0001193125-13-222745.txt : 20130515 0001193125-13-222745.hdr.sgml : 20130515 20130515172405 ACCESSION NUMBER: 0001193125-13-222745 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Breeden Capital Management LLC CENTRAL INDEX KEY: 0001376259 IRS NUMBER: 113765220 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12318 FILM NUMBER: 13848660 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0065 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 d540080d13fhr.txt FORM 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Breeden Capital Management LLC Address: 100 Northfield Street Greenwich, CT 06830 Form 13F File Number: 28-12318 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard C. Breeden Title: Chairman Phone: (203) 618-0065 Signature, Place, and Date of Signing: /s/ Richard C. Breeden Greenwich, CT May 15, 2013 ------------------------ ------------------------ ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 4 Form 13F Information Table Value Total: $60,691 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] FORM 13F INFORMATION TABLE BREEDEN CAPITAL MANAGEMENT LLC FOR CALENDAR QUARTER ENDED MARCH 31, 2013
Value (x Shrs or SH/ Put/ Investment Other Name of Issuer Title of Class CUSIP $1000) prn amt PRN Call Discretion Managers Voting Authority -------------- -------------- --------- -------- --------- --- ---- ---------- -------- ---------------- Sole Shared None --------- ------ ---- FLOWSERVE CORP COM 34354P105 6,708 40,000 SH SOLE 40,000 HELMERICH & PAYNE INC COM 423452101 6,431 105,951 SH SOLE 105,951 STERIS CORP COM 859152100 46,985 1,129,180 SH SOLE 1,129,180 ZALE CORP NEW COM 988858106 566 143,968 SH SOLE 143,968