0001398344-16-009575.txt : 20160205 0001398344-16-009575.hdr.sgml : 20160205 20160205121832 ACCESSION NUMBER: 0001398344-16-009575 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 EFFECTIVENESS DATE: 20160205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPS ADVISORS INC CENTRAL INDEX KEY: 0001376113 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12230 FILM NUMBER: 161391125 BUSINESS ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: Denver STATE: CO ZIP: 80203 BUSINESS PHONE: 303.623.2577 MAIL ADDRESS: STREET 1: 1290 BROADWAY, SUITE 1100 CITY: Denver STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: ALPS ADVISERS INC DATE OF NAME CHANGE: 20060920 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001376113 XXXXXXXX 12-31-2015 12-31-2015 false ALPS ADVISORS INC

1290 Broadway, Suite 1100 Denver CO 80203

13F COMBINATION REPORT 028-12230 028-02634 Aristotle Capital Management, LLC 028-06683 TCW Investment Management Co. 028-02494 TCW Group, Inc. 028-05267 Delaware Management Business Trust 028-04129 Weatherbie Capital, LLC 028-03791 Pzena Investment Management 028-04557 Wellington Management Company, LLP 028-05923 Cornerstone Capital Management, Inc. 028-10679 Clough Capital Partners LP 028-10917 Jefferies Group LLC 028-11239 CoreCommodity Management, LLC 028-13577 RiverFront Investment Group, LLC N Erin D. Nelson 303-623-2577 /s/ Erin D. Nelson Denver CO 02-05-2016 1 684 10247967 1 028-14056 Red Rocks Capital LLC INFORMATION TABLE 2 fp0017839_13fhr-table.xml 13F INFORMATION TABLE Aaon Inc Common Stock 000360206 571 24609 SH DFND 24609 0 0 AbbVie Inc Common Stock 00287Y109 21437 361861 SH DFND 361861 0 0 Abiomed Inc. 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Common Stock 00548A106 687 24268 SH DFND 24268 0 0 Aduro Biotech Inc Common Stock 00739L101 2344 83287 SH DFND 83287 0 0 Advance Auto Parts Common Stock 00751Y106 410 2727 SH DFND 2727 0 0 Advanced Accelerator Common Stock 00790T100 1589 50816 SH DFND 50816 0 0 Aerie Pharmaceutical Common Stock 00771V108 846 34732 SH DFND 34732 0 0 AES Corp/The Common Stock 00130H105 430 44972 SH DFND 44972 0 0 Aetna Inc Common Stock 00817Y108 487 4506 SH DFND 4506 0 0 Affiliated Mgrs Grp Common Stock 008252108 461 2883 SH DFND 2883 0 0 Affimed Therapeutics Common Stock N01045108 279 39171 SH DFND 39171 0 0 Agios Pharmaceutical Common Stock 00847X104 3219 49586 SH DFND 49586 0 0 Agnico Eagle Mines DL Common Stock 008474108 15298 582133 SH DFND 582133 0 0 Aimmune Therp Inc. Common Stock 00900T107 1027 55657 SH DFND 55657 0 0 Air Methods Corp Common Stock 009128307 586 13965 SH DFND 13965 0 0 Akebia Therapuetics Common Stock 00972D105 521 40352 SH DFND 40352 0 0 Akorn Inc. 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Common Stock 073295107 568 33009 SH DFND 33009 0 0 Bed Bath & Beyond Common Stock 075896100 390 8086 SH DFND 8086 0 0 Berkshire Hathaway Class B Common Stock 084670702 514 3891 SH DFND 3891 0 0 Best Buy Co Inc Common Stock 086516101 435 14289 SH DFND 14289 0 0 BioCryst Pharma Inc Common Stock 09058V103 997 96610 SH DFND 96610 0 0 Biogen Inc Common Stock 09062X103 516 1684 SH DFND 1684 0 0 BioSpecifics Tech Common Stock 090931106 404 9395 SH DFND 9395 0 0 Blackstone Group LP Common Stock 09253U108 46547 1591899 SH DFND 1 1591899 0 0 Blackstone Group LP MLP Common Stock 09253U108 422 14416 SH DFND 14416 0 0 Blue Nile Inc Common Stock 09578R103 557 15013 SH DFND 15013 0 0 Bluebird Bio, Inc. 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Common Stock 16706W102 617 31534 SH DFND 31534 0 0 Chimerix, Inc. Common Stock 16934W106 544 60791 SH DFND 60791 0 0 Chipotle Mexican Common Stock 169656105 302 629 SH DFND 629 0 0 Chuy's Holdings Inc. Common Stock 171604101 506 16142 SH DFND 16142 0 0 Cia Brasileira Dist ADR Common Stock 20440T201 147 14000 SH DFND 14000 0 0 Cia de Buenaventura ADR Common Stock 204448104 508 118808 SH DFND 118808 0 0 Cigna Corp Common Stock 125509109 571 3899 SH DFND 3899 0 0 Cincinnati Financial Common Stock 172062101 19532 330104 SH DFND 330104 0 0 Cirrus Logic, Inc. Common Stock 172755100 484 16374 SH DFND 16374 0 0 Cisco Systems Inc Common Stock 17275R102 562 20699 SH DFND 20699 0 0 City Holding Co Common Stock 177835105 468 10260 SH DFND 10260 0 0 Clarcor Inc Common Stock 179895107 449 9040 SH DFND 9040 0 0 Clorox Co Common Stock 189054109 621 4899 SH DFND 4899 0 0 Clovis Oncology Inc Common Stock 189464100 1767 50481 SH DFND 50481 0 0 CNH Industrial NV Common Stock N20944109 228 33262 SH DFND 33262 0 0 Coach Inc Common Stock 189754104 21072 643826 SH DFND 643826 0 0 Coca-Cola Bottling C Common Stock 191098102 536 2938 SH DFND 2938 0 0 Coca-Cola Co/The Common Stock 191216100 19904 463309 SH DFND 463309 0 0 Coca-Cola Enterprise Common Stock 19122T109 505 10266 SH DFND 10266 0 0 Coeur Mining Inc. 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