0001209191-12-044887.txt : 20120910 0001209191-12-044887.hdr.sgml : 20120910 20120910163619 ACCESSION NUMBER: 0001209191-12-044887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120906 FILED AS OF DATE: 20120910 DATE AS OF CHANGE: 20120910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerber William CENTRAL INDEX KEY: 0001376844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 121083524 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 4 1 c29880_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2012-09-06 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001376844 Gerber William 4211 SOUTH 102ND ST. OMAHA NE 68127 0 1 0 0 Chief Financial Officer Common Stock 2012-09-06 4 M 0 10000 3.99 A 171133 D Common Stock 2012-09-06 4 S 0 10000 17.46 D 161133 D Common Stock 20259 I By 401(k) plan Employee Stock Option (right to buy) 3.99 2012-09-06 4 M 0 10000 0 D 2013-01-22 Common Stock 10000 15000 D This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.43 to $17.51. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. The option vested annually from the date of grant over 4 years. /s/ David L. Lambert, as attorney-in-fact for William J. Gerber 2012-09-10