0001437749-14-006030.txt : 20140402 0001437749-14-006030.hdr.sgml : 20140402 20140402214308 ACCESSION NUMBER: 0001437749-14-006030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140402 DATE AS OF CHANGE: 20140402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AtheroNova Inc. CENTRAL INDEX KEY: 0001377053 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201915083 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2301 DUPONT DRIVE, SUITE 525 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (949) 525-5471 MAIL ADDRESS: STREET 1: 2301 DUPONT DRIVE, SUITE 525 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: AtheroNova, Inc. DATE OF NAME CHANGE: 20100519 FORMER COMPANY: FORMER CONFORMED NAME: Trist Holdings, Inc. DATE OF NAME CHANGE: 20080103 FORMER COMPANY: FORMER CONFORMED NAME: LandBank Group Inc DATE OF NAME CHANGE: 20061002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Randolph M CENTRAL INDEX KEY: 0001604591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52315 FILM NUMBER: 14740282 MAIL ADDRESS: STREET 1: C/O ATHERONOVA INC. STREET 2: 2301 DUPONT DRIVE, SUITE 525 CITY: IRVINE STATE: CA ZIP: 92612 4 1 rdgdoc.xml FORM 4 X0306 4 2014-03-31 0001377053 AtheroNova Inc. AHRO 0001604591 Johnson Randolph M C/O ATHERONOVA INC. 2301 DUPONT DRIVE, SUITE 525 IRVINE CA 92612 1 Chief Operating Officer Option to Purchase Common Stock 0.38 2014-03-31 4 A 0 100000 0 A 2021-03-30 Common Stock 100000 100000 D Option vests 25% on the date of grant and 25% on each monthly anniversary thereafter until fully vested. /s/ Randolph M. Johnson 2014-04-02