Chief Compliance Officer

0001606587-17-000573.txt : 20171019 0001606587-17-000573.hdr.sgml : 20171019 20171019151130 ACCESSION NUMBER: 0001606587-17-000573 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171019 DATE AS OF CHANGE: 20171019 EFFECTIVENESS DATE: 20171019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 171144491 BUSINESS ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 09-30-2017 09-30-2017 false Round Table Services, LLC

241 North Avenue West, Suite 300 Westfield NJ 07090

13F HOLDINGS REPORT 028-12173 N Bruce Hyde Chief Compliance Officer 908-789-7310 Bruce Hyde Westfield NJ 10-19-2017 0 110 280083 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 Degree Capital Corp COM 68235B109 157 90302 SH DFND NONE 0 0 90302 3M Co. COM 88579Y101 729 3473 SH DFND NONE 0 0 3473 Accenture Plc SHS CLASS A G1151C101 321 2377 SH DFND NONE 0 0 2377 Alphabet Inc. - Class A CAP STK CL A 02079K305 637 654 SH DFND NONE 0 0 654 Altria Group, Inc. COM 02209S103 274 4323 SH DFND NONE 0 0 4323 Amazon.Com Inc COM 023135106 621 646 SH DFND NONE 0 0 646 American Eagle Outfitters COM 02553E106 254 17750 SH DFND NONE 0 0 17750 Apple Inc. COM 037833100 1511 9806 SH DFND NONE 0 0 9806 Ares Capital Corp COM 04010L103 168 10224 SH DFND NONE 0 0 10224 AT&T Inc COM 00206R102 572 14595 SH DFND NONE 0 0 14595 Athenahealth Inc. COM 04685W103 394 3168 SH DFND NONE 0 0 3168 BCE Inc. COM NEW 05534B760 228 4860 SH DFND NONE 0 0 4860 Berkshire Hathaway Inc - Cl B CL B NEW 084670702 6793 37056 SH DFND NONE 0 0 37056 Berkshire Hathaway Inc. - Class A CL A 084670108 275 1 SH DFND NONE 0 0 1 Boeing Co. COM 097023105 280 1101 SH DFND NONE 0 0 1101 Boulder Growth & Income Fund Inc - COM 101507101 132 12900 SH DFND NONE 0 0 12900 Bristol Myers Squibb Co. COM 110122108 201 3157 SH DFND NONE 0 0 3157 Calpine Corporation COM NEW 131347304 1187 80500 SH DFND NONE 0 0 80500 Carter's, Inc. COM 146229109 206 2088 SH DFND NONE 0 0 2088 CF Industries Holdings Inc COM 125269100 352 10000 SH DFND NONE 0 0 10000 Cisco Systems, Inc. COM 17275R102 795 23650 SH DFND NONE 0 0 23650 Coca Cola Company COM 191216100 538 11944 SH DFND NONE 0 0 11944 Crown Holdings, Inc. COM 228368106 384 6433 SH DFND NONE 0 0 6433 Duke Realty Corporation COM NEW 264411505 815 28271 SH DFND NONE 0 0 28271 DXC Technology Co COM 23355L106 295 3432 SH DFND NONE 0 0 3432 eBay Inc. COM 278642103 365 9494 SH DFND NONE 0 0 9494 Energy Transfer Equity MLP COM UT LTD PTN 29273V100 191 10980 SH DFND NONE 0 0 10980 Enterprise Products Partners MLP COM 293792107 588 22570 SH DFND NONE 0 0 22570 EQT Midstream Partners MLP UNIT LTD PARTN 26885B100 317 4235 SH DFND NONE 0 0 4235 ETRACS Alerian MLP Index ETN ETRAC ALER MLP 90267B682 6635 373609 SH DFND NONE 0 0 373609 Extended Stay America Inc. UNIT 99/99/9999B 30224P200 284 14175 SH DFND NONE 0 0 14175 Exxon Mobil Corporation COM 30231G102 573 6992 SH DFND NONE 0 0 6992 F.N.B. Corporation COM 302520101 210 14980 SH DFND NONE 0 0 14980 Flowers Foods, Inc. COM 343498101 208 11065 SH DFND NONE 0 0 11065 Forum Energy Technologies, Inc. COM 34984V100 2106 132445 SH DFND NONE 0 0 132445 FS Investment Corp COM 302635107 125 14820 SH DFND NONE 0 0 14820 General Motors Co. COM 37045V100 282 6995 SH DFND NONE 0 0 6995 Guggenheim MSCI Global Timber - GUGG MSCI GB ETF 18383Q879 434 14427 SH DFND NONE 0 0 14427 Helix Energy Solutions Group I COM 42330P107 155 21000 SH DFND NONE 0 0 21000 Hi-Crush Partners MLP COM UNIT LTD 428337109 141 14800 SH DFND NONE 0 0 14800 Home Depot Inc. COM 437076102 238 1455 SH DFND NONE 0 0 1455 Innerworkings, Inc. COM 45773Y105 146 12939 SH DFND NONE 0 0 12939 Inovio Pharmaceuticals, Inc. COM NEW 45773H201 821 129500 SH DFND NONE 0 0 129500 Intel Corp. COM 458140100 289 7596 SH DFND NONE 0 0 7596 iShares Core MSCI Europe ETF CORE MSCI EURO 46434V738 2185 43977 SH DFND NONE 0 0 43977 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 30558 120815 SH DFND NONE 0 0 120815 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 9475 127656 SH DFND NONE 0 0 127656 iShares Core Total US Bond Market CORE US AGGBD ET 464287226 397 3623 SH DFND NONE 0 0 3623 iShares Europe ETF EUROPE ETF 464287861 8268 176410 SH DFND NONE 0 0 176410 iShares International Select Dividend INTL SEL DIV ETF 464288448 699 20697 SH DFND NONE 0 0 20697 iShares JP Morgan USD Emerging JPMORGAN USD EMG 464288281 233 1998 SH DFND NONE 0 0 1998 iShares MSCI ACWI ex US ETF MSCI ACWI EX US 464288240 917 18957 SH DFND NONE 0 0 18957 iShares MSCI All Country Asia ex MSCI AC ASIA ETF 464288182 1297 17952 SH DFND NONE 0 0 17952 iShares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 351 7839 SH DFND NONE 0 0 7839 iShares MSCI Pacific ex Japan ETF MSCI PAC JP ETF 464286665 5734 124005 SH DFND NONE 0 0 124005 iShares Russell 1000 ETF RUS 1000 ETF 464287622 14558 104074 SH DFND NONE 0 0 104074 iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 3190 25504 SH DFND NONE 0 0 25504 iShares Russell 1000 Value ETF RUS 1000 VAL ETF 464287598 3778 31877 SH DFND NONE 0 0 31877 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 13904 93829 SH DFND NONE 0 0 93829 iShares Russell 2000 Growth ETF RUS 2000 GRW ETF 464287648 4356 24339 SH DFND NONE 0 0 24339 iShares Russell 3000 ETF RUSSELL 3000 ETF 464287689 1576 10559 SH DFND NONE 0 0 10559 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 23050 116914 SH DFND NONE 0 0 116914 iShares S&P 100 ETF S&P 100 ETF 464287101 4963 44589 SH DFND NONE 0 0 44589 iShares Select Dividend ETF SELECT DIVID ETF 464287168 3262 34832 SH DFND NONE 0 0 34832 iShares U.S. Energy ETF U.S. ENERGY ETF 464287796 389 10388 SH DFND NONE 0 0 10388 iShares U.S. Financial Services ETF U.S. FIN SVC ETF 464287770 7354 61355 SH DFND NONE 0 0 61355 iShares US Pharmaceuticals ETF U.S. PHARMA ETF 464288836 6365 40710 SH DFND NONE 0 0 40710 J.P. Morgan Chase & Co. COM 46625H100 867 9082 SH DFND NONE 0 0 9082 Johnson & Johnson COM 478160104 717 5519 SH DFND NONE 0 0 5519 Kimco Realty Corporation COM 49446R109 227 11620 SH DFND NONE 0 0 11620 Kinder Morgan, Inc. COM 49456B101 1090 56849 SH DFND NONE 0 0 56849 Kopin Corporation COM 500600101 738 177000 SH DFND NONE 0 0 177000 Lexicon Pharmaceuticals, Inc. COM NEW 528872302 266 21611 SH DFND NONE 0 0 21611 Liberty All-Star Equity ETF SH BEN INT 530158104 74 12353 SH DFND NONE 0 0 12353 Ligand Pharmaceuticals, COM NEW 53220K504 205 1508 SH DFND NONE 0 0 1508 Medtronic, PLC SHS G5960L103 515 6623 SH DFND NONE 0 0 6623 Molson Coors Brewing Co. CL B 60871R209 543 6653 SH DFND NONE 0 0 6653 Motorola Solutions, Inc. COM NEW 620076307 398 4690 SH DFND NONE 0 0 4690 New Mountain Finance Corporation COM 647551100 19181 1346026 SH DFND NONE 0 0 1346026 Pfizer Inc. COM 717081103 511 14303 SH DFND NONE 0 0 14303 Philip Morris International Inc. COM 718172109 215 1937 SH DFND NONE 0 0 1937 PolyOne Corporation COM 73179P106 418 10451 SH DFND NONE 0 0 10451 PowerShares Senior Loan Portfolio - SENIOR LN PORT 73936Q769 1069 46160 SH DFND NONE 0 0 46160 Qualcomm Inc. COM 747525103 202 3895 SH DFND NONE 0 0 3895 Regal Entertainment Group CL A 758766109 181 11295 SH DFND NONE 0 0 11295 Rite Aid Corp. COM 767754104 34 17470 SH DFND NONE 0 0 17470 Royal Dutch Shell PLC - ADR B SPON ADR B 780259107 328 5240 SH DFND NONE 0 0 5240 Royal Dutch Shell PLC-ADR A SPONS ADR A 780259206 727 12004 SH DFND NONE 0 0 12004 Sanchez Energy Corp. COM 79970Y105 671 139300 SH DFND NONE 0 0 139300 Sanofi-Aventis - ADR SPONSORED ADR 80105N105 239 4805 SH DFND NONE 0 0 4805 Schwab (Charles) Corp. COM 808513105 202 4628 SH DFND NONE 0 0 4628 Skyworks Solutions, Inc. COM 83088M102 204 2002 SH DFND NONE 0 0 2002 SPDR Gold Shares - ETF GOLD SHS 78463V107 310 2550 SH DFND NONE 0 0 2550 SPDR S&P 500 ETF Trust TR UNIT 78462F103 3775 15027 SH DFND NONE 0 0 15027 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 2979 9129 SH DFND NONE 0 0 9129 Surgery Partners Inc COM 86881A100 138 13296 SH DFND NONE 0 0 13296 Teligent, Inc. COM 87960W104 133 19891 SH DFND NONE 0 0 19891 The JPMorgan MLP Index ETN ALERIAN ML ETN 46625H365 21482 761223 SH DFND NONE 0 0 761223 United Parcel Service Class B CL B 911312106 408 3400 SH DFND NONE 0 0 3400 Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 616 4447 SH DFND NONE 0 0 4447 Vanguard Extended Market ETF EXTEND MKT ETF 922908652 1096 10233 SH DFND NONE 0 0 10233 Vanguard FTSE All-World Ex-US ALLWRLD EX US 922042775 20483 388600 SH DFND NONE 0 0 388600 Vanguard FTSE Developed Markets FTSE DEV MKT ETF 921943858 15371 354094 SH DFND NONE 0 0 354094 Vanguard MSCI Emerging Markets FTSE EMR MKT ETF 922042858 2918 66982 SH DFND NONE 0 0 66982 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 280 3412 SH DFND NONE 0 0 3412 Verizon Communications COM 92343V104 243 4909 SH DFND NONE 0 0 4909 Visa Inc - Class A Shares COM CL A 92826C839 216 2049 SH DFND NONE 0 0 2049 Vodafone Group PLC - SP ADR SPONSORED ADR 92857W308 242 8497 SH DFND NONE 0 0 8497 Weyerhaeuser Company COM 962166104 228 6708 SH DFND NONE 0 0 6708 Whirlpool Corporation COM 963320106 257 1396 SH DFND NONE 0 0 1396