0001193125-13-222745.txt : 20130515
0001193125-13-222745.hdr.sgml : 20130515
20130515172405
ACCESSION NUMBER: 0001193125-13-222745
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130515
DATE AS OF CHANGE: 20130515
EFFECTIVENESS DATE: 20130515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Breeden Capital Management LLC
CENTRAL INDEX KEY: 0001376259
IRS NUMBER: 113765220
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12318
FILM NUMBER: 13848660
BUSINESS ADDRESS:
STREET 1: 100 NORTHFIELD STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-0065
MAIL ADDRESS:
STREET 1: 100 NORTHFIELD STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
13F-HR
1
d540080d13fhr.txt
FORM 13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [_]; Amendment Number:
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Breeden Capital Management LLC
Address: 100 Northfield Street
Greenwich, CT 06830
Form 13F File Number: 28-12318
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard C. Breeden
Title: Chairman
Phone: (203) 618-0065
Signature, Place, and Date of Signing:
/s/ Richard C. Breeden Greenwich, CT May 15, 2013
------------------------ ------------------------ ------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 4
Form 13F Information Table Value Total: $60,691
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
FORM 13F INFORMATION TABLE
BREEDEN CAPITAL MANAGEMENT LLC
FOR CALENDAR QUARTER ENDED MARCH 31, 2013
Value (x Shrs or SH/ Put/ Investment Other
Name of Issuer Title of Class CUSIP $1000) prn amt PRN Call Discretion Managers Voting Authority
-------------- -------------- --------- -------- --------- --- ---- ---------- -------- ----------------
Sole Shared None
--------- ------ ----
FLOWSERVE CORP COM 34354P105 6,708 40,000 SH SOLE 40,000
HELMERICH &
PAYNE INC COM 423452101 6,431 105,951 SH SOLE 105,951
STERIS CORP COM 859152100 46,985 1,129,180 SH SOLE 1,129,180
ZALE CORP NEW COM 988858106 566 143,968 SH SOLE 143,968