Chief Compliance Officer

0000950123-14-012784.txt : 20141218 0000950123-14-012784.hdr.sgml : 20141218 20141218154531 ACCESSION NUMBER: 0000950123-14-012784 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141218 DATE AS OF CHANGE: 20141218 EFFECTIVENESS DATE: 20141218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALPS ADVISORS INC CENTRAL INDEX KEY: 0001376113 IRS NUMBER: 000000000 STATE OF INCORPORATION: CO FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12230 FILM NUMBER: 141295685 BUSINESS ADDRESS: STREET 1: P.O. BOX 328 CITY: Denver STATE: CO ZIP: 80201-0328 BUSINESS PHONE: 303.623.2577 MAIL ADDRESS: STREET 1: P.O. BOX 328 CITY: Denver STATE: CO ZIP: 80201-0328 FORMER COMPANY: FORMER CONFORMED NAME: ALPS ADVISERS INC DATE OF NAME CHANGE: 20060920 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001376113 XXXXXXXX 09-30-2014 09-30-2014 true 1 RESTATEMENT ALPS ADVISORS INC

P.O. BOX 328 DENVER CO 80201-0328

13F COMBINATION REPORT 028-12230 028-05690 Matrix Asset Advisors, Inc. 028-06683 TCW Investment Management Co. 028-02494 TCW Group, Inc. 028-03579 Schneider Capital Management Corp. 028-04129 M.A. Weatherbie and Co., Inc. 028-03791 Pzena Investment Management 028-04557 Wellington Management Company, LLP 028-05923 Cornerstone Capital Management, Inc. 028-10679 Clough Capital Partners LP 028-10917 Jefferies Group, Inc. 028-11239 CoreCommodity Management, LLC 028-13577 RiverFront Investment Group 028-14056 Red Rocks Capital LLC N Bradley J. Swenson Chief Compliance Officer 303-623-2577 /s/ Bradley J. 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