Chief Compliance Officer

0001606587-18-000036.txt : 20180119 0001606587-18-000036.hdr.sgml : 20180119 20180119090539 ACCESSION NUMBER: 0001606587-18-000036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 EFFECTIVENESS DATE: 20180119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 18535557 BUSINESS ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 12-31-2017 12-31-2017 false Round Table Services, LLC

241 North Avenue West, Suite 300 Westfield NJ 07090

13F HOLDINGS REPORT 028-12173 N Bruce Hyde Chief Compliance Officer 908-789-7310 Bruce Hyde Westfield NJ 01-19-2018 0 109 288419 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 Degree Capital Corp COM 68235B109 178 90302 SH DFND NONE 0 0 90302 3M Co. COM 88579Y101 817 3473 SH DFND NONE 0 0 3473 ABB Ltd. - Spon ADR SPONSORED ADR 000375204 203 7580 SH DFND NONE 0 0 7580 AbbVie Inc. COM 00287Y109 207 2145 SH DFND NONE 0 0 2145 Accenture Plc SHS CLASS A G1151C101 364 2377 SH DFND NONE 0 0 2377 Alphabet Inc. - Class A CAP STK CL A 02079K305 522 496 SH DFND NONE 0 0 496 Altria Group, Inc. COM 02209S103 329 4608 SH DFND NONE 0 0 4608 Amazon.Com Inc COM 023135106 991 847 SH DFND NONE 0 0 847 American Eagle Outfitters COM 02553E106 254 13500 SH DFND NONE 0 0 13500 Apple Inc. COM 037833100 1691 9993 SH DFND NONE 0 0 9993 Ares Capital Corp COM 04010L103 180 11424 SH DFND NONE 0 0 11424 AT&T Inc COM 00206R102 735 18903 SH DFND NONE 0 0 18903 Athenahealth Inc. COM 04685W103 421 3168 SH DFND NONE 0 0 3168 BCE Inc. COM NEW 05534B760 233 4860 SH DFND NONE 0 0 4860 Berkshire Hathaway Inc - Cl B CL B NEW 084670702 7106 35847 SH DFND NONE 0 0 35847 Berkshire Hathaway Inc. - Class A CL A 084670108 298 1 SH DFND NONE 0 0 1 Boeing Co. COM 097023105 305 1034 SH DFND NONE 0 0 1034 Boulder Growth & Income Fund Inc - COM 101507101 143 12900 SH DFND NONE 0 0 12900 Calpine Corporation COM NEW 131347304 1218 80500 SH DFND NONE 0 0 80500 Cisco Systems, Inc. COM 17275R102 951 24825 SH DFND NONE 0 0 24825 Coca Cola Company COM 191216100 551 12008 SH DFND NONE 0 0 12008 Consolidated Edison COM 209115104 200 2349 SH DFND NONE 0 0 2349 Duke Realty Corporation COM NEW 264411505 769 28271 SH DFND NONE 0 0 28271 DXC Technology Co COM 23355L106 305 3215 SH DFND NONE 0 0 3215 eBay Inc. COM 278642103 382 10117 SH DFND NONE 0 0 10117 Enterprise Products Partners MLP COM 293792107 424 15985 SH DFND NONE 0 0 15985 ETFMG Prime Cyber Security PRIME CYBR SCRTY 26924G201 7064 223250 SH DFND NONE 0 0 223250 ETRACS Alerian MLP Index ETN ETRAC ALER MLP 90267B682 9772 564200 SH DFND NONE 0 0 564200 Extended Stay America Inc. UNIT 99/99/9999B 30224P200 269 14175 SH DFND NONE 0 0 14175 Exxon Mobil Corporation COM 30231G102 582 6960 SH DFND NONE 0 0 6960 F.N.B. Corporation COM 302520101 235 17040 SH DFND NONE 0 0 17040 First American Financial Corporation COM 31847R102 210 3750 SH DFND NONE 0 0 3750 Flowers Foods, Inc. COM 343498101 214 11065 SH DFND NONE 0 0 11065 Forum Energy Technologies, Inc. COM 34984V100 2060 132445 SH DFND NONE 0 0 132445 FS Investment Corp COM 302635107 109 14820 SH DFND NONE 0 0 14820 General Motors Co. COM 37045V100 287 6995 SH DFND NONE 0 0 6995 Guggenheim MSCI Global Timber - GUGG MSCI GB ETF 18383Q879 459 14427 SH DFND NONE 0 0 14427 Helix Energy Solutions Group I COM 42330P107 158 21000 SH DFND NONE 0 0 21000 Hi-Crush Partners MLP COM UNIT LTD 428337109 158 14800 SH DFND NONE 0 0 14800 Home Depot Inc. COM 437076102 267 1411 SH DFND NONE 0 0 1411 Inovio Pharmaceuticals, Inc. COM NEW 45773H201 535 129500 SH DFND NONE 0 0 129500 Int'l Business Machines Corp. COM 459200101 445 2902 SH DFND NONE 0 0 2902 Intel Corp. COM 458140100 376 8146 SH DFND NONE 0 0 8146 iShares Core MSCI Europe ETF CORE MSCI EURO 46434V738 2310 46038 SH DFND NONE 0 0 46038 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 32635 121387 SH DFND NONE 0 0 121387 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 8551 111323 SH DFND NONE 0 0 111323 iShares Core Total US Bond Market CORE US AGGBD ET 464287226 396 3623 SH DFND NONE 0 0 3623 iShares Europe ETF EUROPE ETF 464287861 5590 118290 SH DFND NONE 0 0 118290 iShares International Select Dividend INTL SEL DIV ETF 464288448 639 18923 SH DFND NONE 0 0 18923 iShares JP Morgan USD Emerging JPMORGAN USD EMG 464288281 268 2305 SH DFND NONE 0 0 2305 iShares MSCI ACWI ex US ETF MSCI ACWI EX US 464288240 896 17940 SH DFND NONE 0 0 17940 iShares MSCI All Country Asia ex MSCI AC ASIA ETF 464288182 1370 17958 SH DFND NONE 0 0 17958 iShares MSCI EM ESG Optimized MSCI EM ESG OPZ 46434G863 9694 131191 SH DFND NONE 0 0 131191 iShares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 958 20329 SH DFND NONE 0 0 20329 iShares MSCI Japan ETF MSCI JPN ETF NEW 46434G822 6488 108266 SH DFND NONE 0 0 108266 iShares MSCI Pacific ex Japan ETF MSCI PAC JP ETF 464286665 3357 70225 SH DFND NONE 0 0 70225 iShares Russell 1000 ETF RUS 1000 ETF 464287622 14223 95709 SH DFND NONE 0 0 95709 iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 2909 21596 SH DFND NONE 0 0 21596 iShares Russell 1000 Value ETF RUS 1000 VAL ETF 464287598 3761 30249 SH DFND NONE 0 0 30249 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 13836 90753 SH DFND NONE 0 0 90753 iShares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 7411 39695 SH DFND NONE 0 0 39695 iShares Russell 3000 ETF RUSSELL 3000 ETF 464287689 1343 8489 SH DFND NONE 0 0 8489 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 21095 101353 SH DFND NONE 0 0 101353 iShares Select Dividend ETF SELECT DIVID ETF 464287168 3243 32903 SH DFND NONE 0 0 32903 iShares U.S. Financial Services ETF U.S. FIN SVC ETF 464287770 1213 9297 SH DFND NONE 0 0 9297 iShares US Pharmaceuticals ETF U.S. PHARMA ETF 464288836 827 5360 SH DFND NONE 0 0 5360 J.P. Morgan Chase & Co. COM 46625H100 904 8450 SH DFND NONE 0 0 8450 JD.com Inc - ADR SPON ADR CL A 47215P106 207 5000 SH DFND NONE 0 0 5000 Johnson & Johnson COM 478160104 694 4966 SH DFND NONE 0 0 4966 Kimco Realty Corporation COM 49446R109 211 11620 SH DFND NONE 0 0 11620 Kinder Morgan, Inc. COM 49456B101 1030 56982 SH DFND NONE 0 0 56982 Kopin Corporation COM 500600101 566 177000 SH DFND NONE 0 0 177000 Lexicon Pharmaceuticals, Inc. COM NEW 528872302 214 21611 SH DFND NONE 0 0 21611 Liberty All-Star Equity ETF SH BEN INT 530158104 78 12353 SH DFND NONE 0 0 12353 Medtronic, PLC SHS G5960L103 573 7095 SH DFND NONE 0 0 7095 Molson Coors Brewing Co. CL B 60871R209 393 4785 SH DFND NONE 0 0 4785 Motorola Solutions, Inc. COM NEW 620076307 331 3661 SH DFND NONE 0 0 3661 New Mountain Finance Corporation COM 647551100 18210 1343896 SH DFND NONE 0 0 1343896 Pepsico, Inc COM 713448108 201 1677 SH DFND NONE 0 0 1677 Pfizer Inc. COM 717081103 448 12375 SH DFND NONE 0 0 12375 Philip Morris International Inc. COM 718172109 239 2265 SH DFND NONE 0 0 2265 PolyOne Corporation COM 73179P106 455 10451 SH DFND NONE 0 0 10451 PowerShares Senior Loan Portfolio - SENIOR LN PORT 73936Q769 2976 129145 SH DFND NONE 0 0 129145 Qualcomm Inc. COM 747525103 249 3895 SH DFND NONE 0 0 3895 Rite Aid Corp. COM 767754104 34 17470 SH DFND NONE 0 0 17470 ROBO Global Robotics and ROBO GLB ETF 301505707 7973 192950 SH DFND NONE 0 0 192950 Royal Dutch Shell PLC - ADR B SPON ADR B 780259107 358 5240 SH DFND NONE 0 0 5240 Royal Dutch Shell PLC-ADR A SPONS ADR A 780259206 801 12004 SH DFND NONE 0 0 12004 Sanchez Energy Corp. COM 79970Y105 740 139300 SH DFND NONE 0 0 139300 Sanofi-Aventis - ADR SPONSORED ADR 80105N105 207 4805 SH DFND NONE 0 0 4805 Schlumberger Ltd. COM 806857108 265 3931 SH DFND NONE 0 0 3931 Skyworks Solutions, Inc. COM 83088M102 208 2187 SH DFND NONE 0 0 2187 SPDR Gold Shares - ETF GOLD SHS 78463V107 315 2550 SH DFND NONE 0 0 2550 SPDR S&P 500 ETF Trust TR UNIT 78462F103 4148 15543 SH DFND NONE 0 0 15543 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 3063 8868 SH DFND NONE 0 0 8868 Target Corporation COM 87612E106 213 3272 SH DFND NONE 0 0 3272 The JPMorgan MLP Index ETN ALERIAN ML ETN 46625H365 10033 365221 SH DFND NONE 0 0 365221 United Parcel Service Class B CL B 911312106 397 3329 SH DFND NONE 0 0 3329 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 649 4447 SH DFND NONE 0 0 4447 Vanguard Extended Market ETF EXTEND MKT ETF 922908652 1191 10660 SH DFND NONE 0 0 10660 Vanguard FTSE All-World Ex-US ALLWRLD EX US 922042775 24047 439458 SH DFND NONE 0 0 439458 Vanguard FTSE Developed Markets FTSE DEV MKT ETF 921943858 14245 317553 SH DFND NONE 0 0 317553 Vanguard MSCI Emerging Markets FTSE EMR MKT ETF 922042858 3597 78353 SH DFND NONE 0 0 78353 Vanguard Short Term Corporate SHRT TRM CORP BD 92206C409 743 9366 SH DFND NONE 0 0 9366 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 278 3413 SH DFND NONE 0 0 3413 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 210 1531 SH DFND NONE 0 0 1531 Verizon Communications COM 92343V104 230 4354 SH DFND NONE 0 0 4354 Vodafone Group PLC - SP ADR SPONSORED ADR 92857W308 268 8395 SH DFND NONE 0 0 8395 Weyerhaeuser Company COM 962166104 237 6708 SH DFND NONE 0 0 6708