0001209191-12-044887.txt : 20120910
0001209191-12-044887.hdr.sgml : 20120910
20120910163619
ACCESSION NUMBER: 0001209191-12-044887
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120906
FILED AS OF DATE: 20120910
DATE AS OF CHANGE: 20120910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerber William
CENTRAL INDEX KEY: 0001376844
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 121083524
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
4
1
c29880_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2012-09-06
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001376844
Gerber William
4211 SOUTH 102ND ST.
OMAHA
NE
68127
0
1
0
0
Chief Financial Officer
Common Stock
2012-09-06
4
M
0
10000
3.99
A
171133
D
Common Stock
2012-09-06
4
S
0
10000
17.46
D
161133
D
Common Stock
20259
I
By 401(k) plan
Employee Stock Option (right to buy)
3.99
2012-09-06
4
M
0
10000
0
D
2013-01-22
Common Stock
10000
15000
D
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $17.43 to $17.51. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
The option vested annually from the date of grant over 4 years.
/s/ David L. Lambert, as attorney-in-fact for William J. Gerber
2012-09-10