485BPOS 1 e1318.htm
As filed with the Securities and Exchange Commission on September 24, 2013
File Nos. 333-137775 and 811-21958
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM N-1A
 
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x
Pre-Effective Amendment No. __ o
Post-Effective Amendment No. 15 x
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 x
Amendment No. 17 x
(Check appropriate box or boxes)
 
 
DGHM INVESTMENT TRUST
(Exact Name of Registrant as Specified in Charter)
 
565 Fifth Avenue, Suite 2101, New York, New York 10017
(Address of Principal Executive Offices)
 
(800) 653-2839
(Registrant’s Telephone Number, including Area Code)
 
The Corporation Trust Company, 1209 Orange Street, Wilmington, Delaware 19801
(Name and Address of Agent for Service)
 
With copy to:
John H. Lively
The Law Offices of John H. Lively & Associates, Inc.
A member firm of the 1940 Act Law GroupTM
11300 Tomahawk Creek Parkway, Suite 310
Leawood, Kansas 66211


Approximate Date of Proposed Public Offering: As soon as practicable after the
  Effective Date of this Registration Statement
   
   
It is proposed that this filing will become effective: (check appropriate box)

  [X] immediately upon filing pursuant to paragraph (b)
  [   ] on (date) pursuant to paragraph (b)
  [   ] 60 days after filing pursuant to paragraph (a)(1)
  [   ] on________(date) pursuant to paragraph (a)(1)
  [   ] 75 days after filing pursuant to paragraph (a)(2) or
  [   ] on________(date) pursuant to paragraph (a)(2) of Rule 485.



EXPLANATORY NOTE


This Post-Effective Amendment No. 15 to the Trust’s Registration Statement on Form N-1A is filed for the sole purpose of submitting the XBRL exhibits for the risk/return summary first provided in Post-Effective Amendment No. 14 filed on September 5, 2013 and incorporates Parts A, B and C from said amendment.




SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 (“Securities Act”) and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act of 1933, as amended, and has duly caused this Post-Effective Amendment No. 15 to the Registrant's Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of New York, State of New York, on this 24th day of September, 2013.


  DGHM INVESTMENT TRUST
     
  By: /s/ Jeffrey C. Baker                                   
    Jeffrey C. Baker, President


Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment No. 15 to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated below.


/s/ Jeffrey C. Baker                                               September 24, 2013
Jeffrey C. Baker, Trustee and President    
     
     
     
                           *                                                   September 24, 2013
Jack E. Brinson, Trustee    
     
     
     
/s/ Thomas F. Gibson                                          September 24, 2013
Thomas F. Gibson, Treasurer    
     
     
     
                           *                                                   September 24, 2013
Theo H. Pitt, Jr., Trustee    
     
     
*By: /s/ Karen Shupe                                           September 24, 2013
              Karen Shupe, Attorney-in-Fact and Secretary  



EXHIBIT INDEX


Index No. Description of Exhibit
   
EX-101.INS XBRL Instance Document
EX-101.SCH XBRL Taxonomy Extension Schema Document
EX-101.CAL XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE XBRL Taxonomy Extension Presentation Linkbase