Chief Compliance Officer

0001085146-17-001000.txt : 20170420 0001085146-17-001000.hdr.sgml : 20170420 20170419173748 ACCESSION NUMBER: 0001085146-17-001000 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170420 DATE AS OF CHANGE: 20170419 EFFECTIVENESS DATE: 20170420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 17770827 BUSINESS ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 241 NORTH AVENUE WEST, SUITE 300 CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 03-31-2017 03-31-2017 false Round Table Services, LLC

241 North Avenue West, Suite 300 WESTFIELD NJ 07090

13F HOLDINGS REPORT 028-12173 N Bruce Hyde Chief Compliance Officer 908-789-7310 /s/ Bruce Hyde Westfield NJ 04-18-2017 0 110 278064 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 655 3421 SH DFND 0 0 3421 ABB LTD SPONSORED ADR 000375204 236 10095 SH DFND 0 0 10095 ABBVIE INC COM 00287Y109 212 3257 SH DFND 0 0 3257 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 272 2266 SH DFND 0 0 2266 ADVANCE AUTO PARTS INC COM 00751Y106 229 1543 SH DFND 0 0 1543 ALPHABET INC CAP STK CL A 02079K305 495 584 SH DFND 0 0 584 ALTRIA GROUP INC COM 02209S103 267 3735 SH DFND 0 0 3735 AMAZON COM INC COM 023135106 621 701 SH DFND 0 0 701 APPLE INC COM 037833100 1377 9587 SH DFND 0 0 9587 ARES CAP CORP COM 04010L103 177 10186 SH DFND 0 0 10186 AT&T INC COM 00206R102 518 12469 SH DFND 0 0 12469 ATHENAHEALTH INC COM 04685W103 357 3168 SH DFND 0 0 3168 BCE INC COM NEW 05534B760 215 4860 SH DFND 0 0 4860 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5757 34540 SH DFND 0 0 34540 CALPINE CORP COM NEW 131347304 890 80500 SH DFND 0 0 80500 CF INDS HLDGS INC COM 125269100 294 10000 SH DFND 0 0 10000 CISCO SYS INC COM 17275R102 596 17643 SH DFND 0 0 17643 CLAYMORE EXCHANGE TRD FD TR GUGG MSCI GB ETF 18383Q879 380 14427 SH DFND 0 0 14427 COCA COLA CO COM 191216100 398 9385 SH DFND 0 0 9385 CONSOLIDATED EDISON INC COM 209115104 228 2935 SH DFND 0 0 2935 COPART INC COM 217204106 248 4006 SH DFND 0 0 4006 CROWN HOLDINGS INC COM 228368106 239 4522 SH DFND 0 0 4522 DUKE REALTY CORP COM NEW 264411505 743 28271 SH DFND 0 0 28271 EBAY INC COM 278642103 259 7707 SH DFND 0 0 7707 ENTERPRISE PRODS PARTNERS L COM 293792107 461 16705 SH DFND 0 0 16705 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 244 3175 SH DFND 0 0 3175 EXXON MOBIL CORP COM 30231G102 580 7068 SH DFND 0 0 7068 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 2742 132445 SH DFND 0 0 132445 FS INVT CORP COM 302635107 145 14820 SH DFND 0 0 14820 GENERAL MTRS CO COM 37045V100 236 6677 SH DFND 0 0 6677 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 238 5637 SH DFND 0 0 5637 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 163 21000 SH DFND 0 0 21000 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 257 14800 SH DFND 0 0 14800 HOME DEPOT INC COM 437076102 208 1416 SH DFND 0 0 1416 INNERWORKINGS INC COM 45773Y105 130 13056 SH DFND 0 0 13056 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 857 129500 SH DFND 0 0 129500 INTERNATIONAL BUSINESS MACHS COM 459200101 340 1953 SH DFND 0 0 1953 ISHARES MSCI PAC JP ETF 464286665 6247 139786 SH DFND 0 0 139786 ISHARES TR CORE MSCI EURO 46434V738 2814 63995 SH DFND 0 0 63995 ISHARES TR CORE S&P SCP ETF 464287804 8839 127806 SH DFND 0 0 127806 ISHARES TR CORE S&P500 ETF 464287200 24071 101450 SH DFND 0 0 101450 ISHARES TR CORE US AGGBD ET 464287226 603 5562 SH DFND 0 0 5562 ISHARES TR EUROPE ETF 464287861 8655 206814 SH DFND 0 0 206814 ISHARES TR INTL SEL DIV ETF 464288448 889 28260 SH DFND 0 0 28260 ISHARES TR JP MOR EM MK ETF 464288281 227 1998 SH DFND 0 0 1998 ISHARES TR MSCI AC ASIA ETF 464288182 1142 18145 SH DFND 0 0 18145 ISHARES TR MSCI ACWI EX US 464288240 838 19203 SH DFND 0 0 19203 ISHARES TR MSCI EAFE ETF 464287465 251 4034 SH DFND 0 0 4034 ISHARES TR MSCI EMG MKT ETF 464287234 201 5114 SH DFND 0 0 5114 ISHARES TR RUS 1000 ETF 464287622 15717 119752 SH DFND 0 0 119752 ISHARES TR RUS 1000 GRW ETF 464287614 3320 29174 SH DFND 0 0 29174 ISHARES TR RUS 1000 VAL ETF 464287598 4563 39699 SH DFND 0 0 39699 ISHARES TR RUS 2000 GRW ETF 464287648 3584 22173 SH DFND 0 0 22173 ISHARES TR RUS MID CAP ETF 464287499 22044 117772 SH DFND 0 0 117772 ISHARES TR RUSSELL 2000 ETF 464287655 13218 96144 SH DFND 0 0 96144 ISHARES TR RUSSELL 3000 ETF 464287689 1560 11148 SH DFND 0 0 11148 ISHARES TR S&P 100 ETF 464287101 5171 49389 SH DFND 0 0 49389 ISHARES TR SELECT DIVID ETF 464287168 3687 40472 SH DFND 0 0 40472 ISHARES TR U.S. AER&DEF ETF 464288760 8619 57954 SH DFND 0 0 57954 ISHARES TR U.S. ENERGY ETF 464287796 439 11387 SH DFND 0 0 11387 ISHARES TR U.S. FIN SVC ETF 464287770 8205 75207 SH DFND 0 0 75207 ISHARES TR U.S. PFD STK ETF 464288687 221 5700 SH DFND 0 0 5700 ISHARES TR U.S. PHARMA ETF 464288836 7363 48783 SH DFND 0 0 48783 JOHNSON & JOHNSON COM 478160104 596 4782 SH DFND 0 0 4782 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 26211 811474 SH DFND 0 0 811474 JPMORGAN CHASE & CO COM 46625H100 776 8840 SH DFND 0 0 8840 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 0 140029 SH DFND 0 0 140029 KINDER MORGAN INC DEL COM 49456B101 1178 54189 SH DFND 0 0 54189 KOPIN CORP COM 500600101 726 177000 SH DFND 0 0 177000 LEXICON PHARMACEUTICALS INC COM NEW 528872302 310 21611 SH DFND 0 0 21611 MEDTRONIC PLC SHS G5960L103 356 4424 SH DFND 0 0 4424 MOLSON COORS BREWING CO CL B 60871R209 263 2746 SH DFND 0 0 2746 MOTOROLA SOLUTIONS INC COM NEW 620076307 368 4267 SH DFND 0 0 4267 NEW MTN FIN CORP COM 647551100 15797 1060169 SH DFND 0 0 1060169 NIKE INC CL B 654106103 202 3629 SH DFND 0 0 3629 PFIZER INC COM 717081103 631 18449 SH DFND 0 0 18449 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1044 44900 SH DFND 0 0 44900 PROSHARES TR II PROSHS SHT EUR 74347W742 742 16664 SH DFND 0 0 16664 PUBLIC SVC ENTERPRISE GROUP COM 744573106 215 4859 SH DFND 0 0 4859 QUALCOMM INC COM 747525103 234 4088 SH DFND 0 0 4088 REGAL ENTMT GROUP CL A 758766109 202 8940 SH DFND 0 0 8940 RETROPHIN INC COM 761299106 923 50000 SH DFND 0 0 50000 RITE AID CORP COM 767754104 54 12680 SH DFND 0 0 12680 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 257 4605 SH DFND 0 0 4605 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 633 12004 SH DFND 0 0 12004 SANCHEZ ENERGY CORP COM 79970Y105 995 104300 SH DFND 0 0 104300 SANOFI SPONSORED ADR 80105N105 217 4805 SH DFND 0 0 4805 SCHLUMBERGER LTD COM 806857108 214 2745 SH DFND 0 0 2745 SCHWAB CHARLES CORP NEW COM 808513105 200 4913 SH DFND 0 0 4913 SKYWORKS SOLUTIONS INC COM 83088M102 220 2243 SH DFND 0 0 2243 SPDR GOLD TRUST GOLD SHS 78463V107 303 2550 SH DFND 0 0 2550 SPDR S&P 500 ETF TR TR UNIT 78462F103 4155 17627 SH DFND 0 0 17627 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3299 10561 SH DFND 0 0 10561 SPDR SERIES TRUST S&P PHARMAC 78464A722 221 5290 SH DFND 0 0 5290 SPDR SERIES TRUST S&P REGL BKG 78464A698 242 4440 SH DFND 0 0 4440 SPECTRA ENERGY PARTNERS LP COM 84756N109 243 5561 SH DFND 0 0 5561 TELIGENT INC NEW COM 87960W104 152 19478 SH DFND 0 0 19478 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 4416 217418 SH DFND 0 0 217418 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 307 3791 SH DFND 0 0 3791 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 547 5478 SH DFND 0 0 5478 VANGUARD INDEX FDS REIT ETF 922908553 475 5746 SH DFND 0 0 5746 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 17819 372540 SH DFND 0 0 372540 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 852 21462 SH DFND 0 0 21462 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 682 8550 SH DFND 0 0 8550 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 14383 365967 SH DFND 0 0 365967 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 625 4447 SH DFND 0 0 4447 VERIZON COMMUNICATIONS INC COM 92343V104 263 5398 SH DFND 0 0 5398 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 225 8497 SH DFND 0 0 8497 WALGREENS BOOTS ALLIANCE INC COM 931427108 308 3712 SH DFND 0 0 3712 WEYERHAEUSER CO COM 962166104 231 6792 SH DFND 0 0 6792