Chief Compliance Officer

0001606587-18-000350.txt : 20180426 0001606587-18-000350.hdr.sgml : 20180426 20180426112944 ACCESSION NUMBER: 0001606587-18-000350 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180426 DATE AS OF CHANGE: 20180426 EFFECTIVENESS DATE: 20180426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 18777108 BUSINESS ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 03-31-2018 03-31-2018 false Round Table Services, LLC

241 North Avenue West, Suite 300 Westfield NJ 07090

13F HOLDINGS REPORT 028-12173 N Bruce Hyde Chief Compliance Officer 908-789-7310 Bruce Hyde Westfield NJ 04-26-2018 0 110 279498 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 Degree Capital Corp COM 68235B109 168 90302 SH DFND NONE 0 0 90302 3M Co. COM 88579Y101 655 2983 SH DFND NONE 0 0 2983 Accenture Plc SHS CLASS A G1151C101 360 2347 SH DFND NONE 0 0 2347 Alphabet Inc. - Class A CAP STK CL A 02079K305 526 507 SH DFND NONE 0 0 507 Altria Group, Inc. COM 02209S103 219 3509 SH DFND NONE 0 0 3509 Amazon.Com Inc COM 023135106 967 668 SH DFND NONE 0 0 668 American Eagle Outfitters COM 02553E106 242 12155 SH DFND NONE 0 0 12155 Apple Inc. COM 037833100 1847 11011 SH DFND NONE 0 0 11011 Ares Capital Corp COM 04010L103 186 11709 SH DFND NONE 0 0 11709 AT&T Inc COM 00206R102 971 27237 SH DFND NONE 0 0 27237 Athenahealth Inc COM 04685W103 453 3168 SH DFND NONE 0 0 3168 BCE Inc. COM NEW 05534B760 233 5405 SH DFND NONE 0 0 5405 Berkshire Hathaway Inc - Cl B CL B NEW 084670702 7213 36159 SH DFND NONE 0 0 36159 Berkshire Hathaway Inc. - Class A CL A 084670108 299 1 SH DFND NONE 0 0 1 Blackstone Mortgage Trust Inc-Class COM CL A 09257W100 519 16525 SH DFND NONE 0 0 16525 Boeing Co. COM 097023105 342 1044 SH DFND NONE 0 0 1044 Boulder Growth & Income Fund Inc - COM 101507101 153 14200 SH DFND NONE 0 0 14200 Cinemark Holdings, Inc. COM 17243V102 252 6700 SH DFND NONE 0 0 6700 Cisco Systems, Inc. COM 17275R102 997 23240 SH DFND NONE 0 0 23240 Coca Cola Company COM 191216100 811 18667 SH DFND NONE 0 0 18667 Consolidated Edison COM 209115104 473 6069 SH DFND NONE 0 0 6069 Duke Realty Corporation COM NEW 264411505 749 28271 SH DFND NONE 0 0 28271 DXC Technology Co COM 23355L106 265 2632 SH DFND NONE 0 0 2632 Eaton Vance Senior Floating-Rate COM 27828Q105 214 14450 SH DFND NONE 0 0 14450 Eaton Vance Senior Income Trust SH BEN INT 27826S103 217 31800 SH DFND NONE 0 0 31800 eBay Inc. COM 278642103 273 6783 SH DFND NONE 0 0 6783 Enterprise Products Partners MLP COM 293792107 594 24250 SH DFND NONE 0 0 24250 EQT Midstream Partners MLP UNIT LTD PARTN 26885B100 250 4235 SH DFND NONE 0 0 4235 ETFMG Prime Cyber Security PRIME CYBR SCRTY 26924G201 8814 257207 SH DFND NONE 0 0 257207 Extended Stay America Inc. UNIT 99/99/9999B 30224P200 280 14175 SH DFND NONE 0 0 14175 Exxon Mobil Corporation COM 30231G102 675 9049 SH DFND NONE 0 0 9049 F.N.B. Corporation COM 302520101 229 17040 SH DFND NONE 0 0 17040 Flowers Foods, Inc. COM 343498101 242 11065 SH DFND NONE 0 0 11065 Forum Energy Technologies, Inc. COM 34984V100 1457 132445 SH DFND NONE 0 0 132445 FS Investment Corp COM 302635107 107 14820 SH DFND NONE 0 0 14820 General Motors Co. COM 37045V100 254 6995 SH DFND NONE 0 0 6995 Guggenheim MSCI Global Timber - GUGG MSCI GB ETF 18383Q879 472 14427 SH DFND NONE 0 0 14427 Helix Energy Solutions Group I COM 42330P107 122 21000 SH DFND NONE 0 0 21000 Hi-Crush Partners MLP COM UNIT LTD 428337109 157 14800 SH DFND NONE 0 0 14800 Home Depot Inc. COM 437076102 240 1345 SH DFND NONE 0 0 1345 Inovio Pharmaceuticals, Inc. COM NEW 45773H201 610 129500 SH DFND NONE 0 0 129500 Int'l Business Machines Corp. COM 459200101 546 3556 SH DFND NONE 0 0 3556 Intel Corp. COM 458140100 1415 27166 SH DFND NONE 0 0 27166 iShares 1-3 Year Credit Bond ETF 1 3 YR CR BD ETF 464288646 414 3990 SH DFND NONE 0 0 3990 iShares Core MSCI Europe ETF CORE MSCI EURO 46434V738 2281 45910 SH DFND NONE 0 0 45910 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 32209 121375 SH DFND NONE 0 0 121375 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 7802 101306 SH DFND NONE 0 0 101306 iShares Core Total US Bond Market CORE US AGGBD ET 464287226 478 4453 SH DFND NONE 0 0 4453 iShares Europe ETF EUROPE ETF 464287861 4744 101730 SH DFND NONE 0 0 101730 iShares International Select Dividend INTL SEL DIV ETF 464288448 625 18923 SH DFND NONE 0 0 18923 iShares JP Morgan USD Emerging JPMORGAN USD EMG 464288281 252 2236 SH DFND NONE 0 0 2236 iShares MSCI ACWI ex US ETF MSCI ACWI EX US 464288240 899 18090 SH DFND NONE 0 0 18090 iShares MSCI All Country Asia ex MSCI AC ASIA ETF 464288182 1392 17958 SH DFND NONE 0 0 17958 iShares MSCI EM ESG Optimized MSCI EM ESG OPZ 46434G863 13389 176801 SH DFND NONE 0 0 176801 iShares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 981 20329 SH DFND NONE 0 0 20329 iShares MSCI Japan ETF MSCI JPN ETF NEW 46434G822 8445 139177 SH DFND NONE 0 0 139177 iShares MSCI Pacific ex Japan ETF MSCI PAC JP ETF 464286665 2843 61185 SH DFND NONE 0 0 61185 iShares Russell 1000 ETF RUS 1000 ETF 464287622 13510 91994 SH DFND NONE 0 0 91994 iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 2947 21654 SH DFND NONE 0 0 21654 iShares Russell 1000 Value ETF RUS 1000 VAL ETF 464287598 3702 30861 SH DFND NONE 0 0 30861 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 14791 97419 SH DFND NONE 0 0 97419 iShares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 7605 39906 SH DFND NONE 0 0 39906 iShares Russell 3000 ETF RUSSELL 3000 ETF 464287689 1415 9049 SH DFND NONE 0 0 9049 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 20809 100798 SH DFND NONE 0 0 100798 iShares Select Dividend ETF SELECT DIVID ETF 464287168 3130 32903 SH DFND NONE 0 0 32903 iShares U.S. Financial Services ETF U.S. FIN SVC ETF 464287770 562 4290 SH DFND NONE 0 0 4290 J.P. Morgan Chase & Co. COM 46625H100 1005 9139 SH DFND NONE 0 0 9139 Johnson & Johnson COM 478160104 613 4781 SH DFND NONE 0 0 4781 Kinder Morgan, Inc. COM 49456B101 858 56982 SH DFND NONE 0 0 56982 Kopin Corporation COM 500600101 552 177000 SH DFND NONE 0 0 177000 Lexicon Pharmaceuticals, Inc. COM NEW 528872302 185 21611 SH DFND NONE 0 0 21611 Liberty All-Star Equity ETF SH BEN INT 530158104 78 12691 SH DFND NONE 0 0 12691 Lowe's Companies COM 548661107 305 3481 SH DFND NONE 0 0 3481 Medtronic, PLC SHS G5960L103 631 7866 SH DFND NONE 0 0 7866 Microsoft Corp. COM 594918104 311 3411 SH DFND NONE 0 0 3411 Molson Coors Brewing Co. CL B 60871R209 474 6292 SH DFND NONE 0 0 6292 Motorola Solutions, Inc. COM NEW 620076307 296 2810 SH DFND NONE 0 0 2810 New Mountain Finance Corporation COM 647551100 20098 1528389 SH DFND NONE 0 0 1528389 Nielsen Holdings PLC SHS EUR G6518L108 211 6630 SH DFND NONE 0 0 6630 Pepsico, Inc COM 713448108 246 2254 SH DFND NONE 0 0 2254 Pfizer Inc. COM 717081103 558 15720 SH DFND NONE 0 0 15720 Philip Morris International Inc. COM 718172109 389 3914 SH DFND NONE 0 0 3914 PolyOne Corporation COM 73179P106 444 10451 SH DFND NONE 0 0 10451 PowerShares QQQ Trust, Series 1 UNIT SER 1 73935A104 309 1929 SH DFND NONE 0 0 1929 PowerShares Senior Loan Portfolio - SENIOR LN PORT 73936Q769 2981 128871 SH DFND NONE 0 0 128871 Qualcomm Inc. COM 747525103 208 3760 SH DFND NONE 0 0 3760 Rite Aid Corp. COM 767754104 29 17470 SH DFND NONE 0 0 17470 ROBO Global Robotics and ROBO GLB ETF 301505707 9423 225318 SH DFND NONE 0 0 225318 Royal Dutch Shell PLC - ADR B SPON ADR B 780259107 343 5240 SH DFND NONE 0 0 5240 Royal Dutch Shell PLC-ADR A SPONS ADR A 780259206 766 12004 SH DFND NONE 0 0 12004 Sanchez Energy Corp. COM 79970Y105 436 139300 SH DFND NONE 0 0 139300 Schlumberger Ltd. COM 806857108 260 4013 SH DFND NONE 0 0 4013 Skyworks Solutions, Inc. COM 83088M102 235 2345 SH DFND NONE 0 0 2345 SPDR Gold Shares - ETF GOLD SHS 78463V107 339 2698 SH DFND NONE 0 0 2698 SPDR S&P 500 ETF Trust TR UNIT 78462F103 3974 15100 SH DFND NONE 0 0 15100 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 2938 8597 SH DFND NONE 0 0 8597 Starwood Property Trust, Inc. COM 85571B105 369 17605 SH DFND NONE 0 0 17605 The JPMorgan MLP Index ETN ALERIAN ML ETN 46625H365 729 30392 SH DFND NONE 0 0 30392 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 765 5623 SH DFND NONE 0 0 5623 Vanguard Dividend Appreciation DIV APP ETF 921908844 232 2296 SH DFND NONE 0 0 2296 Vanguard Extended Market ETF EXTEND MKT ETF 922908652 1170 10485 SH DFND NONE 0 0 10485 Vanguard FTSE All-World Ex-US ALLWRLD EX US 922042775 25167 462887 SH DFND NONE 0 0 462887 Vanguard FTSE Developed Markets FTSE DEV MKT ETF 921943858 13655 308590 SH DFND NONE 0 0 308590 Vanguard MSCI Emerging Markets FTSE EMR MKT ETF 922042858 3704 78842 SH DFND NONE 0 0 78842 Vanguard Short Term Corporate SHRT TRM CORP BD 92206C409 1146 14616 SH DFND NONE 0 0 14616 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 359 4492 SH DFND NONE 0 0 4492 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 244 1799 SH DFND NONE 0 0 1799 Verizon Communications COM 92343V104 675 14122 SH DFND NONE 0 0 14122 Vodafone Group PLC - SP ADR SPONSORED ADR 92857W308 239 8581 SH DFND NONE 0 0 8581 Weyerhaeuser Company COM 962166104 256 7316 SH DFND NONE 0 0 7316