0001398344-16-009575.txt : 20160205
0001398344-16-009575.hdr.sgml : 20160205
20160205121832
ACCESSION NUMBER: 0001398344-16-009575
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160205
DATE AS OF CHANGE: 20160205
EFFECTIVENESS DATE: 20160205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPS ADVISORS INC
CENTRAL INDEX KEY: 0001376113
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12230
FILM NUMBER: 161391125
BUSINESS ADDRESS:
STREET 1: 1290 BROADWAY, SUITE 1100
CITY: Denver
STATE: CO
ZIP: 80203
BUSINESS PHONE: 303.623.2577
MAIL ADDRESS:
STREET 1: 1290 BROADWAY, SUITE 1100
CITY: Denver
STATE: CO
ZIP: 80203
FORMER COMPANY:
FORMER CONFORMED NAME: ALPS ADVISERS INC
DATE OF NAME CHANGE: 20060920
13F-HR
1
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false
false
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0001376113
XXXXXXXX
12-31-2015
12-31-2015
false
ALPS ADVISORS INC
1290 Broadway, Suite 1100
Denver
CO
80203
13F COMBINATION REPORT
028-12230
028-02634
Aristotle Capital Management, LLC
028-06683
TCW Investment Management Co.
028-02494
TCW Group, Inc.
028-05267
Delaware Management Business Trust
028-04129
Weatherbie Capital, LLC
028-03791
Pzena Investment Management
028-04557
Wellington Management Company, LLP
028-05923
Cornerstone Capital Management, Inc.
028-10679
Clough Capital Partners LP
028-10917
Jefferies Group LLC
028-11239
CoreCommodity Management, LLC
028-13577
RiverFront Investment Group, LLC
N
Erin D. Nelson
Chief Compliance Officer
303-623-2577
/s/ Erin D. Nelson
Denver
CO
02-05-2016
1
684
10247967
1
028-14056
Red Rocks Capital LLC
INFORMATION TABLE
2
fp0017839_13fhr-table.xml
13F INFORMATION TABLE
Aaon Inc
Common Stock
000360206
571
24609
SH
DFND
24609
0
0
AbbVie Inc
Common Stock
00287Y109
21437
361861
SH
DFND
361861
0
0
Abiomed Inc.
Common Stock
003654100
450
4986
SH
DFND
4986
0
0
Acadia Pharm Inc
Common Stock
004225108
4739
132936
SH
DFND
132936
0
0
Acceleron Pharma Inc
Common Stock
00434H108
2136
43805
SH
DFND
43805
0
0
Acelrx Pharmaceutica
Common Stock
00444T100
225
58550
SH
DFND
58550
0
0
Aceto Corp
Common Stock
004446100
467
17322
SH
DFND
17322
0
0
Achillion Pharmac.
Common Stock
00448Q201
1941
179877
SH
DFND
179877
0
0
Acorda Therapeutics
Common Stock
00484M106
2432
56850
SH
DFND
56850
0
0
Adamas Pharma Inc.
Common Stock
00548A106
687
24268
SH
DFND
24268
0
0
Aduro Biotech Inc
Common Stock
00739L101
2344
83287
SH
DFND
83287
0
0
Advance Auto Parts
Common Stock
00751Y106
410
2727
SH
DFND
2727
0
0
Advanced Accelerator
Common Stock
00790T100
1589
50816
SH
DFND
50816
0
0
Aerie Pharmaceutical
Common Stock
00771V108
846
34732
SH
DFND
34732
0
0
AES Corp/The
Common Stock
00130H105
430
44972
SH
DFND
44972
0
0
Aetna Inc
Common Stock
00817Y108
487
4506
SH
DFND
4506
0
0
Affiliated Mgrs Grp
Common Stock
008252108
461
2883
SH
DFND
2883
0
0
Affimed Therapeutics
Common Stock
N01045108
279
39171
SH
DFND
39171
0
0
Agios Pharmaceutical
Common Stock
00847X104
3219
49586
SH
DFND
49586
0
0
Agnico Eagle Mines DL
Common Stock
008474108
15298
582133
SH
DFND
582133
0
0
Aimmune Therp Inc.
Common Stock
00900T107
1027
55657
SH
DFND
55657
0
0
Air Methods Corp
Common Stock
009128307
586
13965
SH
DFND
13965
0
0
Akebia Therapuetics
Common Stock
00972D105
521
40352
SH
DFND
40352
0
0
Akorn Inc.
Common Stock
009728106
5624
150749
SH
DFND
150749
0
0
Alamos Gold Inc.
Common Stock
011532108
3449
1048380
SH
DFND
1048380
0
0
Alaska Air Group Inc
Common Stock
011659109
543
6749
SH
DFND
6749
0
0
Alcatel-Lucent ADR
Common Stock
013904305
40
10347
SH
DFND
10347
0
0
Alcoa Inc
Common Stock
013817101
695
70411
SH
DFND
70411
0
0
Alder Biopharma
Common Stock
014339105
1898
57452
SH
DFND
57452
0
0
Alexandria REIT
Common Stock
015271109
792
8762
SH
DFND
8762
0
0
Align Technology Inc
Common Stock
016255101
583
8847
SH
DFND
8847
0
0
Alleghany Corp
Common Stock
017175100
22032
46100
SH
DFND
1
46100
0
0
Allegiant Travel
Common Stock
01748X102
376
2239
SH
DFND
2239
0
0
Alliance Data Sys
Common Stock
018581108
512
1850
SH
DFND
1850
0
0
Alliance Holdings GP LP
Common Stock
01861G100
287
14231
SH
DFND
14231
0
0
Alliance Resource
Common Stock
01877R108
273
20271
SH
DFND
20271
0
0
Alon USA Partners
Common Stock
02052T109
479
20596
SH
DFND
20596
0
0
Alphabet Inc Class A
Common Stock
02079K305
585
752
SH
DFND
752
0
0
Altria Group Inc
Common Stock
02209S103
20669
355078
SH
DFND
355078
0
0
AMAG Pharmaceuticals
Common Stock
00163U106
1678
55593
SH
DFND
55593
0
0
Ambarella Inc
Common Stock
G037AX101
391
7007
SH
DFND
7007
0
0
Amdocs Limited
Common Stock
G02602103
473
8664
SH
DFND
8664
0
0
AMERCO
Common Stock
023586100
473
1215
SH
DFND
1215
0
0
American Campus REIT
Common Stock
024835100
560
13553
SH
DFND
13553
0
0
American Equity Invt
Common Stock
025676206
494
20537
SH
DFND
20537
0
0
American Express Co
Common Stock
025816109
494
7103
SH
DFND
7103
0
0
American Woodmark
Common Stock
030506109
581
7270
SH
DFND
7270
0
0
Ameriprise Financial
Common Stock
03076C106
513
4816
SH
DFND
4816
0
0
Amerisafe Inc
Common Stock
03071H100
532
10458
SH
DFND
10458
0
0
Amgen Inc
Common Stock
031162100
517
3187
SH
DFND
3187
0
0
AMN Healthcare Svs
Common Stock
001744101
437
14079
SH
DFND
14079
0
0
Amphenol Corp Class A
Common Stock
032095101
500
9565
SH
DFND
9565
0
0
Anacor Pharma
Common Stock
032420101
6567
58127
SH
DFND
58127
0
0
AngloGold Ashanti ADR
Common Stock
035128206
3089
435010
SH
DFND
435010
0
0
ANI Pharmaceuticals
Common Stock
00182C103
423
9381
SH
DFND
9381
0
0
Anika Therapeutics I
Common Stock
035255108
535
14012
SH
DFND
14012
0
0
Anthera Pharmaceutic
Common Stock
03674U201
244
52530
SH
DFND
52530
0
0
AO Smith Corp
Common Stock
831865209
549
7170
SH
DFND
7170
0
0
Apollo Commercial REIT
Common Stock
03762U105
524
30436
SH
DFND
30436
0
0
Apollo Global Management
Common Stock
037612306
8288
545980
SH
DFND
1
545980
0
0
Apple Inc.
Common Stock
037833100
480
4559
SH
DFND
4559
0
0
Applied Genetic Tech
Common Stock
03820J100
484
23717
SH
DFND
23717
0
0
Applied Materials
Common Stock
038222105
586
31411
SH
DFND
31411
0
0
Aquinox Pharma
Common Stock
03842B101
283
22675
SH
DFND
22675
0
0
Archer-Daniels
Common Stock
039483102
748
20398
SH
DFND
20398
0
0
Archrock Inc
Common Stock
03957W106
468
62268
SH
DFND
62268
0
0
Ardelyx Inc.
Common Stock
039697107
620
34195
SH
DFND
34195
0
0
Ares Capital Corp
Common Stock
04010L103
21421
1503241
SH
DFND
1
1503241
0
0
Ares Management L.P.
Common Stock
04014Y101
9942
768915
SH
DFND
1
768915
0
0
Argan Inc.
Common Stock
04010E109
420
12949
SH
DFND
12949
0
0
Arista Networks Inc
Common Stock
040413106
613
7875
SH
DFND
7875
0
0
Asbury Automotive
Common Stock
043436104
410
6075
SH
DFND
6075
0
0
Ascendis Pharma A/S ADR
Common Stock
04351P101
606
33102
SH
DFND
33102
0
0
Assured Guaranty Ltd
Common Stock
G0585R106
521
19719
SH
DFND
19719
0
0
AT&T Inc
Common Stock
00206R102
20320
590538
SH
DFND
590538
0
0
Atara Biotherapeutic
Common Stock
046513107
996
37718
SH
DFND
37718
0
0
Atrion Corp
Common Stock
049904105
457
1198
SH
DFND
1198
0
0
Atwood Oceanics Inc
Common Stock
050095108
322
31454
SH
DFND
31454
0
0
AvalonBay Community REIT
Common Stock
053484101
3001
16299
SH
DFND
16299
0
0
Avery Dennison Corp
Common Stock
053611109
582
9290
SH
DFND
9290
0
0
Axovant Sciences Ltd
Common Stock
G0750W104
2355
130614
SH
DFND
130614
0
0
Banner Corp
Common Stock
06652V208
487
10628
SH
DFND
10628
0
0
Barrick Gold $USD DL
Common Stock
067901108
4660
631411
SH
DFND
631411
0
0
Baxter International
Common Stock
071813109
20255
530929
SH
DFND
530929
0
0
BBCN Bancorp Inc.
Common Stock
073295107
568
33009
SH
DFND
33009
0
0
Bed Bath & Beyond
Common Stock
075896100
390
8086
SH
DFND
8086
0
0
Berkshire Hathaway Class B
Common Stock
084670702
514
3891
SH
DFND
3891
0
0
Best Buy Co Inc
Common Stock
086516101
435
14289
SH
DFND
14289
0
0
BioCryst Pharma Inc
Common Stock
09058V103
997
96610
SH
DFND
96610
0
0
Biogen Inc
Common Stock
09062X103
516
1684
SH
DFND
1684
0
0
BioSpecifics Tech
Common Stock
090931106
404
9395
SH
DFND
9395
0
0
Blackstone Group LP
Common Stock
09253U108
46547
1591899
SH
DFND
1
1591899
0
0
Blackstone Group LP MLP
Common Stock
09253U108
422
14416
SH
DFND
14416
0
0
Blue Nile Inc
Common Stock
09578R103
557
15013
SH
DFND
15013
0
0
Bluebird Bio, Inc.
Common Stock
09609G100
3103
48317
SH
DFND
48317
0
0
BNC Bancorp
Common Stock
05566T101
585
23055
SH
DFND
23055
0
0
Boeing Co
Common Stock
097023105
556
3843
SH
DFND
3843
0
0
BofI Holding Inc
Common Stock
05566U108
341
16196
SH
DFND
16196
0
0
Boston Beer Company
Common Stock
100557107
435
2152
SH
DFND
2152
0
0
Boston Properties REIT
Common Stock
101121101
2403
18839
SH
DFND
18839
0
0
Broadcom Corp
Common Stock
111320107
537
9295
SH
DFND
9295
0
0
Broadridge Financial
Common Stock
11133T103
547
10178
SH
DFND
10178
0
0
Brocade Comm Sys
Common Stock
111621306
444
48317
SH
DFND
48317
0
0
Brookfield Infrastructure Partners LP
Common Stock
G16252101
20915
551690
SH
DFND
1
551690
0
0
Brookline Bancorp
Common Stock
11373M107
541
47001
SH
DFND
47001
0
0
Buckeye Partners, LP MLP
Common Stock
118230101
561427
8511631
SH
DFND
8511631
0
0
Build-A-Bear Worksho
Common Stock
120076104
317
25925
SH
DFND
25925
0
0
Bunge Ltd
Common Stock
G16962105
337
4936
SH
DFND
4936
0
0
CA Inc
Common Stock
12673P105
20574
720371
SH
DFND
720371
0
0
Cal-Maine Foods Inc
Common Stock
128030202
408
8794
SH
DFND
8794
0
0
Calpine Corp
Common Stock
131347304
458
31671
SH
DFND
31671
0
0
Cambrex Corp
Common Stock
132011107
501
10635
SH
DFND
10635
0
0
Capella Education Co
Common Stock
139594105
463
10025
SH
DFND
10025
0
0
Cara Therapeutics
Common Stock
140755109
605
35873
SH
DFND
35873
0
0
Cardinal Financial
Common Stock
14149F109
492
21612
SH
DFND
21612
0
0
Carlyle Group
Common Stock
14309L102
9171
587129
SH
DFND
1
587129
0
0
Carter Hldgs Inc
Common Stock
146229109
454
5094
SH
DFND
5094
0
0
Catalent, Inc.
Common Stock
148806102
4106
164039
SH
DFND
164039
0
0
Caterpillar Inc
Common Stock
149123101
20269
298244
SH
DFND
298244
0
0
Cathay Gen Bancorp
Common Stock
149150104
509
16247
SH
DFND
16247
0
0
CBOE Holdings Inc.
Common Stock
12503M108
492
7584
SH
DFND
7584
0
0
CBRE Group Inc
Common Stock
12504L109
563
16288
SH
DFND
16288
0
0
CDW Corporation
Common Stock
12514G108
506
12032
SH
DFND
12032
0
0
CEB Inc
Common Stock
125134106
471
7680
SH
DFND
7680
0
0
Celldex Therapeutics
Common Stock
15117B103
2038
129951
SH
DFND
129951
0
0
Centene Corp
Common Stock
15135B101
520
7897
SH
DFND
7897
0
0
Centerpoint Energy
Common Stock
15189T107
24573
1338413
SH
DFND
1338413
0
0
Centurylink Inc
Common Stock
156700106
19717
783646
SH
DFND
783646
0
0
CF Industries Hldgs
Common Stock
125269100
332
8128
SH
DFND
8128
0
0
Charles River Lab
Common Stock
159864107
566
7045
SH
DFND
7045
0
0
Chemed Corp
Common Stock
16359R103
516
3444
SH
DFND
3444
0
0
Chemical Finance Cor
Common Stock
163731102
525
15307
SH
DFND
15307
0
0
Cheniere Energy Part MLP
Common Stock
16411Q101
298
11426
SH
DFND
11426
0
0
Chevron Corp
Common Stock
166764100
806
8954
SH
DFND
8954
0
0
Chiasma, Inc.
Common Stock
16706W102
617
31534
SH
DFND
31534
0
0
Chimerix, Inc.
Common Stock
16934W106
544
60791
SH
DFND
60791
0
0
Chipotle Mexican
Common Stock
169656105
302
629
SH
DFND
629
0
0
Chuy's Holdings Inc.
Common Stock
171604101
506
16142
SH
DFND
16142
0
0
Cia Brasileira Dist ADR
Common Stock
20440T201
147
14000
SH
DFND
14000
0
0
Cia de Buenaventura ADR
Common Stock
204448104
508
118808
SH
DFND
118808
0
0
Cigna Corp
Common Stock
125509109
571
3899
SH
DFND
3899
0
0
Cincinnati Financial
Common Stock
172062101
19532
330104
SH
DFND
330104
0
0
Cirrus Logic, Inc.
Common Stock
172755100
484
16374
SH
DFND
16374
0
0
Cisco Systems Inc
Common Stock
17275R102
562
20699
SH
DFND
20699
0
0
City Holding Co
Common Stock
177835105
468
10260
SH
DFND
10260
0
0
Clarcor Inc
Common Stock
179895107
449
9040
SH
DFND
9040
0
0
Clorox Co
Common Stock
189054109
621
4899
SH
DFND
4899
0
0
Clovis Oncology Inc
Common Stock
189464100
1767
50481
SH
DFND
50481
0
0
CNH Industrial NV
Common Stock
N20944109
228
33262
SH
DFND
33262
0
0
Coach Inc
Common Stock
189754104
21072
643826
SH
DFND
643826
0
0
Coca-Cola Bottling C
Common Stock
191098102
536
2938
SH
DFND
2938
0
0
Coca-Cola Co/The
Common Stock
191216100
19904
463309
SH
DFND
463309
0
0
Coca-Cola Enterprise
Common Stock
19122T109
505
10266
SH
DFND
10266
0
0
Coeur Mining Inc. DL
Common Stock
192108504
833
335897
SH
DFND
335897
0
0
Cognex Corp
Common Stock
192422103
448
13254
SH
DFND
13254
0
0
Cognizant Technology
Common Stock
192446102
505
8412
SH
DFND
8412
0
0
Cohen & Steers Inc
Common Stock
19247A100
524
17185
SH
DFND
17185
0
0
Columbia Banking Sys
Common Stock
197236102
519
15971
SH
DFND
15971
0
0
Columbia Pipeline
Common Stock
198280109
3656
182822
SH
DFND
182822
0
0
Comcast Corp
Common Stock
20030N101
555
9836
SH
DFND
9836
0
0
Compass Minerals Int
Common Stock
20451N101
454
6026
SH
DFND
6026
0
0
Concert Pharma Inc
Common Stock
206022105
491
25871
SH
DFND
25871
0
0
ConnectOne Bancorp
Common Stock
20786W107
492
26321
SH
DFND
26321
0
0
ConocoPhillips
Common Stock
20825C104
19189
410995
SH
DFND
410995
0
0
Cooper Tire & Rubber
Common Stock
216831107
466
12324
SH
DFND
12324
0
0
Covenant Transport
Common Stock
22284P105
425
22475
SH
DFND
22475
0
0
Cowen Group Inc
Common Stock
223622101
377
98441
SH
DFND
98441
0
0
Cracker Barrel
Common Stock
22410J106
407
3210
SH
DFND
3210
0
0
Cray Inc
Common Stock
225223304
757
23313
SH
DFND
23313
0
0
Credit Acceptance
Common Stock
225310101
495
2314
SH
DFND
2314
0
0
Cullen/Frost Bankers
Common Stock
229899109
475
7912
SH
DFND
7912
0
0
Cummins Inc
Common Stock
231021106
20007
227331
SH
DFND
227331
0
0
Customers Bancorp
Common Stock
23204G100
524
19248
SH
DFND
19248
0
0
CVB Financial Corp.
Common Stock
126600105
497
29381
SH
DFND
29381
0
0
CVR Partners, LP MLP
Common Stock
126633106
366
45754
SH
DFND
45754
0
0
CVS Health Corp
Common Stock
126650100
537
5494
SH
DFND
5494
0
0
DBV Technologies SA ADR
Common Stock
23306J101
2306
63506
SH
DFND
63506
0
0
DCP Midstream Ptnrs MLP
Common Stock
23311P100
176569
7157218
SH
DFND
7157218
0
0
Deere & Co
Common Stock
244199105
829
10873
SH
DFND
10873
0
0
Delta Air Lines Inc
Common Stock
247361702
541
10665
SH
DFND
10665
0
0
Deluxe Corp
Common Stock
248019101
463
8488
SH
DFND
8488
0
0
Denny's Corp
Common Stock
24869P104
432
43983
SH
DFND
43983
0
0
Depomed, Inc.
Common Stock
249908104
1444
79674
SH
DFND
79674
0
0
Diamond Hill Invest.
Common Stock
25264R207
473
2502
SH
DFND
2502
0
0
Diamond Resorts Intl
Common Stock
25272T104
494
19376
SH
DFND
19376
0
0
Dicks Sporting Goods
Common Stock
253393102
348
9842
SH
DFND
9842
0
0
Digital Realty Trust REIT
Common Stock
253868103
1361
17998
SH
DFND
17998
0
0
Dime Community Bancs
Common Stock
253922108
512
29261
SH
DFND
29261
0
0
DISH Network Corp.
Common Stock
25470M109
487
8510
SH
DFND
8510
0
0
Dollar General Corp
Common Stock
256677105
513
7138
SH
DFND
7138
0
0
Dominion Resources
Common Stock
25746U109
3521
52054
SH
DFND
52054
0
0
Dorman Products, Inc
Common Stock
258278100
468
9866
SH
DFND
9866
0
0
Douglas Dynamics
Common Stock
25960R105
492
23347
SH
DFND
23347
0
0
Douglas Emmett REIT
Common Stock
25960P109
531
17038
SH
DFND
17038
0
0
Dow Chemical Co/The
Common Stock
260543103
19460
378018
SH
DFND
378018
0
0
Dr Pepper Snapple
Common Stock
26138E109
624
6698
SH
DFND
6698
0
0
Drew Industries Inc
Common Stock
26168L205
554
9093
SH
DFND
9093
0
0
Dril-Quip Inc
Common Stock
262037104
456
7693
SH
DFND
7693
0
0
DST Systems Inc
Common Stock
233326107
518
4542
SH
DFND
4542
0
0
DSW Inc
Common Stock
23334L102
415
17401
SH
DFND
17401
0
0
Duke Energy
Common Stock
26441C204
20540
287720
SH
DFND
287720
0
0
Dyax Corp
Common Stock
26746E103
7291
193819
SH
DFND
193819
0
0
Dycom Industries Inc
Common Stock
267475101
451
6452
SH
DFND
6452
0
0
Dynavax Tech Corp
Common Stock
268158201
1223
50618
SH
DFND
50618
0
0
Eagle Materials Inc
Common Stock
26969P108
372
6162
SH
DFND
6162
0
0
East West Bancorp
Common Stock
27579R104
516
12418
SH
DFND
12418
0
0
Eastman Chemical Co
Common Stock
277432100
481
7126
SH
DFND
7126
0
0
Eaton Corp PLC
Common Stock
G29183103
20012
384543
SH
DFND
384543
0
0
Ecopetrol SA ADR
Common Stock
279158109
180
25616
SH
DFND
25616
0
0
Edison International
Common Stock
281020107
537
9077
SH
DFND
9077
0
0
Eldorado Gold Corp. DL
Common Stock
284902103
3648
1228287
SH
DFND
1228287
0
0
Ellie Mae, Inc
Common Stock
28849P100
404
6702
SH
DFND
6702
0
0
Emergent Biosolution
Common Stock
29089Q105
2053
51300
SH
DFND
51300
0
0
Emerson Electric Co
Common Stock
291011104
21045
439992
SH
DFND
439992
0
0
Enanta Pharma
Common Stock
29251M106
1206
36534
SH
DFND
36534
0
0
Enbridge Energy MLP
Common Stock
29250R106
339141
14700532
SH
DFND
14700532
0
0
Endocyte Inc.
Common Stock
29269A102
222
55296
SH
DFND
55296
0
0
Energy Transfer Eqty MLP
Common Stock
29273V100
2892
210476
SH
DFND
210476
0
0
Energy Transfer MLP
Common Stock
29273R109
515537
15284217
SH
DFND
15284217
0
0
Enlink Midstream LLC
Common Stock
29336T100
646
42796
SH
DFND
42796
0
0
Enlink Midstream Ptn MLP
Common Stock
29336U107
177248
10690493
SH
DFND
10690493
0
0
Ensco PLC Class A
Common Stock
G3157S106
20097
1305876
SH
DFND
1305876
0
0
Entergy Corp
Common Stock
29364G103
20320
297248
SH
DFND
297248
0
0
Enterprise Prods. LP MLP
Common Stock
293792107
772021
30180631
SH
DFND
30180631
0
0
EQT Midstream MLP
Common Stock
26885B100
324045
4294264
SH
DFND
4294264
0
0
Equinix, Inc
Common Stock
29444U700
2281
7543
SH
DFND
7543
0
0
Equity Residential REIT
Common Stock
29476L107
3636
44565
SH
DFND
44565
0
0
Essex Property Trust REIT
Common Stock
297178105
1914
7994
SH
DFND
7994
0
0
Estee Lauder Co
Common Stock
518439104
635
7206
SH
DFND
7206
0
0
Everest Re Group Ltd
Common Stock
G3223R108
500
2730
SH
DFND
2730
0
0
EVERTEC Inc.
Common Stock
30040P103
455
27163
SH
DFND
27163
0
0
Expedia, Inc.
Common Stock
30212P303
511
4108
SH
DFND
4108
0
0
Expeditors Intl.
Common Stock
302130109
457
10144
SH
DFND
10144
0
0
Express, Inc.
Common Stock
30219E103
456
26389
SH
DFND
26389
0
0
Extra Space Storage REIT
Common Stock
30225T102
1316
14920
SH
DFND
14920
0
0
Exxon Mobil Corp
Common Stock
30231G102
1440
18476
SH
DFND
18476
0
0
F5 Networks Inc
Common Stock
315616102
426
4397
SH
DFND
4397
0
0
Factset Research Sys
Common Stock
303075105
511
3144
SH
DFND
3144
0
0
Fastenal Co
Common Stock
311900104
555
13586
SH
DFND
13586
0
0
Federal REIT
Common Stock
313747206
1231
8429
SH
DFND
8429
0
0
Federated Natl Hldg
Common Stock
31422T101
681
23045
SH
DFND
23045
0
0
Fibrogen Inc
Common Stock
31572Q808
2462
80800
SH
DFND
80800
0
0
Fidelity Southern Co
Common Stock
316394105
546
24477
SH
DFND
24477
0
0
Fiesta Restaurant
Common Stock
31660B101
332
9873
SH
DFND
9873
0
0
Fifth Street Senior Floating
Common Stock
31679F101
8573
1000439
SH
DFND
1
1000439
0
0
First American Finan
Common Stock
31847R102
454
12648
SH
DFND
12648
0
0
First Financial Bankshares, Inc.
Common Stock
32020R109
487
16153
SH
DFND
16153
0
0
First Interstate
Common Stock
32055Y201
529
18204
SH
DFND
18204
0
0
First Majestic Slv DL
Common Stock
32076V103
1378
421523
SH
DFND
421523
0
0
First Merchants Corp
Common Stock
320817109
485
19066
SH
DFND
19066
0
0
First Republic Bank
Common Stock
33616C100
520
7876
SH
DFND
7876
0
0
Five Below Inc
Common Stock
33829M101
508
15810
SH
DFND
15810
0
0
FleetCor Tech.
Common Stock
339041105
451
3158
SH
DFND
3158
0
0
Flexion Therapeutics
Common Stock
33938J106
547
28374
SH
DFND
28374
0
0
Foamix Ltd
Common Stock
M46135105
326
40253
SH
DFND
40253
0
0
Foot Locker Inc
Common Stock
344849104
448
6884
SH
DFND
6884
0
0
Ford Motor Co
Common Stock
345370860
20203
1433829
SH
DFND
1433829
0
0
Fortuna Silver Mines
Common Stock
349915108
990
440106
SH
DFND
440106
0
0
Forward Pharma ADR
Common Stock
34986J105
1164
61275
SH
DFND
61275
0
0
Fossil Group Inc.
Common Stock
34988V106
339
9265
SH
DFND
9265
0
0
Franco-Nevada Corp
Common Stock
351858105
14657
320382
SH
DFND
320382
0
0
Franklin Resources
Common Stock
354613101
467
12677
SH
DFND
12677
0
0
Freeport-McMoRan Inc
Common Stock
35671D857
19238
2841605
SH
DFND
2841605
0
0
Fresh Market, Inc.
Common Stock
35804H106
483
20629
SH
DFND
20629
0
0
Frontier Comm
Common Stock
35906A108
19948
4271482
SH
DFND
4271482
0
0
Galapagos NV ADR
Common Stock
36315X101
3232
51393
SH
DFND
51393
0
0
Gamestop Corp Class A
Common Stock
36467W109
363
12950
SH
DFND
12950
0
0
Gap Inc/The
Common Stock
364760108
427
17287
SH
DFND
17287
0
0
Garmin Ltd
Common Stock
H2906T109
20466
550616
SH
DFND
550616
0
0
General Dynamics
Common Stock
369550108
471
3426
SH
DFND
3426
0
0
General Growth Pptys REIT
Common Stock
370023103
1948
71575
SH
DFND
71575
0
0
Genesis Energy MLP
Common Stock
371927104
271063
7377877
SH
DFND
7377877
0
0
Genocea Biosciences
Common Stock
372427104
195
37037
SH
DFND
37037
0
0
Gentex Corp
Common Stock
371901109
499
31139
SH
DFND
31139
0
0
Gentherm Inc
Common Stock
37253A103
505
10653
SH
DFND
10653
0
0
G-III Apparel Group
Common Stock
36237H101
332
7497
SH
DFND
7497
0
0
Gilead Sciences Inc
Common Stock
375558103
445
4402
SH
DFND
4402
0
0
Glacier Bancorp Inc
Common Stock
37637Q105
489
18440
SH
DFND
18440
0
0
Global Brass&Copper
Common Stock
37953G103
511
23995
SH
DFND
23995
0
0
Global Payments Inc
Common Stock
37940X102
564
8740
SH
DFND
8740
0
0
Globus Medical Inc Class A
Common Stock
379577208
577
20758
SH
DFND
20758
0
0
GNC Acquisition Hldg Class A
Common Stock
36191G107
346
11163
SH
DFND
11163
0
0
Golar LNG Partners
Common Stock
Y2745C102
364
27178
SH
DFND
27178
0
0
Gold Fields Limited ADR
Common Stock
38059T106
3907
1410465
SH
DFND
1410465
0
0
Goldcorp, Inc. DL
Common Stock
380956409
14943
1292672
SH
DFND
1292672
0
0
Goodyear Tire & Rubb
Common Stock
382550101
551
16872
SH
DFND
16872
0
0
GoPro Inc Class A
Common Stock
38268T103
268
14896
SH
DFND
14896
0
0
Graco Inc
Common Stock
384109104
515
7149
SH
DFND
7149
0
0
Grand Canyon Edu Inc
Common Stock
38526M106
538
13407
SH
DFND
13407
0
0
Gray Television Inc
Common Stock
389375106
613
37600
SH
DFND
37600
0
0
Greenbrier Cos Inc
Common Stock
393657101
412
12616
SH
DFND
12616
0
0
Greenhaven Cont Cmdt ETF
ETF
395258106
16064
867399
SH
DFND
867399
0
0
Groupon Inc.
Common Stock
399473107
36
11868
SH
DFND
11868
0
0
GrubHub Inc
Common Stock
400110102
435
17969
SH
DFND
17969
0
0
H&E Equipment Servic
Common Stock
404030108
431
24682
SH
DFND
24682
0
0
H&R Block Inc
Common Stock
093671105
465
13957
SH
DFND
13957
0
0
Halozyme Therapeutic
Common Stock
40637H109
2923
168639
SH
DFND
168639
0
0
Hanmi Financial Corp
Common Stock
410495204
463
19535
SH
DFND
19535
0
0
Harley-Davidson Inc
Common Stock
412822108
413
9094
SH
DFND
9094
0
0
Hawaiian Holdings
Common Stock
419879101
706
19995
SH
DFND
19995
0
0
HCI Group Inc
Common Stock
40416E103
454
13013
SH
DFND
13013
0
0
HCP Inc REIT
Common Stock
40414L109
2175
56865
SH
DFND
56865
0
0
Hecla Mining Co.
Common Stock
422704106
606
320456
SH
DFND
320456
0
0
Helen of Troy
Common Stock
G4388N106
514
5449
SH
DFND
5449
0
0
Heritage Ins. Hlds.
Common Stock
42727J102
559
25606
SH
DFND
25606
0
0
Herman Miller Inc
Common Stock
600544100
560
19514
SH
DFND
19514
0
0
Hexcel Corp
Common Stock
428291108
493
10619
SH
DFND
10619
0
0
HFF Inc. CL A
Common Stock
40418F108
437
14079
SH
DFND
14079
0
0
Highwoods Properties REIT
Common Stock
431284108
507
11631
SH
DFND
11631
0
0
Home Bancshares Inc.
Common Stock
436893200
517
12753
SH
DFND
12753
0
0
Home Depot Inc
Common Stock
437076102
595
4498
SH
DFND
4498
0
0
Horizon Pharma Plc
Common Stock
G4617B105
4547
209845
SH
DFND
209845
0
0
Hormel Foods Corp
Common Stock
440452100
677
8556
SH
DFND
8556
0
0
Host Hotels & Resort REIT
Common Stock
44107P104
1416
92326
SH
DFND
92326
0
0
HP Inc
Common Stock
40434L105
18967
1601952
SH
DFND
1601952
0
0
Huntington Bancshare
Common Stock
446150104
545
49233
SH
DFND
49233
0
0
IAC/Interactive Corp
Common Stock
44919P508
10778
179475
SH
DFND
1
179475
0
0
IAMGOLD Corp. DL
Common Stock
450913108
247
173834
SH
DFND
173834
0
0
II-VI Inc
Common Stock
902104108
557
29998
SH
DFND
29998
0
0
Illumina Inc
Common Stock
452327109
447
2330
SH
DFND
2330
0
0
Immune Design Corp
Common Stock
45252L103
533
26534
SH
DFND
26534
0
0
Immunogen Inc
Common Stock
45253H101
1555
114590
SH
DFND
114590
0
0
Impax Laboratories
Common Stock
45256B101
3972
92892
SH
DFND
92892
0
0
Infosys Tech Ltd ADR
Common Stock
456788108
177
10542
SH
DFND
10542
0
0
Ingredion Inc.
Common Stock
457187102
240
2504
SH
DFND
2504
0
0
Innospec, Inc
Common Stock
45768S105
560
10304
SH
DFND
10304
0
0
Inotek Pharmaceutic
Common Stock
45780V102
394
34791
SH
DFND
34791
0
0
Integrated Dev. Tech
Common Stock
458118106
671
25476
SH
DFND
25476
0
0
Intel Corp
Common Stock
458140100
618
17951
SH
DFND
17951
0
0
Inteliquent Inc.
Common Stock
45825N107
413
23237
SH
DFND
23237
0
0
Intercept Pharma
Common Stock
45845P108
4787
32052
SH
DFND
32052
0
0
International Paper
Common Stock
460146103
19761
524170
SH
DFND
524170
0
0
Interpublic Group Co
Common Stock
460690100
625
26860
SH
DFND
26860
0
0
Intl Bus Machines
Common Stock
459200101
20001
145335
SH
DFND
145335
0
0
Invesco Ltd.
Common Stock
G491BT108
20798
621208
SH
DFND
621208
0
0
IPG Photonics Corp.
Common Stock
44980X109
539
6040
SH
DFND
6040
0
0
Ironwood Pharm. Inc
Common Stock
46333X108
1939
167286
SH
DFND
167286
0
0
iShs Barclay1-3 Tres ETF
ETF
464287457
705
8352
SH
DFND
8352
0
0
iShs Barclays 3-7 ETF
ETF
464288661
267
2180
SH
DFND
2180
0
0
iShs Barclays TIPS ETF
ETF
464287176
24873
226779
SH
DFND
226779
0
0
iShs Core S&P 500 ETF
ETF
464287200
149901
731688
SH
DFND
731688
0
0
iShs JPM USD Emg. ETF
ETF
464288281
25656
242537
SH
DFND
242537
0
0
iShs MSCI EAFE SC ETF
ETF
464288273
20493
410261
SH
DFND
410261
0
0
iShs R1K Grwth Index ETF
ETF
464287614
1762
17710
SH
DFND
17710
0
0
iShs R2K Growth ETF
ETF
464287648
776
5565
SH
DFND
5565
0
0
iShs Russell MdCp Gr ETF
ETF
464287481
2474
26903
SH
DFND
26903
0
0
iShs S&P MidCap 400 ETF
ETF
464287507
60190
431839
SH
DFND
431839
0
0
Isle of Capri Casino
Common Stock
464592104
352
25269
SH
DFND
25269
0
0
Jack Henry & Assoc.
Common Stock
426281101
561
7186
SH
DFND
7186
0
0
JB Hunt Transport
Common Stock
445658107
470
6408
SH
DFND
6408
0
0
John Bean Tech.
Common Stock
477839104
663
13300
SH
DFND
13300
0
0
Johnson & Johnson
Common Stock
478160104
20320
197823
SH
DFND
197823
0
0
Jones Lang LaSalle
Common Stock
48020Q107
558
3491
SH
DFND
3491
0
0
JPMorgan Chase & Co
Common Stock
46625H100
558
8457
SH
DFND
8457
0
0
Karyopharm Therapeut
Common Stock
48576U106
624
47071
SH
DFND
47071
0
0
Keurig Green Mtn Inc
Common Stock
49271M100
774
8603
SH
DFND
8603
0
0
Kilroy Realty Corp REIT
Common Stock
49427F108
717
11324
SH
DFND
11324
0
0
Kimco Realty Corp REIT
Common Stock
49446R109
1342
50724
SH
DFND
50724
0
0
Kinder Morgan Inc
Common Stock
49456B101
20651
1384118
SH
DFND
1384118
0
0
Kinross Gold Corp DL
Common Stock
496902404
2501
1374281
SH
DFND
1374281
0
0
Kite Pharma, Inc.
Common Stock
49803L109
3881
62977
SH
DFND
62977
0
0
KKR & Co. L.P.
Common Stock
48248M102
10027
643170
SH
DFND
1
643170
0
0
Knight Trans.
Common Stock
499064103
434
17931
SH
DFND
17931
0
0
Knoll Inc.
Common Stock
498904200
401
21326
SH
DFND
21326
0
0
Korn/Ferry Intl
Common Stock
500643200
489
14752
SH
DFND
14752
0
0
Kroger Co/The
Common Stock
501044101
602
14395
SH
DFND
14395
0
0
Lam Research Corp
Common Stock
512807108
537
6756
SH
DFND
6756
0
0
Landstar System Inc
Common Stock
515098101
431
7347
SH
DFND
7347
0
0
Lannett Company, Inc
Common Stock
516012101
358
8928
SH
DFND
8928
0
0
Las Vegas Sands Corp
Common Stock
517834107
462
10533
SH
DFND
10533
0
0
Legacy Texas Fin Grp
Common Stock
52471Y106
418
16702
SH
DFND
16702
0
0
LendingTree Inc
Common Stock
52603B107
376
4217
SH
DFND
4217
0
0
Lennar Corp
Common Stock
526057104
467
9550
SH
DFND
9550
0
0
Lennox International
Common Stock
526107107
494
3959
SH
DFND
3959
0
0
LGI Homes, Inc.
Common Stock
50187T106
419
17212
SH
DFND
17212
0
0
Ligand Pharma Class B
Common Stock
53220K504
3393
31294
SH
DFND
31294
0
0
Lincoln Electric Hld
Common Stock
533900106
448
8635
SH
DFND
8635
0
0
Linear Technology Co
Common Stock
535678106
519
12215
SH
DFND
12215
0
0
Lithia Motors CL A
Common Stock
536797103
469
4396
SH
DFND
4396
0
0
Livanova PLC
Common Stock
G5509L101
440
7405
SH
DFND
7405
0
0
Lockheed Martin Corp
Common Stock
539830109
567
2612
SH
DFND
2612
0
0
Lowe's Cos Inc
Common Stock
548661107
548
7201
SH
DFND
7201
0
0
Loxo Oncology Inc
Common Stock
548862101
719
25276
SH
DFND
25276
0
0
Luminex Corporation
Common Stock
55027E102
566
26459
SH
DFND
26459
0
0
Lydall Inc
Common Stock
550819106
627
17671
SH
DFND
17671
0
0
Macquarie Infrast Co LLC
Common Stock
55608B105
2127
29296
SH
DFND
29296
0
0
Macquarie Infrastructure Co
Common Stock
55608B105
10751
148091
SH
DFND
1
148091
0
0
MacroGenics Inc.
Common Stock
556099109
1400
45201
SH
DFND
45201
0
0
Macy's Inc.
Common Stock
55616P104
344
9844
SH
DFND
9844
0
0
Magellan Midstream MLP
Common Stock
559080106
586705
8638171
SH
DFND
8638171
0
0
Manhattan Associates
Common Stock
562750109
530
8004
SH
DFND
8004
0
0
Manpower Group
Common Stock
56418H100
515
6112
SH
DFND
6112
0
0
Marcus & Millichap
Common Stock
566324109
323
11091
SH
DFND
11091
0
0
MarketAxess Holdings
Common Stock
57060D108
562
5040
SH
DFND
5040
0
0
Martin Marietta Mtls
Common Stock
573284106
376
2756
SH
DFND
2756
0
0
Masimo Corporation
Common Stock
574795100
497
11981
SH
DFND
11981
0
0
Mastercard Inc Class A
Common Stock
57636Q104
584
5999
SH
DFND
5999
0
0
Matson Inc.
Common Stock
57686G105
563
13205
SH
DFND
13205
0
0
Mattel Inc
Common Stock
577081102
20245
745140
SH
DFND
745140
0
0
MAXIMUS Inc
Common Stock
577933104
444
7899
SH
DFND
7899
0
0
MB Financial Inc
Common Stock
55264U108
485
14968
SH
DFND
14968
0
0
McKesson Corp
Common Stock
58155Q103
510
2587
SH
DFND
2587
0
0
Mead Johnson Nutr.
Common Stock
582839106
521
6597
SH
DFND
6597
0
0
Medgenics Inc
Common Stock
58436Q203
261
43290
SH
DFND
43290
0
0
Mentor Graphics Corp
Common Stock
587200106
366
19845
SH
DFND
19845
0
0
Merck & Co Inc
Common Stock
58933Y105
19814
375132
SH
DFND
375132
0
0
Methode Electronics
Common Stock
591520200
487
15307
SH
DFND
15307
0
0
Metlife Inc
Common Stock
59156R108
20007
415006
SH
DFND
415006
0
0
Microchip Technology
Common Stock
595017104
529
11362
SH
DFND
11362
0
0
Micron Technology
Common Stock
595112103
429
30271
SH
DFND
30271
0
0
MiMedx Group Inc.
Common Stock
602496101
453
48365
SH
DFND
48365
0
0
MKS Instruments Inc
Common Stock
55306N104
521
14466
SH
DFND
14466
0
0
Mobile Telesystems ADR
Common Stock
607409109
166
26797
SH
DFND
26797
0
0
Molina Healthcare
Common Stock
60855R100
372
6185
SH
DFND
6185
0
0
Monsanto Co
Common Stock
61166W101
2086
21170
SH
DFND
21170
0
0
Morningstar Inc.
Common Stock
617700109
496
6168
SH
DFND
6168
0
0
MPLX LP
Common Stock
55336V100
661232
16812418
SH
DFND
16812418
0
0
MYR Group Inc.
Common Stock
55405W104
384
18625
SH
DFND
18625
0
0
National General Hld
Common Stock
636220303
555
25384
SH
DFND
25384
0
0
Nautilus Inc
Common Stock
63910B102
540
32326
SH
DFND
32326
0
0
Navient Corporation
Common Stock
63938C108
18098
1580568
SH
DFND
1580568
0
0
Neenah Paper
Common Stock
640079109
548
8781
SH
DFND
8781
0
0
Neurocrine Bioscienc
Common Stock
64125C109
6424
113551
SH
DFND
113551
0
0
NeuroDerm Ltd.
Common Stock
M74231107
484
28372
SH
DFND
28372
0
0
Neustar Inc. Class A
Common Stock
64126X201
427
17796
SH
DFND
17796
0
0
New Gold Inc. DL
Common Stock
644535106
3676
1584361
SH
DFND
1584361
0
0
Newlink Genetics Cor
Common Stock
651511107
344
9443
SH
DFND
9443
0
0
Newmont Mining Corp
Common Stock
651639106
4890
271810
SH
DFND
271810
0
0
Nexstar Broadcasting
Common Stock
65336K103
668
11381
SH
DFND
11381
0
0
NGL Energy Partners
Common Stock
62913M107
79515
7202476
SH
DFND
7202476
0
0
NIC Inc.
Common Stock
62914B100
534
27133
SH
DFND
27133
0
0
Nike Inc CL B
Common Stock
654106103
586
9380
SH
DFND
9380
0
0
Nordstrom Inc
Common Stock
655664100
375
7530
SH
DFND
7530
0
0
Northern Tier Energy
Common Stock
665826103
526
20344
SH
DFND
20344
0
0
NorthStar Asset Mgmt
Common Stock
66705Y104
363
29909
SH
DFND
29909
0
0
NovaGold Resources DL
Common Stock
66987E206
2901
689172
SH
DFND
689172
0
0
NRG Energy Inc
Common Stock
629377508
22658
1925076
SH
DFND
1925076
0
0
Nu Skin Enterprises Class A
Common Stock
67018T105
441
11646
SH
DFND
11646
0
0
Nucor Corp
Common Stock
670346105
19815
491692
SH
DFND
491692
0
0
NuStar LP MLP
Common Stock
67058H102
201395
5022317
SH
DFND
5022317
0
0
Nutr/System, Inc
Common Stock
67069D108
391
18060
SH
DFND
18060
0
0
NVR Inc
Common Stock
62944T105
521
317
SH
DFND
317
0
0
Oaktree Capital Group
Common Stock
674001201
5517
115615
SH
DFND
1
115615
0
0
Occidental Petroleum
Common Stock
674599105
254
3758
SH
DFND
3758
0
0
Oceaneering Intl.
Common Stock
675232102
454
12111
SH
DFND
12111
0
0
Ocular Therapeutix
Common Stock
67576A100
305
32583
SH
DFND
32583
0
0
OGE Energy Corp
Common Stock
670837103
2048
77889
SH
DFND
77889
0
0
Old Dominion Freight
Common Stock
679580100
432
7307
SH
DFND
7307
0
0
Omega Protein Corp.
Common Stock
68210P107
698
31432
SH
DFND
31432
0
0
OncoMed Pharma
Common Stock
68234X102
894
39663
SH
DFND
39663
0
0
Oneok Inc
Common Stock
682680103
27120
1099759
SH
DFND
1099759
0
0
Oneok Partners LP MLP
Common Stock
68268N103
369384
12259665
SH
DFND
12259665
0
0
Ophthotech Corp
Common Stock
683745103
3617
46054
SH
DFND
46054
0
0
O'Reilly Automotive
Common Stock
67103H107
509
2008
SH
DFND
2008
0
0
Oritani Financial Co
Common Stock
68633D103
526
31853
SH
DFND
31853
0
0
OSI Systems Inc
Common Stock
671044105
574
6476
SH
DFND
6476
0
0
Osiris Therapeutics
Common Stock
68827R108
471
45387
SH
DFND
45387
0
0
Otonomy Inc
Common Stock
68906L105
886
31929
SH
DFND
31929
0
0
Paccar Inc
Common Stock
693718108
407
8582
SH
DFND
8582
0
0
Pacira Pharm Inc
Common Stock
695127100
3718
48422
SH
DFND
48422
0
0
Packaging Corp Amer.
Common Stock
695156109
476
7550
SH
DFND
7550
0
0
PacWest Bancorp
Common Stock
695263103
486
11286
SH
DFND
11286
0
0
Pan American Silver DL
Common Stock
697900108
843
129734
SH
DFND
129734
0
0
Patrick Industries
Common Stock
703343103
474
10905
SH
DFND
10905
0
0
Paychex Inc
Common Stock
704326107
603
11405
SH
DFND
11405
0
0
Paycom Software Inc
Common Stock
70432V102
464
12318
SH
DFND
12318
0
0
PDL BioPharma Inc
Common Stock
69329Y104
1092
308443
SH
DFND
308443
0
0
People's United Fin.
Common Stock
712704105
19716
1220806
SH
DFND
1220806
0
0
PepsiCo Inc
Common Stock
713448108
600
6001
SH
DFND
6001
0
0
Petroleo Brasileiro ADR
Common Stock
71654V408
69
16093
SH
DFND
16093
0
0
Pfizer Inc
Common Stock
717081103
19694
610104
SH
DFND
610104
0
0
Philip Morris Intl.
Common Stock
718172109
19888
226236
SH
DFND
226236
0
0
Phillips 66
Common Stock
718546104
516
6313
SH
DFND
6313
0
0
Phillips 66 Partners
Common Stock
718549207
375
6107
SH
DFND
6107
0
0
Pilgrim's Pride Corp
Common Stock
72147K108
519
23489
SH
DFND
23489
0
0
PIMCO Enhan Shrt Mat ETF
ETF
72201R833
6926
68842
SH
DFND
68842
0
0
Pitney Bowes Inc
Common Stock
724479100
21073
1020466
SH
DFND
1020466
0
0
Plains All American MLP
Common Stock
726503105
563802
24407017
SH
DFND
24407017
0
0
Plains GP Holdings MLP
Common Stock
72651A108
2123
224698
SH
DFND
224698
0
0
Polaris Industries
Common Stock
731068102
333
3872
SH
DFND
3872
0
0
Pool Corp
Common Stock
73278L105
559
6926
SH
DFND
6926
0
0
Popeyes LA Kitchen
Common Stock
732872106
505
8632
SH
DFND
8632
0
0
Portola Pharm Inc
Common Stock
737010108
3784
73548
SH
DFND
73548
0
0
Pozen Inc
Common Stock
73941U102
295
43179
SH
DFND
43179
0
0
PPL Corp
Common Stock
69351T106
605
17732
SH
DFND
17732
0
0
PRA Group Inc.
Common Stock
69354N106
319
9185
SH
DFND
9185
0
0
Prestige Brands Hold
Common Stock
74112D101
552
10729
SH
DFND
10729
0
0
Pretium Resources
Common Stock
74139C102
1944
385638
SH
DFND
385638
0
0
Priceline Group Inc.
Common Stock
741503403
509
399
SH
DFND
399
0
0
Primero Mining Corp
Common Stock
74164W106
2727
1196161
SH
DFND
1196161
0
0
PrivateBancorp Inc
Common Stock
742962103
523
12744
SH
DFND
12744
0
0
Procter & Gamble Co
Common Stock
742718109
20001
251875
SH
DFND
251875
0
0
Progenics Pharma
Common Stock
743187106
564
91959
SH
DFND
91959
0
0
Progressive Corp/The
Common Stock
743315103
559
17593
SH
DFND
17593
0
0
Prologis Inc. REIT
Common Stock
74340W103
2751
64105
SH
DFND
64105
0
0
Pronai Theraputics
Common Stock
74346L101
596
39597
SH
DFND
39597
0
0
Proto Labs Inc
Common Stock
743713109
452
7091
SH
DFND
7091
0
0
Provident Financial
Common Stock
74386T105
516
25606
SH
DFND
25606
0
0
PTC Therapeutics Inc
Common Stock
69366J200
1463
45147
SH
DFND
45147
0
0
Public Service Enter
Common Stock
744573106
516
13333
SH
DFND
13333
0
0
Public Storage REIT
Common Stock
74460D109
4201
16960
SH
DFND
16960
0
0
PwShs QQQ Nasdaq 100 ETF
ETF
73935A104
244
2182
SH
DFND
2182
0
0
Qualcomm Inc
Common Stock
747525103
20594
412011
SH
DFND
412011
0
0
Qualys Inc
Common Stock
74758T303
519
15671
SH
DFND
15671
0
0
Questar Corp
Common Stock
748356102
517
26557
SH
DFND
26557
0
0
Radius Health Inc
Common Stock
750469207
3480
56543
SH
DFND
56543
0
0
Randgold Resources ADR
Common Stock
752344309
4601
74293
SH
DFND
74293
0
0
Raytheon Co
Common Stock
755111507
613
4924
SH
DFND
4924
0
0
Realty Income Corp
Common Stock
756109104
1571
30433
SH
DFND
30433
0
0
Regency Centers REIT
Common Stock
758849103
786
11538
SH
DFND
11538
0
0
Regulus Therapeutics
Common Stock
75915K101
601
68954
SH
DFND
68954
0
0
Resmed Inc
Common Stock
761152107
528
9825
SH
DFND
9825
0
0
Revance Therapuetics
Common Stock
761330109
1263
36968
SH
DFND
36968
0
0
REX American Res.
Common Stock
761624105
532
9832
SH
DFND
9832
0
0
Rigel Pharmaceutical
Common Stock
766559603
353
116619
SH
DFND
116619
0
0
Robert Half Intl
Common Stock
770323103
477
10129
SH
DFND
10129
0
0
Rockwell Automation
Common Stock
773903109
511
4976
SH
DFND
4976
0
0
Rockwell Collins Inc
Common Stock
774341101
573
6209
SH
DFND
6209
0
0
Ross Stores Inc
Common Stock
778296103
545
10119
SH
DFND
10119
0
0
Royal Gold, Inc. DL
Common Stock
780287108
5076
139196
SH
DFND
139196
0
0
RR Donnelley & Sons
Common Stock
257867101
482
32729
SH
DFND
32729
0
0
S&T Bancorp Inc.
Common Stock
783859101
486
15770
SH
DFND
15770
0
0
SAGE Therapeutics
Common Stock
78667J108
2217
38021
SH
DFND
38021
0
0
Sanderson Farms Inc
Common Stock
800013104
571
7362
SH
DFND
7362
0
0
Sandstorm Gold
Common Stock
80013R206
2597
987421
SH
DFND
987421
0
0
SCANA Corp
Common Stock
80589M102
580
9591
SH
DFND
9591
0
0
Schlumberger Ltd
Common Stock
806857108
439
6289
SH
DFND
6289
0
0
SciClone Pharma Inc
Common Stock
80862K104
617
67082
SH
DFND
67082
0
0
Scripps Networks Class A
Common Stock
811065101
520
9421
SH
DFND
9421
0
0
Seabridge Gold Inc. DL
Common Stock
811916105
2013
242871
SH
DFND
242871
0
0
Seagate Technology
Common Stock
G7945M107
19886
542457
SH
DFND
542457
0
0
Seattle Genetics Inc
Common Stock
812578102
8088
180224
SH
DFND
180224
0
0
SEI Investments Co
Common Stock
784117103
519
9902
SH
DFND
9902
0
0
Select Comfort Corp
Common Stock
81616X103
468
21875
SH
DFND
21875
0
0
Selective Insurance
Common Stock
816300107
529
15760
SH
DFND
15760
0
0
SemGroup Corp Class A
Common Stock
81663A105
1153
39958
SH
DFND
39958
0
0
ServisFirst Bancshar
Common Stock
81768T108
569
11964
SH
DFND
11964
0
0
Shell Midstream MLP
Common Stock
822634101
202913
4887105
SH
DFND
4887105
0
0
Sherwin-Williams Co
Common Stock
824348106
518
1994
SH
DFND
1994
0
0
Ship Finance Intl
Common Stock
G81075106
515
31099
SH
DFND
31099
0
0
Sibanye Gold ADR
Common Stock
825724206
4221
693022
SH
DFND
693022
0
0
Silver Standard Res DL
Common Stock
82823L106
1237
238888
SH
DFND
238888
0
0
Silver Wheaton Corp DL
Common Stock
828336107
1462
117741
SH
DFND
117741
0
0
Simon Property Group
Common Stock
828806109
3835
19725
SH
DFND
19725
0
0
Sinclair Broadcast
Common Stock
829226109
590
18125
SH
DFND
18125
0
0
Skechers U.S.A. Class A
Common Stock
830566105
324
10722
SH
DFND
10722
0
0
Skyworks Solutions
Common Stock
83088M102
444
5774
SH
DFND
5774
0
0
SL Green Realty Corp
Common Stock
78440X101
1378
12195
SH
DFND
12195
0
0
Smith & Wesson
Common Stock
831756101
597
27163
SH
DFND
27163
0
0
Snap-On Inc
Common Stock
833034101
524
3054
SH
DFND
3054
0
0
Sonic Corp
Common Stock
835451105
638
19758
SH
DFND
19758
0
0
Southern Co/The
Common Stock
842587107
20604
440360
SH
DFND
440360
0
0
Southwest Airlines
Common Stock
844741108
592
13754
SH
DFND
13754
0
0
Spark Therapeutics
Common Stock
84652J103
1475
32555
SH
DFND
32555
0
0
SPDR BC HY Bond ETF
ETF
78464A417
18833
555385
SH
DFND
555385
0
0
SPDR Consumer Disc. ETF
ETF
81369Y407
15097
193178
SH
DFND
193178
0
0
SPDR Consumer Staple ETF
ETF
81369Y308
15270
302441
SH
DFND
302441
0
0
SPDR Doubline TR Tac ETF
ETF
78467V848
535
11008
SH
DFND
11008
0
0
SPDR Energy Select ETF
ETF
81369Y506
15296
252611
SH
DFND
252611
0
0
SPDR Financial ETF
ETF
81369Y605
15154
637276
SH
DFND
637276
0
0
SPDR Health Care ETF
ETF
81369Y209
15177
210647
SH
DFND
210647
0
0
SPDR Industrial ETF
ETF
81369Y704
15225
287205
SH
DFND
287205
0
0
SPDR Materials ETF
ETF
81369Y100
15252
351278
SH
DFND
351278
0
0
SPDR S&P 500 ETF
ETF
78462F103
39500
193732
SH
DFND
193732
0
0
SPDR Technology ETF
ETF
81369Y803
15106
352696
SH
DFND
352696
0
0
SPDR Utilities ETF
ETF
81369Y886
15117
349295
SH
DFND
349295
0
0
Spectra Energy Corp.
Common Stock
847560109
24169
1009565
SH
DFND
1009565
0
0
Spectra Energy Ptnrs MLP
Common Stock
84756N109
223433
4684130
SH
DFND
4684130
0
0
Spirit Aerosystems Cl A
Common Stock
848574109
488
9737
SH
DFND
9737
0
0
Spirit Airlines Inc.
Common Stock
848577102
405
10169
SH
DFND
10169
0
0
Sprint Corp
Common Stock
85207U105
37
10186
SH
DFND
10186
0
0
SS&C Tecnologies Holdings Inc.
Common Stock
78467J100
485
7101
SH
DFND
7101
0
0
Standex Intl.
Common Stock
854231107
541
6505
SH
DFND
6505
0
0
Starbucks Corp
Common Stock
855244109
567
9444
SH
DFND
9444
0
0
Strayer Education
Common Stock
863236105
557
9272
SH
DFND
9272
0
0
Sucampo Pharm. Inc. Class A
Common Stock
864909106
1355
78386
SH
DFND
78386
0
0
Sunoco Logistics LP MLP
Common Stock
86764L108
326070
12687557
SH
DFND
12687557
0
0
SunTrust Banks Inc
Common Stock
867914103
573
13370
SH
DFND
13370
0
0
Super Micro Computer
Common Stock
86800U104
438
17860
SH
DFND
17860
0
0
Supernus Pharm Inc.
Common Stock
868459108
1199
89179
SH
DFND
89179
0
0
Swift Transportation
Common Stock
87074U101
345
24967
SH
DFND
24967
0
0
Synaptics Inc
Common Stock
87157D109
536
6668
SH
DFND
6668
0
0
Synchronoss Tech
Common Stock
87157B103
436
12363
SH
DFND
12363
0
0
Syntel, Inc.
Common Stock
87162H103
513
11337
SH
DFND
11337
0
0
T. Rowe Price Group
Common Stock
74144T108
568
7948
SH
DFND
7948
0
0
Tallgrass Energy GP
Common Stock
874696107
698
43722
SH
DFND
43722
0
0
Tallgrass Energy MLP
Common Stock
874697105
479
11630
SH
DFND
11630
0
0
Targa Res. Partners MLP
Common Stock
87611X105
215460
13034455
SH
DFND
13034455
0
0
Targa Resources Corp
Common Stock
87612G101
1290
47689
SH
DFND
47689
0
0
Taser International
Common Stock
87651B104
358
20715
SH
DFND
20715
0
0
TC Pipelines LP MLP
Common Stock
87233Q108
181443
3650030
SH
DFND
3650030
0
0
Team Inc
Common Stock
878155100
376
11772
SH
DFND
11772
0
0
Teekay Tankers Ltd.
Common Stock
Y8565N102
531
77174
SH
DFND
77174
0
0
Telef Brasil ADR
Common Stock
87936R106
163
18100
SH
DFND
18100
0
0
Tesoro Corp
Common Stock
881609101
604
5729
SH
DFND
5729
0
0
Tesoro Logistics LP MLP
Common Stock
88160T107
236221
4694381
SH
DFND
4694381
0
0
Tessera Technologies
Common Stock
88164L100
435
14500
SH
DFND
14500
0
0
Texas Instruments
Common Stock
882508104
605
11035
SH
DFND
11035
0
0
The Macerich Co REIT
Common Stock
554382101
1332
16508
SH
DFND
16508
0
0
The Medicines Co
Common Stock
584688105
3416
91482
SH
DFND
91482
0
0
The Mosiac Company
Common Stock
61945C103
18643
675703
SH
DFND
675703
0
0
Thor Industries Inc
Common Stock
885160101
507
9028
SH
DFND
9028
0
0
TJX Cos Inc
Common Stock
872540109
539
7598
SH
DFND
7598
0
0
Tokai Pharmaceutical
Common Stock
88907J107
259
29753
SH
DFND
29753
0
0
Toro Co
Common Stock
891092108
510
6975
SH
DFND
6975
0
0
Total System Service
Common Stock
891906109
524
10530
SH
DFND
10530
0
0
Tractor Supply Co
Common Stock
892356106
494
5781
SH
DFND
5781
0
0
Trevena, Inc.
Common Stock
89532E109
702
66877
SH
DFND
66877
0
0
TREX Company Inc
Common Stock
89531P105
512
13464
SH
DFND
13464
0
0
TRI Pointe Homes Inc
Common Stock
87265H109
445
35094
SH
DFND
35094
0
0
TriCo Bancshares
Common Stock
896095106
556
20255
SH
DFND
20255
0
0
Trinity Industries
Common Stock
896522109
447
18611
SH
DFND
18611
0
0
Trueblue, Inc.
Common Stock
89785X101
520
20189
SH
DFND
20189
0
0
Tumi Hldgs Inc
Common Stock
89969Q104
434
26072
SH
DFND
26072
0
0
Tyson Foods Inc
Common Stock
902494103
610
11435
SH
DFND
11435
0
0
Ubiquiti Networks
Common Stock
90347A100
448
14143
SH
DFND
14143
0
0
UDR Inc. REIT
Common Stock
902653104
1205
32068
SH
DFND
32068
0
0
Ulta Salon Inc
Common Stock
90384S303
545
2948
SH
DFND
2948
0
0
Ultragenyx Pharm Inc
Common Stock
90400D108
5739
51159
SH
DFND
51159
0
0
Umpqua Holdings Corp
Common Stock
904214103
472
29696
SH
DFND
29696
0
0
Unifirst Corp/MA
Common Stock
904708104
463
4446
SH
DFND
4446
0
0
Union Bankshares
Common Stock
90539J109
522
20672
SH
DFND
20672
0
0
Union Pacific Corp
Common Stock
907818108
471
6020
SH
DFND
6020
0
0
United Parcel Svs.
Common Stock
911312106
469
4874
SH
DFND
4874
0
0
United Rentals Inc
Common Stock
911363109
547
7545
SH
DFND
7545
0
0
UnitedHealth Group
Common Stock
91324P102
543
4619
SH
DFND
4619
0
0
Universal Health Svs CL B
Common Stock
913903100
430
3596
SH
DFND
3596
0
0
Universal Ins Hldgs
Common Stock
91359V107
419
18093
SH
DFND
18093
0
0
US Bancorp
Common Stock
902973304
546
12806
SH
DFND
12806
0
0
US Concrete Inc
Common Stock
90333L201
520
9882
SH
DFND
9882
0
0
US Silica Hldgs Inc
Common Stock
90346E103
518
27660
SH
DFND
27660
0
0
USANA Health Science
Common Stock
90328M107
448
3507
SH
DFND
3507
0
0
Vale SA ADR
Common Stock
91912E105
117
35629
SH
DFND
35629
0
0
Valero Energy Corp
Common Stock
91913Y100
722
10211
SH
DFND
10211
0
0
Valero Energy Prtnrs MLP
Common Stock
91914J102
544
10544
SH
DFND
10544
0
0
Vanda Pharmaceutical
Common Stock
921659108
338
36344
SH
DFND
36344
0
0
Vantiv Inc Class A
Common Stock
92210H105
515
10862
SH
DFND
10862
0
0
Varian Medical Sys.
Common Stock
92220P105
512
6342
SH
DFND
6342
0
0
VASCO Data Intl Inc
Common Stock
92230Y104
482
28790
SH
DFND
28790
0
0
Vascular Solutions
Common Stock
92231M109
488
14198
SH
DFND
14198
0
0
Ventas Inc REIT
Common Stock
92276F100
2294
40660
SH
DFND
40660
0
0
Verisk Analytics Inc Class A
Common Stock
92345Y106
521
6774
SH
DFND
6774
0
0
Verizon Comm.
Common Stock
92343V104
20697
447791
SH
DFND
447791
0
0
Versartis Inc
Common Stock
92529L102
479
38677
SH
DFND
38677
0
0
Vgrd Emerging Mkts ETF
ETF
922042858
32489
993246
SH
DFND
993246
0
0
Vgrd Growth ETF
ETF
922908736
245
2300
SH
DFND
2300
0
0
Vgrd MSCI EAFE ETF
ETF
921943858
76003
2069799
SH
DFND
2069799
0
0
Vgrd REIT ETF
ETF
922908553
29827
374104
SH
DFND
374104
0
0
Vgrd S&P 500 ETF
ETF
922908363
22936
122699
SH
DFND
122699
0
0
Vgrd Short-Term Bond ETF
ETF
921937827
53973
678304
SH
DFND
678304
0
0
Vgrd Small-Cap ETF
ETF
922908751
38154
344726
SH
DFND
344726
0
0
Vgrd Total Bond Mkt ETF
ETF
921937835
90765
1123890
SH
DFND
1123890
0
0
Vgrd Total Intl Bond ETF
ETF
92203J407
16287
308004
SH
DFND
308004
0
0
Virgin America Inc
Common Stock
92765X208
544
15098
SH
DFND
15098
0
0
Virtusa Corporation
Common Stock
92827P102
392
9471
SH
DFND
9471
0
0
Visa Inc.
Common Stock
92826C839
615
7932
SH
DFND
7932
0
0
Vitae Pharmaceutical
Common Stock
92847N103
521
28810
SH
DFND
28810
0
0
Vornado Realty Trust
Common Stock
929042109
2157
21576
SH
DFND
21576
0
0
Wabash National Corp
Common Stock
929566107
501
42309
SH
DFND
42309
0
0
Wabtec Corp
Common Stock
929740108
372
5224
SH
DFND
5224
0
0
Waddell & Reed Fin.
Common Stock
930059100
378
13205
SH
DFND
13205
0
0
Walgreens Boots Inc
Common Stock
931427108
508
5964
SH
DFND
5964
0
0
Walker & Dunlop Inc.
Common Stock
93148P102
601
20872
SH
DFND
20872
0
0
Wal-Mart Stores Inc
Common Stock
931142103
20157
328820
SH
DFND
328820
0
0
Walt Disney Co
Common Stock
254687106
534
5081
SH
DFND
5081
0
0
Waters Corp
Common Stock
941848103
526
3911
SH
DFND
3911
0
0
Weingarten Realty REIT
Common Stock
948741103
479
13847
SH
DFND
13847
0
0
Welltower Inc
Common Stock
95040Q104
2930
43074
SH
DFND
43074
0
0
Western Gas Equity
Common Stock
95825R103
253
6962
SH
DFND
6962
0
0
Western Gas Partners MLP
Common Stock
958254104
286911
6036421
SH
DFND
6036421
0
0
Western Refining Inc
Common Stock
959319104
418
11725
SH
DFND
11725
0
0
Westlake Chemical Co
Common Stock
960413102
538
9898
SH
DFND
9898
0
0
Williams Cos Inc
Common Stock
969457100
2917
113510
SH
DFND
113510
0
0
Williams Partners LP MLP
Common Stock
96949L105
364813
13099204
SH
DFND
13099204
0
0
Williams-Sonoma Inc
Common Stock
969904101
388
6635
SH
DFND
6635
0
0
Winnebago Industries
Common Stock
974637100
490
24647
SH
DFND
24647
0
0
WisdomTree Inv. Inc.
Common Stock
97717P104
429
27356
SH
DFND
27356
0
0
WW Grainger Inc
Common Stock
384802104
502
2480
SH
DFND
2480
0
0
Wyndham Worldwide
Common Stock
98310W108
502
6914
SH
DFND
6914
0
0
Wynn Resorts Ltd
Common Stock
983134107
21433
309766
SH
DFND
309766
0
0
XBiotech Inc.
Common Stock
98400H102
461
42397
SH
DFND
42397
0
0
Yamana Gold Inc.
Common Stock
98462Y100
5455
2932796
SH
DFND
2932796
0
0
Zafgen Inc
Common Stock
98885E103
226
35877
SH
DFND
35877
0
0
Zumiez Inc
Common Stock
989817101
528
34946
SH
DFND
34946
0
0