0000950123-15-001976.txt : 20150213
0000950123-15-001976.hdr.sgml : 20150213
20150213110631
ACCESSION NUMBER: 0000950123-15-001976
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALPS ADVISORS INC
CENTRAL INDEX KEY: 0001376113
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12230
FILM NUMBER: 15610948
BUSINESS ADDRESS:
STREET 1: P.O. BOX 328
CITY: Denver
STATE: CO
ZIP: 80201-0328
BUSINESS PHONE: 303.623.2577
MAIL ADDRESS:
STREET 1: P.O. BOX 328
CITY: Denver
STATE: CO
ZIP: 80201-0328
FORMER COMPANY:
FORMER CONFORMED NAME: ALPS ADVISERS INC
DATE OF NAME CHANGE: 20060920
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001376113
XXXXXXXX
12-31-2014
12-31-2014
ALPS ADVISORS INC
P.O. BOX 328
DENVER
CO
80201-0328
13F COMBINATION REPORT
028-12230
028-05690
Matrix Asset Advisors, Inc.
028-06683
TCW Investment Management Co.
028-02494
TCW Group, Inc.
028-03579
Schneider Capital Management Corp.
028-04129
M.A. Weatherbie and Co., Inc.
028-03791
Pzena Investment Management
028-04557
Wellington Management Company, LLP
028-05923
Cornerstone Capital Management, Inc.
028-10679
Clough Capital Partners LP
028-10917
Jefferies Group, Inc.
028-11239
CoreCommodity Management, LLC
028-13577
RiverFront Investment Group
028-14056
Red Rocks Capital LLC
N
Bradley J. Swenson
Chief Compliance Officer
303-623-2577
/s/ Bradley J. Swenson
Denver
CO
02-13-2015
0
584
12711094
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
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Common Stock
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3839
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DFND
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0
ABRAXAS PETROLEUM CORP
Common Stock
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90170
SH
DFND
90170
0
0
Access Midstream LP MLP
Common Stock
00434L109
351586
6486832
SH
DFND
6486832
0
0
ADT CORP 2.25 7/15/2017
Common Stock
00101JAE6
9985
10300000
SH
DFND
10300000
0
0
ADVANCE AUTO PARTS INC
Common Stock
00751Y106
618
3878
SH
DFND
3878
0
0
ADVANCED ENERGY INDUSTRIES
Common Stock
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656
27694
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DFND
27694
0
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AES CORP/VA 8 10/15/2017
Common Stock
00130HBH7
14209
12409000
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DFND
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0
AFFILIATED MANAGERS GROUP
Common Stock
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2504
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DFND
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AGCO CORP
Common Stock
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5406
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DFND
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0
0
AGNICO EAGLE MINES LTD
Common Stock
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220390
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DFND
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AIR LEASE CORP
Common Stock
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14737
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DFND
14737
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AIR METHODS CORP
Common Stock
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9422
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DFND
9422
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AKAMAI TECHNOLOGIES INC
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8414
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DFND
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Common Stock
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ALLEGIANT TRAVEL CO
Common Stock
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Common Stock
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Common Stock
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DFND
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Common Stock
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13930
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DFND
13930
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AMERCO
Common Stock
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1961
SH
DFND
1961
0
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AMERICAN AXLE & MFG HOLDINGS
Common Stock
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29275
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AMERICAN CAMPUS COMMUNITIES
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12943
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AMERICAN EXPRESS CO
Common Stock
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6283
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AMERICAN PUBLIC EDUCATION
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18050
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DFND
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AMERICAN RAILCAR INDUSTRIES
Common Stock
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6772
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DFND
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AMERISAFE INC
Common Stock
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13672
SH
DFND
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AMETEK INC
Common Stock
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10150
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DFND
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AMGEN INC
Common Stock
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3701
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DFND
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AMTRUST FINANCIAL SERVICES
Common Stock
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13119
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DFND
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ANADARKO PETROLEUM CORP
Common Stock
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4064
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ANGLOGOLD ASHANTI-SPON ADR
Common Stock
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ANIKA THERAPEUTICS INC
Common Stock
035255108
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12624
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DFND
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APOLLO COMMERCIAL REAL ESTAT
Common Stock
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32034
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DFND
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Apollo Investment
Common Stock
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62009
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APPLE INC
Common Stock
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5467
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APPLIED MATERIALS INC
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23414
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APPROACH RESOURCES INC
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ARCH CAPITAL GROUP LTD
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ARCHER-DANIELS-MIDLAND CO
Common Stock
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ARGAN INC
Common Stock
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ASPEN INSURANCE HOLDINGS LTD
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ASPEN TECHNOLOGY INC
Common Stock
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ASSURANT INC
Common Stock
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8018
SH
DFND
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ASTRONICS CORP
Common Stock
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AT&T INC
Common Stock
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649023
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DFND
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Atlas Pipeline Part. MLP
Common Stock
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Atmos Energy Corp
Common Stock
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34458
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DFND
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ATWOOD OCEANICS INC
Common Stock
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11987
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DFND
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AURICO GOLD INC
Common Stock
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686511
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AUTONATION INC 6.75 4/15/2018
Common Stock
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AVALONBAY COMMUNITIES INC
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DFND
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AXIS CAPITAL HOLDINGS LTD
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10926
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DFND
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BALL CORP 5 3/15/2022
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10063000
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DFND
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BANNER CORPORATION
Common Stock
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581
13497
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DFND
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BARRETT BUSINESS SVCS INC
Common Stock
068463108
282
10291
SH
DFND
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BARRICK GOLD CORP
Common Stock
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4581
426180
SH
DFND
426180
0
0
BAXTER INTERNATIONAL INC
Common Stock
071813109
21281
290368
SH
DFND
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BB&T CORP
Common Stock
054937107
21641
556476
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DFND
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0
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BED BATH & BEYOND INC
Common Stock
075896100
620
8137
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DFND
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BEMIS COMPANY
Common Stock
081437105
21952
485546
SH
DFND
485546
0
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BERKSHIRE HATHAWAY INC-CL B
Common Stock
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560
3728
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DFND
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0
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BEST BUY CO INC
Common Stock
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626
16050
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DFND
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BIOGEN IDEC INC
Common Stock
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559
1646
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DFND
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BLACKHAWK NETWORK HOLDINGS I
Common Stock
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18518
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DFND
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Blackstone Group LP
Common Stock
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552
16319
SH
DFND
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BOEING CO/THE
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575
4423
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DFND
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BOFI HOLDING INC
Common Stock
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6946
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BORGWARNER INC
Common Stock
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496
9028
SH
DFND
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BOSTON BEER COMPANY INC-A
Common Stock
100557107
672
2320
SH
DFND
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BOSTON PROPERTIES INC
Common Stock
101121101
2430
18880
SH
DFND
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BROADRIDGE FINANCIAL SOLUTIO
Common Stock
11133T103
605
13107
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DFND
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BROWN-FORMAN CORP-CLASS B
Common Stock
115637209
537
6108
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DFND
6108
0
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BRUNSWICK CORP
Common Stock
117043109
603
11763
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DFND
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Buckeye Partners, LP MLP
Common Stock
118230101
601950
7955988
SH
DFND
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0
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BUCKLE INC/THE
Common Stock
118440106
570
10856
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DFND
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BUFFALO WILD WINGS INC
Common Stock
119848109
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3698
SH
DFND
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BUNGE LTD
Common Stock
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877
9648
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DFND
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CA INC
Common Stock
12673P105
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698992
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DFND
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CABLEVISION SYSTEMS CORP 8.625 9/15/2017
Common Stock
12686CAY5
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DFND
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CABOT OIL & GAS CORP
Common Stock
127097103
558
18849
SH
DFND
18849
0
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CALLON PETROLEUM CO
Common Stock
13123X102
302
55404
SH
DFND
55404
0
0
CAL-MAINE FOODS INC
Common Stock
128030202
461
11818
SH
DFND
11818
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CAMBREX CORP
Common Stock
132011107
513
23713
SH
DFND
23713
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CAMDEN PROPERTY TRUST
Common Stock
133131102
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10574
SH
DFND
10574
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CBOE HOLDINGS INC
Common Stock
12503M108
598
9430
SH
DFND
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CBRE GROUP INC - A
Common Stock
12504L109
629
18356
SH
DFND
18356
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CELANESE CORP-SERIES A
Common Stock
150870103
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8578
SH
DFND
8578
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CENTENE CORP
Common Stock
15135B101
677
6518
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DFND
6518
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Centerpoint Energy
Common Stock
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79542
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DFND
79542
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CENTURYLINK INC
Common Stock
156700106
33403
11554563
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DFND
11554563
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CERNER CORP
Common Stock
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576
8906
SH
DFND
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CF INDUSTRIES HOLDINGS INC
Common Stock
125269100
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3389
SH
DFND
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CHARLES RIVER LABORATORIES
Common Stock
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550
8646
SH
DFND
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CHEMICAL FINANCIAL CORP
Common Stock
163731102
579
18882
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DFND
18882
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CHEVRON CORP
Common Stock
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1721
15341
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DFND
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CHIPOTLE MEXICAN GRILL INC
Common Stock
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559
816
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DFND
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CHUY'S HOLDINGS INC
Common Stock
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16852
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DFND
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CIGNA CORP
Common Stock
125509109
606
5885
SH
DFND
5885
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CIMAREX ENERGY CO
Common Stock
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3867
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DFND
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CINCINNATI FINANCIAL CORP
Common Stock
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21223
409479
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CISCO SYSTEMS INC
Common Stock
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615
22116
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CIT GROUP INC 4.25 8/15/2017
Common Stock
125581GP7
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11603000
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CITY NATIONAL CORP
Common Stock
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6702
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DFND
6702
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CNH INDUSTRIAL NV
Common Stock
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519
64437
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DFND
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COACH INC
Common Stock
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22271
592939
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COCA-COLA ENTERPRISES
Common Stock
19122T109
507
11470
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COGNEX CORP
Common Stock
192422103
503
12178
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DFND
12178
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COGNIZANT TECH SOLUTIONS-A
Common Stock
192446102
614
11655
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COHEN & STEERS INC
Common Stock
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538
12790
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DFND
12790
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COLUMBIA BANKING SYSTEM INC
Common Stock
197236102
562
20356
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DFND
20356
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COMCAST CORP-CLASS A
Common Stock
20030N101
567
9843
SH
DFND
9843
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COMMVAULT SYSTEMS INC
Common Stock
204166102
510
9870
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DFND
9870
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COMPUTER PROGRAMS & SYSTEMS
Common Stock
205306103
529
8714
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8714
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CONOCOPHILLIPS
Common Stock
20825C104
23721
343482
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DFND
343482
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CONSOLIDATED EDISON INC
Common Stock
209115104
21457
325058
SH
DFND
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CONSTELLATION BRANDS INC-A
Common Stock
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6651
6006023
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CONTINENTAL RESOURCES INC/OK
Common Stock
212015101
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6495651
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CR BARD INC
Common Stock
067383109
604
3628
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DFND
3628
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CRANE CO
Common Stock
224399105
450
7674
SH
DFND
7674
0
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CREDIT ACCEPTANCE CORP
Common Stock
225310101
570
4176
SH
DFND
4176
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Crestwood Midstream MLP
Common Stock
226378107
144694
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DFND
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CVS HEALTH CORP
Common Stock
126650100
649
6737
SH
DFND
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0
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CYBERONICS INC
Common Stock
23251P102
550
9870
SH
DFND
9870
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CYNOSURE INC-A
Common Stock
232577205
631
23024
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DFND
23024
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DAKTRONICS INC
Common Stock
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499
39876
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DFND
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DARDEN RESTAURANTS INC
Common Stock
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363739
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DAVITA HEALTHCARE PARTNE 6.625 11/1/2020
Common Stock
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DCP Midstream Ptnrs MLP
Common Stock
23311P100
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SH
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DEERE & CO
Common Stock
244199105
2710
30630
SH
DFND
30630
0
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DELTA AIR LINES INC
Common Stock
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13507
SH
DFND
13507
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DELUXE CORP
Common Stock
248019101
561
9011
SH
DFND
9011
0
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DEPOMED INC
Common Stock
249908104
591
36664
SH
DFND
36664
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DIAMOND OFFSHORE DRILLING
Common Stock
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DFND
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DIAMONDBACK ENERGY INC
Common Stock
25278X109
401
6700
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DFND
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DICK'S SPORTING GOODS INC
Common Stock
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569
11470
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11470
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DIGITAL REALTY TRUST INC
Common Stock
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1115
16822
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DISCOVER FINANCIAL SERVICES
Common Stock
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567
8664
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DOLLAR GENERAL CORP
Common Stock
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580
8202
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DOLLAR TREE INC
Common Stock
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653
9285
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DFND
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Dominion Resources
Common Stock
25746U109
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312511
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DFND
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DORMAN PRODUCTS INC
Common Stock
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642
13293
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DFND
13293
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DOUGLAS EMMETT INC
Common Stock
25960P109
475
16711
SH
DFND
16711
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DOW CHEMICAL CO/THE
Common Stock
260543103
21960
481483
SH
DFND
481483
0
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DR PEPPER SNAPPLE GROUP INC
Common Stock
26138E109
594
8286
SH
DFND
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0
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DREW INDUSTRIES INC
Common Stock
26168L205
577
11290
SH
DFND
11290
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DRIL-QUIP INC
Common Stock
262037104
436
5681
SH
DFND
5681
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DST SYSTEMS INC
Common Stock
233326107
558
5929
SH
DFND
5929
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DSW INC-CLASS A
Common Stock
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638
17112
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DFND
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DTE Energy Co
Common Stock
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22844
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DFND
22844
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DTS INC
Common Stock
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22314
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DXP ENTERPRISES INC
Common Stock
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6561
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E*TRADE FINANCIAL CORP 6.375 11/15/2019
Common Stock
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EAGLE BANCORP INC
Common Stock
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EAST WEST BANCORP INC
Common Stock
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EASTMAN CHEMICAL CO
Common Stock
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EATON CORP PLC
Common Stock
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EATON VANCE CORP
Common Stock
278265103
551
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ECOPETROL SA-SPONSORED ADR
Common Stock
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EDWARDS LIFESCIENCES CORP
Common Stock
28176E108
650
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ELDORADO GOLD CORP
Common Stock
284902103
5219
858323
SH
DFND
858323
0
0
ELI LILLY & CO
Common Stock
532457108
20701
300052
SH
DFND
300052
0
0
EMC CORP/MA
Common Stock
268648102
564
18963
SH
DFND
18963
0
0
EMERSON ELECTRIC CO
Common Stock
291011104
501
8116
SH
DFND
8116
0
0
EMPLOYERS HOLDINGS INC
Common Stock
292218104
626
26638
SH
DFND
26638
0
0
ENANTA PHARMACEUTICALS INC
Common Stock
29251M106
690
13574
SH
DFND
13574
0
0
Enbridge Energy MLP
Common Stock
29250R106
485193
12160223
SH
DFND
12160223
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0
Enbridge Inc. DL
Common Stock
29250N956
3465
67394
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DFND
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0
ENCORE CAPITAL GROUP INC
Common Stock
292554102
517
11636
SH
DFND
11636
0
0
ENDOCYTE INC
Common Stock
29269A102
413
65662
SH
DFND
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0
Energy Transfer MLP
Common Stock
29273R109
791167
12171796
SH
DFND
12171796
0
0
ENERNOC INC
Common Stock
292764107
417
26998
SH
DFND
26998
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0
Enlink Midstream LLC
Common Stock
29336T100
3907
109866
SH
DFND
109866
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0
Enlink Midstream Ptn MLP
Common Stock
29336U107
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SH
DFND
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ENSCO PLC-CL A
Common Stock
G3157S106
23138
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SH
DFND
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0
ENSTAR GROUP LTD
Common Stock
G3075P101
580
3796
SH
DFND
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0
Enterprise Prods. LP MLP
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293792107
1013785
28067142
SH
DFND
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0
EOG RESOURCES INC
Common Stock
26875P101
858
9320
SH
DFND
9320
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0
EPAM SYSTEMS INC
Common Stock
29414B104
633
13262
SH
DFND
13262
0
0
EQT Midstream MLP
Common Stock
26885B100
223258
2537026
SH
DFND
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0
EQUITY RESIDENTIAL
Common Stock
29476L107
3199
44536
SH
DFND
44536
0
0
ERIE INDEMNITY COMPANY-CL A
Common Stock
29530P102
617
6800
SH
DFND
6800
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0
ESSEX PROPERTY TRUST INC
Common Stock
297178105
1620
7841
SH
DFND
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0
0
ESTEE LAUDER COMPANIES-CL A
Common Stock
518439104
538
7064
SH
DFND
7064
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0
EVERCORE PARTNERS INC-CL A
Common Stock
29977A105
548
10472
SH
DFND
10472
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0
EVEREST RE GROUP LTD
Common Stock
G3223R108
550
3231
SH
DFND
3231
0
0
EXXON MOBIL CORP
Common Stock
30231G102
3111
33653
SH
DFND
33653
0
0
F5 NETWORKS INC
Common Stock
315616102
539
4133
SH
DFND
4133
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FABRINET
Common Stock
G3323L100
605
34126
SH
DFND
34126
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0
FACEBOOK INC-A
Common Stock
30303M102
569
7299
SH
DFND
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0
FARO TECHNOLOGIES INC
Common Stock
311642102
602
9606
SH
DFND
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0
0
FASTENAL CO
Common Stock
311900104
546
11470
SH
DFND
11470
0
0
FEDERAL REALTY INVS TRUST
Common Stock
313747206
1106
8289
SH
DFND
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0
0
FEDERATED NATIONAL HOLDING C
Common Stock
31422T101
520
21522
SH
DFND
21522
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0
FERRO CORP
Common Stock
315405100
505
38996
SH
DFND
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0
FINISH LINE/THE - CL A
Common Stock
317923100
407
16747
SH
DFND
16747
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0
FIRST CASH FINL SVCS INC
Common Stock
31942D107
521
9354
SH
DFND
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FIRST MAJESTIC SILVER CORP
Common Stock
32076V103
1874
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SH
DFND
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FIRST MIDWEST BANCORP INC/IL
Common Stock
320867104
533
31126
SH
DFND
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0
FISERV INC
Common Stock
337738108
567
7994
SH
DFND
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FIVE BELOW
Common Stock
33829M101
504
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SH
DFND
12346
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FLEETCOR TECHNOLOGIES INC
Common Stock
339041105
540
3631
SH
DFND
3631
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FMC TECHNOLOGIES INC
Common Stock
30249U101
439
9362
SH
DFND
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0
FOOT LOCKER INC
Common Stock
344849104
514
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SH
DFND
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0
FORESTAR GROUP INC
Common Stock
346233109
432
28070
SH
DFND
28070
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FORTRESS INVESTMENT GRP-CL A
Common Stock
34958B106
587
73244
SH
DFND
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FORTUNA SILVER MINES INC
Common Stock
349915108
2038
447901
SH
DFND
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FOSSIL GROUP INC
Common Stock
34988V106
587
5301
SH
DFND
5301
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0
FOX FACTORY HOLDING CORP
Common Stock
35138V102
539
33238
SH
DFND
33238
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FRANCESCAS HOLDINGS CORP
Common Stock
351793104
624
37394
SH
DFND
37394
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FRANCO-NEVADA CORP
Common Stock
351858105
18855
383314
SH
DFND
383314
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FRANKLIN RESOURCES INC
Common Stock
354613101
518
9358
SH
DFND
9358
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FREEPORT-MCMORAN INC
Common Stock
35671D857
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SH
DFND
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FRONTIER COMMUNICATIONS CORP
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35906A108
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SH
DFND
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FT NASD 100 Equal Wt ETF
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337344105
221
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DFND
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FUTUREFUEL CORP
Common Stock
36116M106
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41599
SH
DFND
41599
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GAMESTOP CORP-CLASS A
Common Stock
36467W109
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SH
DFND
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GAP INC/THE
Common Stock
364760108
542
12880
SH
DFND
12880
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0
GARTNER INC
Common Stock
366651107
586
6964
SH
DFND
6964
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0
GENERAC HOLDINGS INC
Common Stock
368736104
577
12348
SH
DFND
12348
0
0
GENERAL ELECTRIC CO
Common Stock
369604103
21192
838615
SH
DFND
838615
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0
GENERAL GROWTH PROPERTIES
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370023103
2173
77235
SH
DFND
77235
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0
Genesis Energy MLP
Common Stock
371927104
213140
5024505
SH
DFND
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0
GENTEX CORP
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371901109
643
17803
SH
DFND
17803
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GENTHERM INC
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37253A103
389
10617
SH
DFND
10617
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0
GEOSPACE TECHNOLOGIES CORP
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37364X109
337
12717
SH
DFND
12717
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GILEAD SCIENCES INC
Common Stock
375558103
475
5035
SH
DFND
5035
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0
GLOBUS MEDICAL INC - A
Common Stock
379577208
631
26538
SH
DFND
26538
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0
GOLAR LNG PARTNERS LP
Common Stock
Y2745C102
433
13890
SH
DFND
13890
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0
GOLD FIELDS LTD-SPONS ADR
Common Stock
38059T106
2787
615130
SH
DFND
615130
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GOLDCORP INC
Common Stock
380956409
14214
767504
SH
DFND
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GOOGLE INC-CL C
Common Stock
38259P706
1017
1924
SH
DFND
1924
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0
GRACO INC
Common Stock
384109104
563
7021
SH
DFND
7021
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GRAND CANYON EDUCATION INC
Common Stock
38526M106
582
12473
SH
DFND
12473
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0
GREEN PLAINS INC
Common Stock
393222104
332
13418
SH
DFND
13418
0
0
GREENBRIER COMPANIES INC
Common Stock
393657101
379
7046
SH
DFND
7046
0
0
Greenhaven Cont Cmdt ETF
ETF
395258106
19941
872312
SH
DFND
872312
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0
H&E EQUIPMENT SERVICES INC
Common Stock
404030108
366
13034
SH
DFND
13034
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H&R BLOCK INC
Common Stock
093671105
550
16322
SH
DFND
16322
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HAIN CELESTIAL GROUP INC
Common Stock
405217100
596
10232
SH
DFND
10232
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HALLIBURTON CO
Common Stock
406216101
561
14268
SH
DFND
14268
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0
HANOVER INSURANCE GROUP INC/
Common Stock
410867105
604
8466
SH
DFND
8466
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0
HARLEY-DAVIDSON INC
Common Stock
412822108
552
8368
SH
DFND
8368
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0
HAWAIIAN HOLDINGS INC
Common Stock
419879101
903
34656
SH
DFND
34656
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HCA HOLDINGS INC
Common Stock
40412C101
537
7312
SH
DFND
7312
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0
HCI GROUP INC
Common Stock
40416E103
576
13331
SH
DFND
13331
0
0
HCP INC
Common Stock
40414L109
2487
56495
SH
DFND
56495
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0
HEALTH CARE REIT INC
Common Stock
42217K106
3020
39916
SH
DFND
39916
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HEARTLAND EXPRESS INC
Common Stock
422347104
580
21467
SH
DFND
21467
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0
HECLA MINING CO
Common Stock
422704106
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14821
SH
DFND
14821
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HELIX ENERGY SOLUTIONS GROUP
Common Stock
42330P107
452
20828
SH
DFND
20828
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0
HERSHEY CO/THE
Common Stock
427866108
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5956
SH
DFND
5956
0
0
HIBBETT SPORTS INC
Common Stock
428567101
585
12080
SH
DFND
12080
0
0
HI-CRUSH PARTNERS LP
Common Stock
428337109
257
8284
SH
DFND
8284
0
0
HIGHWOODS PROPERTIES INC
Common Stock
431284108
487
10988
SH
DFND
10988
0
0
HOME BANCSHARES INC
Common Stock
436893200
544
16929
SH
DFND
16929
0
0
HOME DEPOT INC
Common Stock
437076102
598
5698
SH
DFND
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0
0
HOME LOAN SERVICING SOLUTION
Common Stock
G6648D109
458
23452
SH
DFND
23452
0
0
HONEYWELL INTERNATIONAL INC
Common Stock
438516106
546
5463
SH
DFND
5463
0
0
HOST HOTELS & RESORTS INC
Common Stock
44107P104
2212
93055
SH
DFND
93055
0
0
HSN INC
Common Stock
404303109
666
8758
SH
DFND
8758
0
0
HUNT (JB) TRANSPRT SVCS INC
Common Stock
445658107
598
7094
SH
DFND
7094
0
0
HUNTINGTON BANCSHARES INC
Common Stock
446150104
584
55469
SH
DFND
55469
0
0
HUNTINGTON INGALLS INDUSTRIE
Common Stock
446413106
545
4848
SH
DFND
4848
0
0
HURON CONSULTING GROUP INC
Common Stock
447462102
595
8698
SH
DFND
8698
0
0
IAMGOLD CORP
Common Stock
450913108
1142
422815
SH
DFND
422815
0
0
INFOSYS LTD-SP ADR
Common Stock
456788108
217
6883
SH
DFND
6883
0
0
INGREDION INC
Common Stock
457187102
411
4848
SH
DFND
4848
0
0
INNOSPEC INC
Common Stock
45768S105
577
13513
SH
DFND
13513
0
0
INSYS THERAPEUTICS INC
Common Stock
45824V209
651
15432
SH
DFND
15432
0
0
INTEGRATED DEVICE TECH INC
Common Stock
458118106
624
31834
SH
DFND
31834
0
0
INTEL CORP
Common Stock
458140100
577
15886
SH
DFND
15886
0
0
INTELIQUENT INC
Common Stock
45825N107
803
40932
SH
DFND
40932
0
0
INTERDIGITAL INC
Common Stock
45867G101
671
12692
SH
DFND
12692
0
0
INTERVAL LEISURE GROUP
Common Stock
46113M108
513
24571
SH
DFND
24571
0
0
INTL BUSINESS MACHINES CORP
Common Stock
459200101
476
2964
SH
DFND
2964
0
0
IPG PHOTONICS CORP
Common Stock
44980X109
581
7756
SH
DFND
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0
0
iShs DJ Select Div ETF
ETF
464287168
284279
1634393
SH
DFND
1634393
0
0
iShs MSCI EAFE SC ETF
ETF
464288273
19617
419985
SH
DFND
419985
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ITC HOLDINGS CORP
Common Stock
465685105
578
14290
SH
DFND
14290
0
0
JACK HENRY & ASSOCIATES INC
Common Stock
426281101
567
9128
SH
DFND
9128
0
0
JOHNSON & JOHNSON
Common Stock
478160104
21413
204768
SH
DFND
204768
0
0
JONES LANG LASALLE INC
Common Stock
48020Q107
601
4008
SH
DFND
4008
0
0
JPMORGAN CHASE & CO
Common Stock
46625H100
21758
347681
SH
DFND
347681
0
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KANSAS CITY SOUTHERN
Common Stock
485170302
528
4324
SH
DFND
4324
0
0
KAPSTONE PAPER AND PACKAGING
Common Stock
48562P103
514
17537
SH
DFND
17537
0
0
KEURIG GREEN MOUNTAIN INC
Common Stock
49271M100
508
3837
SH
DFND
3837
0
0
KILROY REALTY CORP
Common Stock
49427F108
703
10177
SH
DFND
10177
0
0
KIMCO REALTY CORP
Common Stock
49446R109
1269
50458
SH
DFND
50458
0
0
Kinder Morgan Inc
Common Stock
49456B101
4444
105036
SH
DFND
105036
0
0
KINROSS GOLD CORP
Common Stock
496902404
2529
896783
SH
DFND
896783
0
0
KKR & Co. L.P.
Common Stock
48248M102
544
23438
SH
DFND
23438
0
0
KLA-TENCOR CORP
Common Stock
482480100
21350
303608
SH
DFND
303608
0
0
KRAFT FOODS GROUP INC
Common Stock
50076Q106
22085
352460
SH
DFND
352460
0
0
KROGER CO
Common Stock
501044101
643
10008
SH
DFND
10008
0
0
LAM RESEARCH CORP
Common Stock
512807108
553
6966
SH
DFND
6966
0
0
LANDSTAR SYSTEM INC
Common Stock
515098101
524
7228
SH
DFND
7228
0
0
LANNETT CO INC
Common Stock
516012101
554
12928
SH
DFND
12928
0
0
LAS VEGAS SANDS CORP
Common Stock
517834107
484
8324
SH
DFND
8324
0
0
LEAR CORP 4.75 1/15/2023
Common Stock
521865AU9
2256
2250000
SH
DFND
2250000
0
0
LENNOX INTERNATIONAL INC
Common Stock
526107107
606
6374
SH
DFND
6374
0
0
LINCOLN ELECTRIC HOLDINGS
Common Stock
533900106
493
7129
SH
DFND
7129
0
0
LINEAR TECHNOLOGY CORP
Common Stock
535678106
527
11550
SH
DFND
11550
0
0
LIONBRIDGE TECHNOLOGIES INC
Common Stock
536252109
694
120720
SH
DFND
120720
0
0
LITHIA MOTORS INC-CL A
Common Stock
536797103
551
6354
SH
DFND
6354
0
0
LOCKHEED MARTIN CORP
Common Stock
539830109
21695
112661
SH
DFND
112661
0
0
LORILLARD INC
Common Stock
544147101
20969
333156
SH
DFND
333156
0
0
LOWE'S COS INC
Common Stock
548661107
667
9700
SH
DFND
9700
0
0
LYDALL INC
Common Stock
550819106
584
17808
SH
DFND
17808
0
0
LYONDELLBASELL INDU-CL A
Common Stock
N53745100
23430
295128
SH
DFND
295128
0
0
MACERICH CO/THE
Common Stock
554382101
1435
17203
SH
DFND
17203
0
0
MACY'S INC
Common Stock
55616P104
604
9193
SH
DFND
9193
0
0
Magellan Midstream MLP
Common Stock
559080106
802723
9711148
SH
DFND
9711148
0
0
MANHATTAN ASSOCIATES INC
Common Stock
562750109
660
16220
SH
DFND
16220
0
0
MANNKIND CORP
Common Stock
56400P201
59
11320
SH
DFND
11320
0
0
MANPOWERGROUP INC
Common Stock
56418H100
475
6966
SH
DFND
6966
0
0
MARKETAXESS HOLDINGS INC
Common Stock
57060D108
636
8866
SH
DFND
8866
0
0
Markwest Energy Part MLP
Common Stock
570759100
756715
11262310
SH
DFND
11262310
0
0
MARSH & MCLENNAN COS
Common Stock
571748102
599
10460
SH
DFND
10460
0
0
MASTERCARD INC-CLASS A
Common Stock
57636Q104
629
7303
SH
DFND
7303
0
0
MATADOR RESOURCES CO
Common Stock
576485205
402
19856
SH
DFND
19856
0
0
MATTEL INC
Common Stock
577081102
20969
677608
SH
DFND
677608
0
0
MAXIMUS INC
Common Stock
577933104
696
12695
SH
DFND
12695
0
0
MCDONALD'S CORP
Common Stock
580135101
528
5631
SH
DFND
5631
0
0
MCGRAW HILL FINANCIAL INC
Common Stock
580645109
542
6090
SH
DFND
6090
0
0
MEAD JOHNSON NUTRITION CO
Common Stock
582839106
541
5380
SH
DFND
5380
0
0
MEDLEY CAPITAL CORP
Common Stock
58503F106
394
42629
SH
DFND
42629
0
0
MERCK & CO. INC.
Common Stock
58933Y105
20533
361555
SH
DFND
361555
0
0
METHODE ELECTRONICS INC
Common Stock
591520200
472
12932
SH
DFND
12932
0
0
METTLER-TOLEDO INTERNATIONAL
Common Stock
592688105
604
1996
SH
DFND
1996
0
0
MGM RESORTS INTERNATIONAL
Common Stock
552953101
12675
11704693
SH
DFND
11704693
0
0
MICROCHIP TECHNOLOGY INC
Common Stock
595017104
22001
487727
SH
DFND
487727
0
0
MICRON TECHNOLOGY INC
Common Stock
595112103
572
16346
SH
DFND
16346
0
0
MICROSOFT CORP
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594918104
558
12015
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DFND
12015
0
0
MIDDLEBY CORP
Common Stock
596278101
572
5768
SH
DFND
5768
0
0
MOBILE TELESYSTEMS-SP ADR
Common Stock
607409109
186
25887
SH
DFND
25887
0
0
MONSANTO CO
Common Stock
61166W101
3962
33164
SH
DFND
33164
0
0
MONSTER BEVERAGE CORP
Common Stock
611740101
625
5771
SH
DFND
5771
0
0
MONTPELIER RE HOLDINGS LTD
Common Stock
G62185106
584
16306
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DFND
16306
0
0
MOODY'S CORP
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615369105
558
5820
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DFND
5820
0
0
MOSAIC CO/THE
Common Stock
61945C103
981
21484
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DFND
21484
0
0
MTS SYSTEMS CORP
Common Stock
553777103
585
7803
SH
DFND
7803
0
0
MYRIAD GENETICS INC
Common Stock
62855J104
469
13780
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DFND
13780
0
0
NATIONAL OILWELL VARCO INC
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637071101
225
3440
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DFND
3440
0
0
NAUTILUS INC
Common Stock
63910B102
636
41906
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DFND
41906
0
0
NAVIGATORS GROUP INC
Common Stock
638904102
615
8384
SH
DFND
8384
0
0
NCR CORPORATION
Common Stock
62886E108
477
16379
SH
DFND
16379
0
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14976
SH
DFND
14976
0
0
VALSPAR CORP
Common Stock
920355104
566
6546
SH
DFND
6546
0
0
VANTAGE DRILLING CO
Common Stock
G93205113
157
321055
SH
DFND
321055
0
0
VENTAS INC
Common Stock
92276F100
2597
36224
SH
DFND
36224
0
0
VERA BRADLEY INC
Common Stock
92335C106
452
22195
SH
DFND
22195
0
0
VERIZON COMMUNICATIONS INC
Common Stock
92343V104
21915
468472
SH
DFND
468472
0
0
Vgrd FTSE Emerge Mkt ETF
ETF
922042858
41655
1040851
SH
DFND
1040851
0
0
Vgrd MSCI EAFE ETF
ETF
921943858
79208
2091035
SH
DFND
2091035
0
0
Vgrd Small-Cap ETF
ETF
922908751
111007
971293
SH
DFND
971293
0
0
Vgrd Total Bond Mkt ETF
ETF
921937835
165362
2035093
SH
DFND
2035093
0
0
VIRTUS INVESTMENT PARTNERS
Common Stock
92828Q109
489
2868
SH
DFND
2868
0
0
VIRTUSA CORP
Common Stock
92827P102
625
14998
SH
DFND
14998
0
0
VORNADO REALTY TRUST
Common Stock
929042109
2531
21503
SH
DFND
21503
0
0
WABCO HOLDINGS INC
Common Stock
92927K102
588
5607
SH
DFND
5607
0
0
WABTEC CORP
Common Stock
929740108
550
6332
SH
DFND
6332
0
0
WADDELL & REED FINANCIAL-A
Common Stock
930059100
485
9726
SH
DFND
9726
0
0
WAL-MART STORES INC
Common Stock
931142103
586
6826
SH
DFND
6826
0
0
WALT DISNEY CO/THE
Common Stock
254687106
578
6135
SH
DFND
6135
0
0
WARREN RESOURCES INC
Common Stock
93564A100
145
90140
SH
DFND
90140
0
0
WASTE MANAGEMENT INC
Common Stock
94106L109
22051
429667
SH
DFND
429667
0
0
WEINGARTEN REALTY INVESTORS
Common Stock
948741103
483
13838
SH
DFND
13838
0
0
WELLS FARGO & CO
Common Stock
949746101
581
10597
SH
DFND
10597
0
0
WESTERN DIGITAL CORP
Common Stock
958102105
596
5380
SH
DFND
5380
0
0
Western Gas Partners MLP
Common Stock
958254104
360013
4928307
SH
DFND
4928307
0
0
WESTERN REFINING INC
Common Stock
959319104
457
12105
SH
DFND
12105
0
0
WESTLAKE CHEMICAL CORP
Common Stock
960413102
340
5571
SH
DFND
5571
0
0
WILLIAM LYON HOMES-CL A
Common Stock
552074700
424
20912
SH
DFND
20912
0
0
Williams Cos Inc
Common Stock
969457100
3608
80278
SH
DFND
80278
0
0
Williams Partners LP MLP
Common Stock
96950F104
433846
9694891
SH
DFND
9694891
0
0
WILLIAMS-SONOMA INC
Common Stock
969904101
580
7659
SH
DFND
7659
0
0
WINDSTREAM HOLDINGS INC
Common Stock
97382A101
20273
2460312
SH
DFND
2460312
0
0
WINNEBAGO INDUSTRIES
Common Stock
974637100
457
20994
SH
DFND
20994
0
0
WINTRUST FINANCIAL CORP
Common Stock
97650W108
515
11024
SH
DFND
11024
0
0
WISDOMTREE INVESTMENTS INC
Common Stock
97717P104
690
44051
SH
DFND
44051
0
0
WORLD ACCEPTANCE CORP
Common Stock
981419104
573
7216
SH
DFND
7216
0
0
WR BERKLEY CORP
Common Stock
084423102
561
10940
SH
DFND
10940
0
0
WSFS FINANCIAL CORP
Common Stock
929328102
549
7146
SH
DFND
7146
0
0
WYNDHAM WORLDWIDE CORP
Common Stock
98310W108
587
6843
SH
DFND
6843
0
0
WYNN RESORTS LTD
Common Stock
983134107
439
2951
SH
DFND
2951
0
0
YAMANA GOLD INC
Common Stock
98462Y100
2784
692538
SH
DFND
692538
0
0
ZUMIEZ INC
Common Stock
989817101
682
17642
SH
DFND
17642
0
0