOLE 5000 0 0 BANK OF AMERICA CORP COMMON COM STK STOCK 060505104 334 60000 SH SOLE 60000 0 0 BANK OF AMERICA CORP COMMON COM STK STOCK 060505104 985 177100 SH CALL SOLE 177100 0 0 BARD C R INC COM STK COMMON STOCK 067383109 2818 32956 SH SOLE 32956 0 0 BAXTER INTL INC COM COMMON STK STOCK 071813109 25991 525278 SH SOLE 525278 0 0 BE AEROSPACE INC COM COMMON STK STOCK 073302101 813 21000 SH SOLE 21000 0 0 BECTON DICKINSON & COMMON C O COM STK STOCK 075887109 1121 15000 SH SOLE 15000 0 0 BED BATH BEYOND INC COMMON COM STK STOCK 075896100 580 10000 SH SOLE 10000 0 0 BERKSHIRE HATHAWAY COMMON INC CLASS B STOCK 084670702 1831 24000 SH SOLE 24000 0 0 BEST BUY INC COM STK COMMON STOCK 086516101 989 42315 SH SOLE 42315 0 0 BIOGEN IDEC INC COMMON STOCK 09062X103 30495 277101 SH SOLE 277101 0 0 BIOMARIN PHARMACEUTI COMMON CAL INC C STOCK 09061G101 15261 443904 SH SOLE 443904 0 0 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0 0 CHARLES RIVER LABORA COMMON TORIES IN STOCK 159864107 16160 591277 SH SOLE 591277 0 0 CHEESECAKE FACTORY I COMMON NC COM ST STOCK 163072101 294 10000 SH SOLE 10000 0 0 CHELSEA THERAPEUTICS COMMON INTERNAT STOCK 163428105 2950 575000 SH SOLE 575000 0 0 CHENIERE ENERGY SER B CONVRT SR UNS C BONDS 16411RAE9 1870 2000000 SH SOLE 2000000 0 0 CHINA MED TECH SR UNS CONVRT CONV 4% BONDS 169483AC8 28020 45935000 SH SOLE 45935000 0 0 CIGNA CORPORATION COM COMMON STK STOCK 125509109 2982 71000 SH SOLE 71000 0 0 CIT GROUP INC COM STK COMMON STOCK 125581801 3375 96802 SH SOLE 96802 0 0 CITIGROUP INC COM STK COMMON STOCK 172967424 1947 74000 SH SOLE 74000 0 0 CITIGROUP INC COM STK COMMON STOCK 172967424 13155 500000 SH CALL SOLE 500000 0 0 CLEARWIRE CORP CL A COMMON COM STK STOCK 18538Q105 58 30000 SH SOLE 30000 0 0 CLOUGH GLOBAL OPPORT COMMON UNITIES F STOCK 18914E106 234 22100 SH SOLE 22100 0 0
VOTING VOTING VOTING SHARES PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP VALUE X 1000 PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------ -------- ------------- ------------ -------- ------ ---- ---------- -------- --------- --------- --------- CMS ENERGY CORP COM COMMON STK STOCK 125896100 4416 200000 SH SOLE 200000 0 0 COCA COLA CO COM STK COMMON STOCK 191216100 1050 15000 SH SOLE 15000 0 0 COHEN STEERS GBL COMMON STOCK 19248M103 139 14900 SH SOLE 14900 0 0 COMMVAULT SYSTEMS INC COMMON STOCK 204166102 214 5000 SH SOLE 5000 0 0 COMPLETE PRODUCTION COMMON SERVICES I STOCK 20453E109 742 22100 SH SOLE 22100 0 0 COMVERSE TECHNOLOGY COMMON INC COM ST STOCK 205862402 1029 150000 SH SOLE 150000 0 0 CORNERSTONE THERAPEU COMMON TICS INC STOCK 21924P103 4906 876000 SH SOLE 876000 0 0 COVANCE INC COM STK COMMON STOCK 222816100 3913 85597 SH SOLE 85597 0 0 COVIDIEN PLC COMMON STOCK G2554F113 3248 72162 SH SOLE 72162 0 0 CSX CORP COM COMMON STOCK 126408103 295 14000 SH SOLE 14000 0 0 CURRENCY SHARES EURO COMMON TR EURO STOCK 23130C108 3223 25000 SH PUT SOLE 25000 0 0 CURRENCYSHARES INTL AUSTRALIAN DLR ETF'S - US 23129U101 513 5000 SH SOLE 5000 0 0 CVS CAREMARK CORP COM COMMON STK STOCK 126650100 86046 2110000 SH SOLE 2110000 0 0 DANA CORPORATION COM COMMON STK STOCK 235825205 132 10900 SH SOLE 10900 0 0 DEAN FOODS CO NEW COMMON STOCK 242370104 140 12500 SH SOLE 12500 0 0 DELEK US HOLDINGS COMMON STOCK 246647101 228 20000 SH SOLE 20000 0 0 DELPHI AUTOMOTIVE PLC COMMON STOCK G27823106 2369 110000 SH SOLE 110000 0 0 DELPHI FINL GROUP IN COMMON C CL A CO STOCK 247131105 1551 35000 SH SOLE 35000 0 0 DILLARDS INC CL A COM COMMON STK STOCK 254067101 1329 29621 SH SOLE 29621 0 0 DOLLAR THRIFTY AUTOM COMMON OTIVE GR STOCK 256743105 386 5495 SH SOLE 5495 0 0 DR PEPPER SNAPPLE COMMON GROUP INC CO STOCK 26138E109 494 12500 SH SOLE 12500 0 0 DTE ENERGY CO COM STK COMMON STOCK 233331107 1089 20000 SH SOLE 20000 0 0 E TRADE FINL CORP COM COMMON STK STOCK 269246401 168 21100 SH SOLE 21100 0 0 EATN VANC TX-MGD COMMON STOCK 27829F108 127 15400 SH SOLE 15400 0 0 EATON VANCE ENHANCED COMMON EQUITY STOCK 278277108 132 12900 SH SOLE 12900 0 0 EATON VANCE ENHANCED COMMON EQUITY I STOCK 278274105 127 12500 SH SOLE 12500 0 0 EATON VANCE RISK MAN COMMON AGED DIV STOCK 27829G106 319 30500 SH SOLE 30500 0 0 EATON VANCE TAX MANA COMMON GED DIVER STOCK 27828N102 106 12000 SH SOLE 12000 0 0 EATON VANCE TAX-ADVA COMMON NTAGED GL STOCK 27828S101 232 19000 SH SOLE 19000 0 0 EATON VANCE TAX-MANA COMMON GED BUY- STOCK 27828Y108 234 20000 SH SOLE 20000 0 0 EATON VANCE TAX-MANA COMMON GED BUY-W STOCK 27828X100 141 11000 SH SOLE 11000 0 0 EATON VANCE COMMON TAX-MANAGED GLOBAL STOCK 27829C105 134 13000 SH SOLE 13000 0 0 EBAY INC COM STK COMMON STOCK 278642103 1580 52100 SH SOLE 52100 0 0 EDISON INTL COM STK COMMON STOCK 281020107 2306 55700 SH SOLE 55700 0 0 EL PASO CORP COM COMMON STOCK 28336L109 5185 195160 SH SOLE 195160 0 0 ELECTRONIC ARTS INC COMMON COM STK STOCK 285512109 1494 72500 SH SOLE 72500 0 0 ELI LILLY & CO COM STK COMMON STOCK 532457108 3619 87074 SH SOLE 87074 0 0 ELI LILLY & CO COM STK COMMON STOCK 532457108 1758 42300 SH CALL SOLE 42300 0 0 EMC CORP MASS COM STK COMMON STOCK 268648102 280 12995 SH SOLE 12995 0 0 EMERGENT BIOSOLUTION COMMON S INC STOCK 29089Q105 421 25000 SH SOLE 25000 0 0 ENDO PHARMACEUTICALS COMMON HLDGS IN STOCK 29264F205 119474 3460000 SH SOLE 3460000 0 0 ENDOLOGIX INC COM STK COMMON STOCK 29266S106 2853 248504 SH SOLE 248504 0 0 ENERGYSOLUTIONS INC COMMON COM STK STOCK 292756202 202 65254 SH SOLE 65254 0 0 ENZON PHARMACEUTICAL COMMON S INC COM STOCK 293904108 436 65000 SH SOLE 65000 0 0 EOG RES INC COM STK COMMON STOCK 26875P101 296 3000 SH SOLE 3000 0 0 EQT CORP COM STK COMMON STOCK 26884L109 1623 29621 SH SOLE 29621 0 0 EQUINIX INC SUB DEB CONVRT CONV 2.5% BONDS 29444UAF3 1035 1000000 SH SOLE 1000000 0 0 EXELIS INC - W/I COMMON STOCK 30162A108 1963 216922 SH SOLE 216922 0 0 EXPEDIA INC COMMON STOCK 30212P303 266 9163 SH SOLE 9163 0 0 EXPRESS SCRIPTS INC COMMON COM STK STOCK 302182100 1788 40000 SH SOLE 40000 0 0 FEDERATED ENHANCED COMMON TREASURY IN STOCK 314162108 144 10000 SH SOLE 10000 0 0 FIRST TR / FIDUCIARY COMMON ASSET M STOCK 337318109 142 13118 SH SOLE 13118 0 0 FIRST TR EXCHANGE US ETF'S TRADED FD AM - US TR 33733E203 327 10000 SH SOLE 10000 0 0 FIRST TRUST HIGH INC COMMON OME L/S F STOCK 33738E109 237 15500 SH SOLE 15500 0 0 FIRSTENERGY CORP COM COMMON STK STOCK 337932107 3867 87300 SH SOLE 87300 0 0 FLAMEL TECHNOLOGIE S ADRS A ADR STOCKS 338488109 10144 1947042 SH SOLE 1947042 0 0 FOREST LABORATORIES COMMON INC. 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BONDS 144 45337CAJ1 19197 10200000 SH SOLE 10200000 0 0 ING NAT RES FD COMMON STOCK 449810100 223 19600 SH SOLE 19600 0 0 INHIBITEX COMMON STOCK 45719T103 3282 300000 SH SOLE 300000 0 0 INTERMUNE INC COM STK COMMON STOCK 45884X103 17105 1357553 SH SOLE 1357553 0 0 INTERMUNE INC COM STK COMMON STOCK 45884X103 250 100000 SH SOLE 100000 0 0 INTERPUBLIC GROUP OF COMMON COS INC STOCK 460690100 195 20000 SH SOLE 20000 0 0
VOTING VOTING VOTING SHARES PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP VALUE X 1000 PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------ -------- ------------- ------------ -------- ------ ---- ---------- -------- --------- --------- --------- INVACARE CORP COM COMMON STOCK 461203101 4224 276277 SH SOLE 276277 0 0 INVESTORS BANCRP COMMON STOCK 46146P102 1097 81350 SH SOLE 81350 0 0 IRON MOUNTAIN INC COMMON COM STK STOCK 462846106 231 7500 SH SOLE 7500 0 0 ISHARES IBOXX INV US ETF'S GRADE CORP - US TR 464287242 796 7000 SH SOLE 7000 0 0 ISHARES INC MSCI INTL SINGAPORE IND ETF'S - US 464286673 325 30000 SH SOLE 30000 0 0 ISHARES INC MSCI INTL SOUTH AFRICA ETF'S - US 464286780 427 7000 SH SOLE 7000 0 0 ISHARES MSCI TURKEY INTL INDEX FUND ETF'S - US 464286715 288 7000 SH SOLE 7000 0 0 ISHARES RUSSELL 2000 COMMON STOCK 464287655 14750 200000 SH PUT SOLE 200000 0 0 ISHARES S&P PREF US ETF'S STK INDX FUN - US TR 464288687 534 15000 SH SOLE 15000 0 0 JOHNSON & JOHNSON COMMON COM STOCK 478160104 293 4474 SH SOLE 4474 0 0 JON HAN HDGE FD COMMON STOCK 47804L102 176 12000 SH SOLE 12000 0 0 JONES GROUP INC COM COMMON STK STOCK 48020T101 223 21158 SH SOLE 21158 0 0 JPMORGAN CHASE & CO COMMON COM STOCK 46625H100 266 8000 SH SOLE 8000 0 0 KENNAMETAL INC COM COMMON STK STOCK 489170100 1096 30000 SH SOLE 30000 0 0 KINDRED HEALTHCARE COMMON I NC COM ST STOCK 494580103 5520 469000 SH CALL SOLE 469000 0 0 KINDRED HEALTHCARE COMMON I NC COM ST STOCK 494580103 1412 120000 SH PUT SOLE 120000 0 0 KKR FINANCIAL COMMON HOLDINGS LLC STOCK 48248A306 218 25000 SH SOLE 25000 0 0 KROGER CO COM STK COMMON STOCK 501044101 291 12000 SH SOLE 12000 0 0 LAM RESH CORP COM COMMON STK STOCK 512807108 241 6500 SH SOLE 6500 0 0 LAS VEGAS SANDS COMMON CORP COM STK STOCK 517834107 855 20000 SH SOLE 20000 0 0 LEAP WIRELESS COMMON INTERN ATIONAL I STOCK 521863308 162 17400 SH CALL SOLE 17400 0 0 LENNOX INTL INC COM COMMON STK STOCK 526107107 857 25400 SH SOLE 25400 0 0 LIBERTY ALL STAR COMMON EQU ITY FD CO STOCK 530158104 134 31800 SH SOLE 31800 0 0 LIBERTY GLOBAL INC COMMON CL-A COM ST STOCK 530555101 615 15000 SH SOLE 15000 0 0 LIBERTY MEDIA CORP COMMON C INTER A STOCK 53071M104 4054 250000 SH SOLE 250000 0 0 LIBERTY MEDIA CORP COMMON N EW COM ST STOCK 530322106 3903 50000 SH SOLE 50000 0 0 LIFE TECHNOLOGIES COMMON CORPORATION STOCK 53217V109 3307 85000 SH SOLE 85000 0 0 LOOPNET INC COM STK COMMON STOCK 543524300 4280 234124 SH SOLE 234124 0 0 LORILLARD INC COMMON STOCK 544147101 13680 120000 SH PUT SOLE 120000 0 0 LORILLARD INC COMMON STOCK 544147101 33470 293600 SH CALL SOLE 293600 0 0 LUMBER LIQUIDATORS COMMON HLDGS COM S STOCK 55003T107 212 12000 SH SOLE 12000 0 0 MACQUARIE INFRASTRUC TURE COMMON COMP STOCK 55608B105 1715 61353 SH SOLE 61353 0 0 MADISON / CLAYMORE COMMON CALL & EQTY STOCK 556582104 137 18400 SH SOLE 18400 0 0 MAGELLAN HEALTH COMMON SERV ICES INC STOCK 559079207 274 5538 SH SOLE 5538 0 0 MAGMA DESIGN COMMON AUTOMAT ION INC C STOCK 559181102 608 84631 SH SOLE 84631 0 0 MAKO SURGICAL CORP COMMON COM STK STOCK 560879108 2756 109303 SH SOLE 109303 0 0 MANITOWOC INC COM COMMON STK STOCK 563571108 802 87253 SH SOLE 87253 0 0 MARATHON OIL CORP COMMON COM STK STOCK 565849106 1522 52000 SH SOLE 52000 0 0 MARATHON PETROLEUM COMMON CORP COM ST STOCK 56585A102 2587 77709 SH SOLE 77709 0 0 MARKET VECTORS GOLD US ETF'S MINERS - US TR 57060U100 514 10000 SH SOLE 10000 0 0 MARRIOTT COMMON INTERNATION AL INC STOCK 571903202 583 20000 SH SOLE 20000 0 0 MARVELL TECHNOLOGY COMMON G ROUP LTD STOCK G5876H105 139 10000 SH SOLE 10000 0 0 MASTERCARD INC CL A COMMON COM STK STOCK 57636Q104 220 590 SH SOLE 590 0 0 MCDERMOTT INTERNATIO NAL COMMON INC C STOCK 580037109 393 34149 SH SOLE 34149 0 0 MCKESSON CORP COM COMMON STK STOCK 58155Q103 1186 15219 SH SOLE 15219 0 0 MECHEL OAO ADRS PREFERRED ADS ADR PREFERR 583840509 53 15000 SH SOLE 15000 0 0 MEDCO HEALTH COMMON SOLUTIO NS INC CO STOCK 58405U102 19713 352642 SH SOLE 352642 0 0 MEDCO HEALTH COMMON SOLUTIO NS INC CO STOCK 58405U102 16418 293700 SH PUT SOLE 293700 0 0 MEDICIS PHARMACEUTICAL COMMON CORP STOCK 584690309 128013 3850000 SH SOLE 3850000 0 0 MEDTRONIC INC COM COMMON STK STOCK 585055106 3022 79000 SH SOLE 79000 0 0 MENS WEARHOUSE INC COMMON COM STK STOCK 587118100 389 12000 SH SOLE 12000 0 0 MERCK & CO COMMON STOCK 58933Y105 47427 1258000 SH SOLE 1258000 0 0 METABOLIX INC COM COMMON STK STOCK 591018809 871 191425 SH SOLE 191425 0 0 METLIFE INC COM STK COMMON STOCK 59156R108 1319 42315 SH SOLE 42315 0 0 MGIC INVT CORP COM COMMON STK STOCK 552848103 746 200000 SH SOLE 200000 0 0 MGIC INVT CORP COM COMMON STK STOCK 552848103 373 100000 SH CALL SOLE 100000 0 0 MGM MIRAGE SER B SR CONVRT UNS GLOBAL BONDS 144 55303QAE0 1906 2000000 SH SOLE 2000000 0 0 MGM RESORT INTL COM COMMON STK STOCK 552953101 313 30000 SH SOLE 30000 0 0 MICROSOFT CORP COM COMMON STK STOCK 594918104 1495 57600 SH SOLE 57600 0 0 MITSUBISHI UFJ FIN ADRS G RP INC SP STOCKS 606822104 196 46800 SH SOLE 46800 0 0 MOSAIC CMPANY COMMON STOCK 61945C103 1111 22031 SH SOLE 22031 0 0 MOTOROLA MOBILITY COMMON HO LDINGS STOCK 620097105 510 13151 SH SOLE 13151 0 0 MSC INDL DIRECT INC COMMON CL A COM S STOCK 553530106 3127 43700 SH SOLE 43700 0 0 MYLAN LABS INC SR CONVRT UNS CONV 1.2 BONDS 628530AG2 2021 2000000 SH SOLE 2000000 0 0 MYRIAD GENETICS INC COMMON COM STK STOCK 62855J104 838 40000 SH SOLE 40000 0 0 NAVISTAR INTL CORP COMMON COM STK STOCK '63934E108 4345 114700 SH CALL SOLE 114700 0 0 NEKTAR THERAPEUT CONVRT SER B SUB DEB BONDS 640268AH1 26560 26395000 SH SOLE 26395000 0 0 NEUROCRINE BIOSCIENC ES INC COMMON CO STOCK 64125C109 13687 1610200 SH SOLE 1610200 0 0 NEWELL RUBBERMAID COMMON IN C MEDIUM STOCK 651229106 194 12000 SH SOLE 12000 0 0 NEWS CORP CL A COM COMMON STK STOCK 65248E104 892 50000 SH SOLE 50000 0 0 NEXTERA ENERGY INC COMMON COM STK STOCK 65339F101 2088 34300 SH SOLE 34300 0 0 NII HLDGS INC COM COMMON STK STOCK 62913F201 707 33200 SH SOLE 33200 0 0 NISOURCE INC COMMON STOCK 65473P105 1298 54498 SH SOLE 54498 0 0 NORFOLK SOUTHN CORP COMMON COM STK STOCK 655844108 510 7000 SH SOLE 7000 0 0 NORTHEAST UTILS COM COMMON STK STOCK 664397106 6341 175800 SH SOLE 175800 0 0 NORTHWEST COMMON BANCSHARES INC/MD STOCK 667340103 1347 108266 SH SOLE 108266 0 0 NPS PHARMACEUTICALS COMMON INC COM ST STOCK 62936P103 2312 350800 SH SOLE 350800 0 0 NTT DOCOMO INC ADR ADRS STOCKS 62942M201 455 24800 SH SOLE 24800 0 0 NUANCE COMMUNICATION S COMMON INC COM STOCK 67020Y100 1069 42500 SH SOLE 42500 0 0 NUTRI SYS INC NEW COMMON COM STK STOCK 67069D108 4603 356000 SH SOLE 356000 0 0 NUVASIVE COMMON STOCK 670704105 2518 200000 SH SOLE 200000 0 0 NUVEEN EQUITY COMMON PREM & GROWTH F STOCK 6706EW100 142 11800 SH SOLE 11800 0 0 NUVEEN EQUITY PREM COMMON I NCOME FD STOCK 6706ER101 139 12400 SH SOLE 12400 0 0 NUVEEN MULTI- COMMON CURRENC Y SHORT- STOCK 67090N109 128 10600 SH SOLE 10600 0 0 NUVEEN PFD & CONV COMMON IN COME FD 2 STOCK 67073D102 234 29100 SH SOLE 29100 0 0 NUVEEN TAX-ADVANTAGE D COMMON TOTAL STOCK 67090H102 143 15000 SH SOLE 15000 0 0 NV ENERGY INC COM COMMON STK STOCK 67073Y106 1756 107400 SH SOLE 107400 0 0 NVR INC COM STK COMMON STOCK 62944T105 686 1000 SH SOLE 1000 0 0 OBAGI MEDICAL COMMON PRODUC T INC COM STOCK 67423R108 7559 744000 SH SOLE 744000 0 0 OCWEN FINL CORP COM COMMON STK STOCK 675746309 232 16000 SH SOLE 16000 0 0 ODYSSEY MARINE EXPL COMMON INC COM ST STOCK 676118102 548 200000 SH SOLE 200000 0 0 OFFICE DEPOT INC COMMON COM STK STOCK 676220106 32 15100 SH SOLE 15100 0 0 OFFICE DEPOT INC COMMON COM STK STOCK 676220106 108 50000 SH CALL SOLE 50000 0 0 OGE ENERGY CORP COMMON (HOL DING CO) STOCK 670837103 3403 60000 SH SOLE 60000 0 0 OIL STS INTL INC COMMON COM STK STOCK 678026105 483 6325 SH SOLE 6325 0 0 OLD DOMINION COMMON FREIGHT LINE INC STOCK 679580100 284 7000 SH SOLE 7000 0 0 ON SEMICONDUCTOR COMMON COR P / SEMI STOCK 682189105 1004 130000 SH SOLE 130000 0 0
VOTING VOTING VOTING SHARES PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP VALUE X 1000 PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------ ---------- ------------- ------------ ------- ------ ---- ---------- -------- --------- --------- --------- ONCOGENEX PHARMA COMMON INC COM STK STOCK 68230A106 2583 220000 SH SOLE 220000 0 0 ONYX PHARMACEUTI SR CONVRT UNS CONV 4 BONDS 683399AB5 11545 8650000 SH SOLE 8650000 0 0 ONYX PHARMACEUTICALS COMMON INC COM STOCK 683399109 28072 638736 SH SOLE 638736 0 0 OPEXA THERAPEUTICS COMMON I NC COM ST STOCK 68372T103 1134 1219785 SH SOLE 1219785 0 0 ORACLE CORP COM STK COMMON STOCK 68389X105 539 21000 SH SOLE 21000 0 0 OWENS CORNING SER B 2013 WARRA WARRANTS 690742127 26 14362 SH SOLE 14362 0 0 PACIFIC BIOSCIENCES COMMON OF CALIFOR STOCK 69404D108 420 150000 SH SOLE 150000 0 0 PACIRA PHARMACEUTICA LS COMMON INC STOCK 695127100 7378 853000 SH SOLE 853000 0 0 PAIN THERAPEUTICS COMMON IN C COM STK STOCK 69562K100 16815 4425000 SH SOLE 4425000 0 0 PAR PHARMACEUTICAL COMMON C OS INC CO STOCK 69888P106 8137 248600 SH SOLE 248600 0 0 PAREXEL INTERNATIONA L COMMON CORP CO STOCK 699462107 3868 186520 SH SOLE 186520 0 0 PARLUX FRAGRANCES COMMON IN C COM STK STOCK 701645103 2058 403619 SH SOLE 403619 0 0 PENNICHUCK CORP COM COMMON STK STOCK 708254206 288 10000 SH SOLE 10000 0 0 PEPSICO INC COM STK COMMON STOCK 713448108 2881 43415 SH SOLE 43415 0 0 PEPSICO INC COM STK COMMON STOCK 713448108 2793 42100 SH PUT SOLE 42100 0 0 PERKINELMER INC COM COMMON STK STOCK 714046109 2500 125000 SH SOLE 125000 0 0 PETMED EXPRESS INC COMMON COM STK STOCK 716382106 1298 125000 SH SOLE 125000 0 0 PFIZER INC COM COMMON STOCK 717081103 4870 225027 SH SOLE 225027 0 0 PFIZER INC COM COMMON STOCK 717081103 2677 123700 SH CALL SOLE 123700 0 0 PG&E CORP COM STK COMMON STOCK 69331C108 1620 39300 SH SOLE 39300 0 0 PHARMACYCLICS INC COMMON COM STK STOCK 716933106 34283 2313300 SH SOLE 2313300 0 0 PHARMASSET INC COMMON STOCK 71715N106 54652 426300 SH SOLE 426300 0 0 PHH CORP SER B SR CONVRT UNS CONV 4% BONDS 693320AH6 2910 3000000 SH SOLE 3000000 0 0 PHILIP MORRIS INTL COMMON STOCK 718172109 691 8800 SH SOLE 8800 0 0 PIONEER NATURAL COMMON RESO URCES COM STOCK 723787107 215 2400 SH SOLE 2400 0 0 PLAINS EXPLORATION & COMMON PRODUCTI STOCK 726505100 367 10000 SH SOLE 10000 0 0 POLYCOM INC COM STK COMMON STOCK 73172K104 408 25000 SH SOLE 25000 0 0 POPULAR INC COM STK COMMON STOCK 733174106 111 80000 SH SOLE 80000 0 0 PRECISION CASTPARTS COMMON CORP COM S STOCK 740189105 1154 7000 SH SOLE 7000 0 0 PRIMUS TELECOMMUNICA COMMON TIONS GRO STOCK 741929301 1336 105525 SH SOLE 105525 0 0 PROCTER & GAMBLE CO COMMON COM STOCK 742718109 1047 15700 SH SOLE 15700 0 0 PROGENICS PHARMACEUT ICALS COMMON INC STOCK 743187106 1957 229198 SH SOLE 229198 0 0 PROGRESS ENERGY INC COMMON COM STK STOCK 743263105 840 15000 SH SOLE 15000 0 0 PUBLIC SERVICE COMMON ENTERPRISE GROU STOCK 744573106 330 10000 SH SOLE 10000 0 0 PULTE GROUP INC COM COMMON STK STOCK 745867101 95 15000 SH SOLE 15000 0 0 PUTNAM MASTER COMMON INTERM EDIATE IN STOCK 746909100 108 21200 SH SOLE 21200 0 0 PUTNAM PREMIER COMMON INCOM E TR COM STOCK 746853100 260 50000 SH SOLE 50000 0 0 QIAGEN N.V. NLG0.03 COMMON COM (AMERI STOCK N72482107 884 64000 SH SOLE 64000 0 0 QUALCOMM INC COM STK COMMON STOCK 747525103 2749 50250 SH SOLE 50250 0 0 QUALITY SYS INC COM COMMON STK STOCK 747582104 2034 55000 SH SOLE 55000 0 0 REPUBLIC AWYS HLDGS COMMON INC COM ST STOCK 760276105 51 15000 SH SOLE 15000 0 0 RESEARCH IN MOTION COMMON LTD STOCK 760975102 613 42300 SH CALL SOLE 42300 0 0 RESMED INC COM STK COMMON STOCK 761152107 1397 55000 SH SOLE 55000 0 0 REYNOLDS AMERN INC COMMON COM STK STOCK 761713106 39349 950000 SH CALL SOLE 950000 0 0 REYNOLDS AMERN INC COMMON COM STK STOCK 761713106 12426 300000 SH PUT SOLE 300000 0 0 RIGEL PHARMACEUTICAL S COMMON INC COM STOCK 766559603 18135 2298481 SH SOLE 2298481 0 0 RSC HOLDINGS INC COMMON STOCK 74972L102 1235 66773 SH SOLE 66773 0 0 RYDER SYSTEM INC COMMON COM STK STOCK 783549108 1364 25670 SH SOLE 25670 0 0 S&P LATIN 40 INTL ETF'S - US 464287390 426 10000 SH SOLE 10000 0 0 SANDISK CORP COM STK COMMON STOCK 80004C101 492 10000 SH SOLE 10000 0 0 SANOFI CONTGNT VAL COMMON RIGHTS STOCK 80105N113 42 35339 SH SOLE 35339 0 0 SBA COMMUNICATIO SR CONVRT UNS CONV 4 BONDS 78388JAM8 4579 3000000 SH SOLE 3000000 0 0 SBA COMMUNICATIONS COMMON C ORP CL A STOCK 78388J106 215 5000 SH SOLE 5000 0 0 SEAGATE TECHNOLOGY COMMON COM STK STOCK G7945M107 402 24500 SH SOLE 24500 0 0 SEALED AIR CORP NEW COMMON COM STK STOCK 81211K100 265 15400 SH SOLE 15400 0 0 SELIGMN PRUM TEC COMMON STOCK 19842X109 232 14800 SH SOLE 14800 0 0 SEMGROUP CORPORATION CLASS COMMON A C STOCK 81663A105 1407 54000 SH SOLE 54000 0 0 SENSATA TECHNOLOGIES COMMON HOLDINGS STOCK N7902X106 223 8500 SH SOLE 8500 0 0 SILICONWARE ADRS PRECISIO N INDUSTR STOCKS 827084864 61 14000 SH SOLE 14000 0 0 SINA CORP COM SHS COMMON STOCK G81477104 572 11000 SH SOLE 11000 0 0 SINOVAC BIOTECH LTD COMMON COM STOCK P8696W104 2728 1240000 SH SOLE 1240000 0 0 SIRIUS XM RADIO INC COMMON COM STK STOCK 82967N108 455 250000 SH SOLE 250000 0 0 SLM CORP COM STK COMMON STOCK 78442P106 415 31000 SH SOLE 31000 0 0 SONOSITE INC COM STK COMMON STOCK 83568G104 1678 31158 SH SOLE 31158 0 0 SONUS NETWORKS INC COMMON COM STK STOCK 835916107 1008 420000 SH SOLE 420000 0 0 SOURCEFIRE INC COM COMMON STK STOCK 83616T108 324 10000 SH SOLE 10000 0 0 SPDR GOLD TRUST US ETF'S - US TR 78463V107 456 3000 SH SOLE 3000 0 0 SPDR S&P US ETF'S - HOMEBUILDER S ETF US TR 78464A888 257 15000 SH SOLE 15000 0 0 SPRINT NEXTEL CORP COMMON STOCK 852061100 283 121002 SH SOLE 121002 0 0 ST JUDE MED INC COM COMMON STK STOCK 790849103 11491 335000 SH SOLE 335000 0 0 STARBUCKS CORP COM COMMON STK STOCK 855244109 230 5000 SH SOLE 5000 0 0 STRYKER CORP COM COMMON STOCK 863667101 13426 270084 SH SOLE 270084 0 0 SUNCOKE ENERGY INC COMMON STOCK 86722A103 112 10000 SH SOLE 10000 0 0 SUNESIS PHARMACEUTIC ALS COMMON INC C STOCK 867328601 942 805189 SH SOLE 805189 0 0 SUNOCO INC COM STK COMMON STOCK 86764P109 4102 100000 SH CALL SOLE 100000 0 0 SXC HEALTH COMMON SOLUTIONS CORP COM STOCK 78505P100 322 5704 SH SOLE 5704 0 0 SYMANTEC CORP COM COMMON STK STOCK 871503108 157 10000 SH SOLE 10000 0 0 SYNERON MED COMMON STOCK M87245102 16123 1456426 SH SOLE 1456426 0 0 TAKE-TWO INTERACTIVE COMMON SOFTWARE STOCK 874054109 1355 100000 SH SOLE 100000 0 0 TALEO CORP COM STK COMMON STOCK 87424N104 580 15000 SH SOLE 15000 0 0 TALISMAN ENERGY INC COMMON COM STK STOCK 87425E103 625 49000 SH SOLE 49000 0 0 TAM S A ADR ADRS STOCKS 87484D103 1962 101400 SH SOLE 101400 0 0 TARGACEPT COMMON STOCK 87611R306 1521 273151 SH SOLE 273151 0 0 TARGET CORP COM STK COMMON STOCK 87612E106 512 10000 SH SOLE 10000 0 0 TD AMERITRADE HLDG COMMON C ORP COM S STOCK 87236Y108 157 10000 SH SOLE 10000 0 0 TECHNE CORP COM STK COMMON STOCK 878377100 1618 23707 SH SOLE 23707 0 0 TECHNOLOGY SELECT US ETF'S - SE CT SPDR US TR 81369Y803 509 20000 SH SOLE 20000 0 0 TEKELEC COM STK COMMON STOCK 879101103 1402 128275 SH SOLE 128275 0 0 TELECOM CORPORATION ADRS OF NEW ZEA STOCKS 879278208 251 31400 SH SOLE 31400 0 0 TELEFONOS DE MEXICO ADRS SA TELMEX STOCKS 879403780 245 17000 SH SOLE 17000 0 0 TEREX CORP SENIOR CONVRT SUB CONV 4% BONDS 880779AV5 2234 2000000 SH SOLE 2000000 0 0 TESORO CORP COM STK COMMON STOCK 881609101 234 10000 SH SOLE 10000 0 0 THAI FD INC COM STK COMMON STOCK 882904105 245 20000 SH SOLE 20000 0 0 THE FIRST MARBLEHEAD CORP COMMON COM STOCK 320771108 164 140000 SH SOLE 140000 0 0 THE HERSHEY CO COM COMMON STK STOCK 427866108 247 4000 SH SOLE 4000 0 0 THE SCOTTS COMMON MIRACLE-G RO CO CL STOCK 810186106 247 5300 SH SOLE 5300 0 0 THERAVANCE COMMON STOCK 88338T104 3390 153406 SH SOLE 153406 0 0
VOTING VOTING VOTING SHARES PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY ISSUER TYPE CUSIP VALUE X 1000 PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------ -------- ---------------- ------------ ------- ------ ---- ---------- -------- --------- --------- --------- THERAVANCE COMMON STOCK 88338T104 10349 468300 SH PUT SOLE 468300 0 0 THERMO FISHER COMMON SCIENTIFIC INC C STOCK 883556102 2698 60000 SH SOLE 60000 0 0 THOMAS & BETTS CORP COMMON STOCK 884315102 1239 22700 SH SOLE 22700 0 0 THORATEC CORP COM COMMON STK STOCK 885175307 5370 160000 SH SOLE 160000 0 0 TOLL BROTHERS INC COMMON COM STK STOCK 889478103 204 10000 SH SOLE 10000 0 0 TOWER BANCORP INC COMMON COM STK STOCK 891709107 585 20500 SH SOLE 20500 0 0 TRANS1 INC COMMON STOCK 89385X105 884 475000 SH SOLE 475000 0 0 TRANSATLANTIC HLDGS COMMON INC COM ST STOCK 893521104 1621 29621 SH SOLE 29621 0 0 TRANSOCEAN LTD COMMON STOCK H8817H100 1190 31000 SH SOLE 31000 0 0 TRANSOCEAN LTD COMMON STOCK H8817H100 1117 29100 SH CALL SOLE 29100 0 0 TRINITY INDS INC COMMON COM STK STOCK 896522109 601 20000 SH SOLE 20000 0 0 TRIPADVISOR INC COMMON STOCK 896945201 871 34552 SH SOLE 34552 0 0 TYCO INTERNATIONAL COMMON LTD STOCK H89128104 1966 42099 SH SOLE 42099 0 0 TYCO INTERNATIONAL COMMON LTD STOCK H89128104 2284 48900 SH PUT SOLE 48900 0 0 UNITED RENTALS INC COMMON COM STK STOCK 911363109 207 7000 SH SOLE 7000 0 0 UNITEDHEALTH GRP COMMON STOCK 91324P102 23581 465297 SH SOLE 465297 0 0 UNITEK GLOBAL SVCS COMMON I NC COM ST STOCK 91324T302 273 60297 SH SOLE 60297 0 0 UNIVERSAL HEALTH COMMON SER VICES INC STOCK 913903100 3872 99638 SH SOLE 99638 0 0 UNUM GROUP COM STK COMMON STOCK 91529Y106 211 10000 SH SOLE 10000 0 0 UROPLASTY INC COM COMMON STK STOCK 917277204 4587 1079400 SH SOLE 1079400 0 0 US BANCORP COM COMMON STOCK 902973304 216 8000 SH SOLE 8000 0 0 UTILITIES SELECT US ETF'S SEC TOR SPDR - US TR 81369Y886 720 20000 SH SOLE 20000 0 0 VALEANT PHARMACEUTIC ALS COMMON INTER STOCK 91911K102 108554 2325000 SH SOLE 2325000 0 0 VALUEVISION MEDIA COMMON IN C CL A CO STOCK 92047K107 143 76051 SH SOLE 76051 0 0 VENTRUS BIOSCIENCES COMMON INC STOCK 922822101 2226 278000 SH SOLE 278000 0 0 VERIFONE SYSTEMS COMMON INC COM STK STOCK 92342Y109 987 27800 SH SOLE 27800 0 0 VIEWPOINT FINANCIAL COMMON GROUP INC STOCK 92672A101 697 53579 SH SOLE 53579 0 0 VIROPHARMA INC COM COMMON STK STOCK 928241108 13591 496200 SH SOLE 496200 0 0 VISA INC CLASS A COMMON COM STK STOCK 92826C839 376 3700 SH SOLE 3700 0 0 Visteon Corporation COMMON COMMON STO STOCK 92839U206 699 14000 SH SOLE 14000 0 0 VIVUS INC COM STK COMMON STOCK 928551100 4875 500000 SH SOLE 500000 0 0 VMWARE INC -CL A COMMON STOCK 928563402 250 3000 SH SOLE 3000 0 0 VONAGE HOLDINGS COMMON CORP HOLMDEL STOCK 92886T201 270 110361 SH SOLE 110361 0 0 WABASH NATL CORP COMMON COM STK STOCK 929566107 567 72366 SH SOLE 72366 0 0 WABTEC COM STK COMMON STOCK 929740108 961 13734 SH SOLE 13734 0 0 WALGREEN CO COM STK COMMON STOCK 99ADD04J4 16530 500000 SH PUT SOLE 500000 0 0 WALTER ENERGY COM COMMON STK STOCK 93317Q105 606 10000 SH SOLE 10000 0 0 WALTER ENERGY COM COMMON STK STOCK 93317Q105 606 10000 SH PUT SOLE 10000 0 0 WALTER ENERGY COM COMMON STK STOCK 93317Q105 1968 32500 SH CALL SOLE 32500 0 0 WARNACO GROUP INC COMMON COM STK STOCK 934390402 250 5000 SH SOLE 5000 0 0 WARNER CHILCOTT PLC COMMON HAMILTON STOCK G94368100 1059 70000 SH SOLE 70000 0 0 WATSON PHARMACEUTICALS COMMON INC STOCK 942683103 13275 220000 SH SOLE 220000 0 0 WELLCARE HEALTH COMMON PLAN S INC COM STOCK 94946T106 253 4822 SH SOLE 4822 0 0 WELLS FARGO COMMON ADVANTAG E GLOBAL STOCK 94987C103 131 17200 SH SOLE 17200 0 0 WENDYS CO CL A COM COMMON STK STOCK 95058W100 268 50000 SH SOLE 50000 0 0 WERNER ENTERPRISES COMMON I NC COM ST STOCK 950755108 362 15000 SH SOLE 15000 0 0 WESCO INTL INC COM COMMON STK STOCK 95082P105 691 13035 SH SOLE 13035 0 0 WESTERN ASSET / COMMON CLAY MORE US T STOCK 95766R104 156 12400 SH SOLE 12400 0 0 WESTERN REFINING COMMON INC EL PASO STOCK 959319104 797 60000 SH SOLE 60000 0 0 WESTERN REFINING SR CONVRT UNS CONV 5 BONDS 959319AC8 2897 2000000 SH SOLE 2000000 0 0 WESTERN UNIONCO COMMON STOCK 959802109 221 12100 SH SOLE 12100 0 0 WHIRLPOOL CORP COMMON STOCK 963320106 1205 25389 SH SOLE 25389 0 0 WHOLE FOODS MKT INC COMMON COM STK STOCK 966837106 348 5000 SH SOLE 5000 0 0 WINN-DIXIE STORES COMMON STOCK 974280307 985 105000 SH SOLE 105000 0 0 WMS INDUSTRIES INC COMMON COM STK STOCK 929297109 513 25000 SH CALL SOLE 25000 0 0 WUXI PHARMTECH INC ADRS ADR STOCKS 929352102 883 80000 SH SOLE 80000 0 0 XERIUM TECHNOLOGIES COMMON INC COM ST STOCK 98416J118 275 42046 SH SOLE 42046 0 0 XYLEM INC COM STK COMMON STOCK 98419M100 681 26497 SH SOLE 26497 0 0 YAHOO INC COM STK COMMON STOCK 984332106 1186 73549 SH SOLE 73549 0 0 ZIMMER HOLDINGS INC COMMON COM STK STOCK 98956P102 4137 77446 SH SOLE 77446 0 0 ZIOPHARM ONCO COMMON STOCK 98973P101 4300 975000 SH SOLE 975000 0 0 ZWEIG FD INC COM STK COMMON STOCK 989834106 135 46500 SH SOLE 46500 0 0 ZWEIG TOTAL RETURN COMMON F D INC COM STOCK 989837109 273 90000 SH SOLE 90000 0 0 FRIENDFINDER COMMON NETWORKS STOCK 358453306 61 81812 SH SOLE 81812 0 0 RECORDS 452 TOTAL MKT VALUE 2333480