Chief Compliance Officer

0001606587-18-000793.txt : 20181029 0001606587-18-000793.hdr.sgml : 20181029 20181029160604 ACCESSION NUMBER: 0001606587-18-000793 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181029 DATE AS OF CHANGE: 20181029 EFFECTIVENESS DATE: 20181029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 181144277 BUSINESS ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 09-30-2018 09-30-2018 false Round Table Services, LLC

241 North Avenue West, Suite 300 Westfield NJ 07090

13F HOLDINGS REPORT 028-12173 N Bruce Hyde Chief Compliance Officer 908-789-7310 Bruce Hyde Westfield NJ 10-29-2018 0 147 292640 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ROYAL DUTCH SHELL PLC SPON ADR B 780259107 227 3194 SH SOLE NONE 0 0 3194 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 818 12004 SH SOLE NONE 0 0 12004 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5291 24712 SH SOLE NONE 0 0 24712 BERKSHIRE HATHAWAY INC DEL CL A 084670108 320 1 SH SOLE NONE 0 0 1 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 299 2300 SH Put SOLE NONE 0 0 2300 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 4600 112195 SH SOLE NONE 0 0 112195 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 255 3156 SH SOLE NONE 0 0 3156 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 17388 334069 SH SOLE NONE 0 0 334069 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 138 20335 SH SOLE NONE 0 0 20335 ISHARES TR TIPS BD ETF 464287176 898 8116 SH SOLE NONE 0 0 8116 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 11656 278530 SH SOLE NONE 0 0 278530 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 154 12000 SH SOLE NONE 0 0 12000 ISHARES TR RUS MID CAP ETF 464287499 19154 86864 SH SOLE NONE 0 0 86864 ISHARES TR RUS 2000 GRW ETF 464287648 5475 25457 SH SOLE NONE 0 0 25457 ISHARES TR RUSSELL 2000 ETF 464287655 17687 104934 SH SOLE NONE 0 0 104934 ISHARES TR RUS 1000 ETF 464287622 10752 66490 SH SOLE NONE 0 0 66490 ISHARES TR CORE S&P500 ETF 464287200 35665 121837 SH SOLE NONE 0 0 121837 ISHARES TR CORE S&P SCP ETF 464287804 3216 36869 SH SOLE NONE 0 0 36869 CBRE CLARION GLOBAL REAL EST COM 12504G100 74 10071 SH SOLE NONE 0 0 10071 ISHARES TR EUROPE ETF 464287861 4585 101730 SH SOLE NONE 0 0 101730 ISHARES TR CORE MSCI EURO 46434V738 377 7860 SH SOLE NONE 0 0 7860 ETF MANAGERS TR PRIME CYBR SCRTY 26924G201 13620 339386 SH SOLE NONE 0 0 339386 TEMPLETON GLOBAL INCOME FD COM 880198106 76 12387 SH SOLE NONE 0 0 12387 ISHARES INC MSCI JPN ETF NEW 46434G822 8514 141356 SH SOLE NONE 0 0 141356 EATON VANCE SR INCOME TR SH BEN INT 27826S103 183 28300 SH SOLE NONE 0 0 28300 ISHARES INC MSCI EM ESG OPZ 46434G863 3310 99210 SH SOLE NONE 0 0 99210 ISHARES INC MSCI PAC JP ETF 464286665 2779 61185 SH SOLE NONE 0 0 61185 ISHARES TR MSCI EMG MKT ETF 464287234 258 6000 SH SOLE NONE 0 0 6000 DIVIDEND & INCOME FUND COM NEW 25538A204 119 10000 SH SOLE NONE 0 0 10000 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 4128 178181 SH SOLE NONE 0 0 178181 BOULDER GROWTH & INCOME FD I COM 101507101 204 18237 SH SOLE NONE 0 0 18237 ADAMS DIVERSIFIED EQUITY FD COM 006212104 207 12428 SH SOLE NONE 0 0 12428 EXXON MOBIL CORP COM 30231G102 978 11500 SH SOLE NONE 0 0 11500 WEYERHAEUSER CO COM 962166104 213 6595 SH SOLE NONE 0 0 6595 WILLIAMS COS INC DEL COM 969457100 275 10121 SH SOLE NONE 0 0 10121 VERIZON COMMUNICATIONS INC COM 92343V104 1038 19433 SH SOLE NONE 0 0 19433 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1255 10233 SH SOLE NONE 0 0 10233 VANGUARD INDEX FDS TOTAL STK MKT 922908769 541 3618 SH SOLE NONE 0 0 3618 VULCAN MATLS CO COM 929160109 265 2386 SH SOLE NONE 0 0 2386 VANGUARD GROUP DIV APP ETF 921908844 399 3601 SH SOLE NONE 0 0 3601 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 12282 283846 SH SOLE NONE 0 0 283846 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1245 15923 SH SOLE NONE 0 0 15923 VISA INC COM CL A 92826C839 325 2164 SH SOLE NONE 0 0 2164 UNITED TECHNOLOGIES CORP COM 913017109 282 2020 SH SOLE NONE 0 0 2020 180 DEGREE CAP CORP COM 68235B109 218 100302 SH SOLE NONE 0 0 100302 THERMO FISHER SCIENTIFIC INC COM 883556102 332 1362 SH SOLE NONE 0 0 1362 TJX COS INC NEW COM 872540109 224 1999 SH SOLE NONE 0 0 1999 TARGET CORP COM 87612E106 241 2730 SH SOLE NONE 0 0 2730 MOLSON COORS BREWING CO CL B 60871R209 259 4213 SH SOLE NONE 0 0 4213 AT&T INC COM 00206R102 664 19776 SH SOLE NONE 0 0 19776 SKYWORKS SOLUTIONS INC COM 83088M102 223 2456 SH SOLE NONE 0 0 2456 STARWOOD PPTY TR INC COM 85571B105 255 11840 SH SOLE NONE 0 0 11840 PIMCO ETF TR 1-5 US TIP IDX 72201R205 227 4420 SH SOLE NONE 0 0 4420 EXTENDED STAY AMER INC UNIT 99/99/9999B 30224P200 277 13675 SH SOLE NONE 0 0 13675 SPDR S&P 500 ETF TR TR UNIT 78462F103 6477 22281 SH SOLE NONE 0 0 22281 SANOFI SPONSORED ADR 80105N105 267 5967 SH SOLE NONE 0 0 5967 ISHARES TR EAFE SML CP ETF 464288273 417 6695 SH SOLE NONE 0 0 6695 SCHWAB CHARLES CORP NEW COM 808513105 406 8259 SH SOLE NONE 0 0 8259 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 299 2301 SH SOLE NONE 0 0 2301 RITE AID CORP COM 767754104 23 18043 SH SOLE NONE 0 0 18043 INVESCO QQQ TR UNIT SER 1 46090E103 404 2174 SH SOLE NONE 0 0 2174 PROSHARES TR PSHS ULTRA QQQ 74347R206 242 2400 SH SOLE NONE 0 0 2400 QUALCOMM INC COM 747525103 311 4315 SH SOLE NONE 0 0 4315 PAYPAL HLDGS INC COM 70450Y103 211 2404 SH SOLE NONE 0 0 2404 POLYONE CORP COM 73179P106 457 10451 SH SOLE NONE 0 0 10451 PHILIP MORRIS INTL INC COM 718172109 400 4901 SH SOLE NONE 0 0 4901 PROCTER AND GAMBLE CO COM 742718109 402 4829 SH SOLE NONE 0 0 4829 ISHARES TR S&P US PFD STK 464288687 304 8190 SH SOLE NONE 0 0 8190 PFIZER INC COM 717081103 852 19327 SH SOLE NONE 0 0 19327 PEPSICO INC COM 713448108 284 2543 SH SOLE NONE 0 0 2543 NVIDIA CORP COM 67066G104 223 794 SH SOLE NONE 0 0 794 NEW MTN FIN CORP COM 647551100 23869 1768099 SH SOLE NONE 0 0 1768099 NIKE INC CL B 654106103 385 4548 SH SOLE NONE 0 0 4548 MOTOROLA SOLUTIONS INC COM NEW 620076307 282 2167 SH SOLE NONE 0 0 2167 MICROSOFT CORP COM 594918104 955 8348 SH SOLE NONE 0 0 8348 ALTRIA GROUP INC COM 02209S103 216 3588 SH SOLE NONE 0 0 3588 3M CO COM 88579Y101 587 2788 SH SOLE NONE 0 0 2788 MFA FINL INC COM 55272X102 86 11745 SH SOLE NONE 0 0 11745 METLIFE INC COM 59156R108 233 4982 SH SOLE NONE 0 0 4982 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3857 10497 SH SOLE NONE 0 0 10497 MEDTRONIC PLC SHS G5960L103 729 7415 SH SOLE NONE 0 0 7415 LOWES COS INC COM 548661107 455 3959 SH SOLE NONE 0 0 3959 KOPIN CORP COM 500600101 933 385380 SH SOLE NONE 0 0 385380 COCA COLA CO COM 191216100 881 19066 SH SOLE NONE 0 0 19066 JPMORGAN CHASE & CO COM 46625H100 1340 11880 SH SOLE NONE 0 0 11880 JOHNSON & JOHNSON COM 478160104 933 6751 SH SOLE NONE 0 0 6751 ISHARES TR RUSSELL 3000 ETF 464287689 1767 10254 SH SOLE NONE 0 0 10254 ISHARES TR RUS 1000 GRW ETF 464287614 3075 19712 SH SOLE NONE 0 0 19712 ISHARES TR RUS 1000 VAL ETF 464287598 3913 30903 SH SOLE NONE 0 0 30903 INTUITIVE SURGICAL INC COM NEW 46120E602 202 352 SH SOLE NONE 0 0 352 INTERPUBLIC GROUP COS INC COM 460690100 203 8865 SH SOLE NONE 0 0 8865 INTEL CORP COM 458140100 998 21112 SH SOLE NONE 0 0 21112 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 1887 339391 SH SOLE NONE 0 0 339391 ILLUMINA INC COM 452327109 222 604 SH SOLE NONE 0 0 604 ISHARES INC CORE MSCI EMKT 46434G103 12478 240980 SH SOLE NONE 0 0 240980 ISHARES TR INTL SEL DIV ETF 464288448 617 18923 SH SOLE NONE 0 0 18923 INTERNATIONAL BUSINESS MACHS COM 459200101 600 3971 SH SOLE NONE 0 0 3971 HONEYWELL INTL INC COM 438516106 260 1562 SH SOLE NONE 0 0 1562 HOME DEPOT INC COM 437076102 284 1372 SH SOLE NONE 0 0 1372 ALPHABET INC CAP STK CL A 02079K305 1130 936 SH SOLE NONE 0 0 936 ALPHABET INC CAP STK CL C 02079K107 347 291 SH SOLE NONE 0 0 291 GENERAL MTRS CO COM 37045V100 276 8195 SH SOLE NONE 0 0 8195 SPDR GOLD TRUST GOLD SHS 78463V107 288 2550 SH SOLE NONE 0 0 2550 GENERAL MLS INC COM 370334104 232 5408 SH SOLE NONE 0 0 5408 GENERAL ELECTRIC CO COM 369604103 266 23542 SH SOLE NONE 0 0 23542 FS INVT CORP COM 302635107 104 14820 SH SOLE NONE 0 0 14820 FNB CORP PA COM 302520101 211 16565 SH SOLE NONE 0 0 16565 FLOWERS FOODS INC COM 343498101 206 11065 SH SOLE NONE 0 0 11065 FACEBOOK INC CL A 30303M102 266 1619 SH SOLE NONE 0 0 1619 EATON CORP PLC SHS G29183103 211 2430 SH SOLE NONE 0 0 2430 ENTERPRISE PRODS PARTNERS L COM 293792107 555 19311 SH SOLE NONE 0 0 19311 CONSOLIDATED EDISON INC COM 209115104 529 6942 SH SOLE NONE 0 0 6942 EBAY INC COM 278642103 246 7447 SH SOLE NONE 0 0 7447 DEVON ENERGY CORP NEW COM 25179M103 205 5123 SH SOLE NONE 0 0 5123 DUKE REALTY CORP COM NEW 264411505 560 19728 SH SOLE NONE 0 0 19728 DISNEY WALT CO COM DISNEY 254687106 224 1916 SH SOLE NONE 0 0 1916 DISCOVER FINL SVCS COM 254709108 262 3424 SH SOLE NONE 0 0 3424 INVESCO EXCHNG TRADED FD TR MSCI GBL TIMBR 46138E545 461 14427 SH SOLE NONE 0 0 14427 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 208 2692 SH SOLE NONE 0 0 2692 CISCO SYS INC COM 17275R102 979 20126 SH SOLE NONE 0 0 20126 CINEMARK HOLDINGS INC COM 17243V102 265 6595 SH SOLE NONE 0 0 6595 CME GROUP INC COM CL A 12572Q105 355 2085 SH SOLE NONE 0 0 2085 COMCAST CORP NEW CL A 20030N101 239 6747 SH SOLE NONE 0 0 6747 CELGENE CORP COM 151020104 235 2629 SH SOLE NONE 0 0 2629 CITIGROUP INC COM NEW 172967424 434 6044 SH SOLE NONE 0 0 6044 BLACKSTONE MTG TR INC COM CL A 09257W100 318 9500 SH SOLE NONE 0 0 9500 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2724 12724 SH SOLE NONE 0 0 12724 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 269 3423 SH SOLE NONE 0 0 3423 BCE INC COM NEW 05534B760 216 5342 SH SOLE NONE 0 0 5342 BANK AMER CORP COM 060505104 286 9715 SH SOLE NONE 0 0 9715 BOEING CO COM 097023105 373 1003 SH SOLE NONE 0 0 1003 ARMSTRONG WORLD INDS INC NEW COM 04247X102 229 3293 SH SOLE NONE 0 0 3293 ATHENAHEALTH INC COM 04685W103 604 4518 SH SOLE NONE 0 0 4518 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 101 11400 SH SOLE NONE 0 0 11400 ARES CAP CORP COM 04010L103 278 16149 SH SOLE NONE 0 0 16149 AMAZON COM INC COM 023135106 1524 761 SH SOLE NONE 0 0 761 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 273 9942 SH SOLE NONE 0 0 9942 ISHARES TR CORE US AGGBD ET 464287226 791 7500 SH SOLE NONE 0 0 7500 AETNA INC NEW COM 00817Y108 260 1282 SH SOLE NONE 0 0 1282 ANALOG DEVICES INC COM 032654105 601 6495 SH SOLE NONE 0 0 6495 ISHARES TR MSCI ACWI EX US 464288240 849 17794 SH SOLE NONE 0 0 17794 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 346 2032 SH SOLE NONE 0 0 2032 ABBOTT LABS COM 002824100 352 4796 SH SOLE NONE 0 0 4796 ABBVIE INC COM 00287Y109 235 2481 SH SOLE NONE 0 0 2481 ABB LTD SPONSORED ADR 000375204 276 11675 SH SOLE NONE 0 0 11675 ISHARES TR MSCI AC ASIA ETF 464288182 1217 17241 SH SOLE NONE 0 0 17241 APPLE INC COM 037833100 2553 11311 SH SOLE NONE 0 0 11311