0001085146-16-004525.txt : 20161020 0001085146-16-004525.hdr.sgml : 20161020 20161020110552 ACCESSION NUMBER: 0001085146-16-004525 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161020 DATE AS OF CHANGE: 20161020 EFFECTIVENESS DATE: 20161020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 161943824 BUSINESS ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001375664 XXXXXXXX 09-30-2016 09-30-2016 false Round Table Services, LLC

319 LENOX AVENUE WESTFIELD NJ 07090

13F HOLDINGS REPORT 028-12173 N Ushir Shah 908-789-7310 /s/ Ushir Shah Westfield NJ 10-20-2016 0 97 167444 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN GTR CHINA FD INC COM 003031101 95 10400 SH DFND 0 0 10400 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 256 2097 SH DFND 0 0 2097 ADAMS DIVERSIFIED EQUITY FD COM 006212104 233 17700 SH DFND 0 0 17700 ALPHABET INC CAP STK CL A 02079K305 299 372 SH DFND 0 0 372 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 219 39400 SH DFND 0 0 39400 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 143 18800 SH DFND 0 0 18800 ALTRIA GROUP INC COM 02209S103 216 3419 SH DFND 0 0 3419 AMAZON COM INC COM 023135106 543 649 SH DFND 0 0 649 APPLE INC COM 037833100 1095 9323 SH DFND 0 0 9323 AT&T INC COM 00206R102 443 10902 SH DFND 0 0 10902 ATHENAHEALTH INC COM 04685W103 400 3168 SH DFND 0 0 3168 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2979 20618 SH DFND 0 0 20618 BLACKROCK RES & COMM STRAT T SHS 09257A108 243 29800 SH DFND 0 0 29800 BOULDER GROWTH & INCOME FD I COM 101507101 216 25800 SH DFND 0 0 25800 CALPINE CORP COM NEW 131347304 1018 80500 SH DFND 0 0 80500 CENTRAL SECS CORP COM 155123102 244 11500 SH DFND 0 0 11500 CF INDS HLDGS INC COM 125269100 244 10000 SH DFND 0 0 10000 CISCO SYS INC COM 17275R102 347 10942 SH DFND 0 0 10942 CLAYMORE EXCHANGE TRD FD TR GUGG MSCI GB ETF 18383Q879 360 14427 SH DFND 0 0 14427 CLOUGH GLOBAL DIVND AND INC COM 18913Y103 234 19300 SH DFND 0 0 19300 CLOUGH GLOBAL EQUITY FD COM 18914C100 238 20900 SH DFND 0 0 20900 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 231 23900 SH DFND 0 0 23900 CONSOLIDATED EDISON INC COM 209115104 285 3780 SH DFND 0 0 3780 DELAWARE ENHANCED GBL DIV & COM 246060107 242 23900 SH DFND 0 0 23900 DIVIDEND & INCOME FUND COM NEW 25538A204 224 20000 SH DFND 0 0 20000 DUKE REALTY CORP COM NEW 264411505 773 28271 SH DFND 0 0 28271 ENTERPRISE PRODS PARTNERS L COM 293792107 339 12255 SH DFND 0 0 12255 EXXON MOBIL CORP COM 30231G102 408 4674 SH DFND 0 0 4674 FNB CORP PA COM 302520101 129 10485 SH DFND 0 0 10485 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 2811 141550 SH DFND 0 0 141550 FS INVT CORP COM 302635107 140 14820 SH DFND 0 0 14820 GDL FUND COM SH BEN IT 361570104 341 34300 SH DFND 0 0 34300 GENERAL AMERN INVS INC COM 368802104 235 7200 SH DFND 0 0 7200 HARRIS & HARRIS GROUP INC COM 413833104 54 39141 SH DFND 0 0 39141 INNERWORKINGS INC COM 45773Y105 102 10876 SH DFND 0 0 10876 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 1207 129500 SH DFND 0 0 129500 INTERNATIONAL BUSINESS MACHS COM 459200101 238 1496 SH DFND 0 0 1496 ISHARES TR CORE MSCI EURO 46434V738 371 8973 SH DFND 0 0 8973 ISHARES TR CORE RUSSELL VAL 464287663 237 5142 SH DFND 0 0 5142 ISHARES TR CORE S&P SCP ETF 464287804 9750 78536 SH DFND 0 0 78536 ISHARES TR CORE S&P500 ETF 464287200 5577 25636 SH DFND 0 0 25636 ISHARES TR CORE US AGGBD ET 464287226 474 4212 SH DFND 0 0 4212 ISHARES TR EUROPE ETF 464287861 3741 94989 SH DFND 0 0 94989 ISHARES TR INTL SEL DIV ETF 464288448 853 28460 SH DFND 0 0 28460 ISHARES TR MSCI AC ASIA ETF 464288182 577 9529 SH DFND 0 0 9529 ISHARES TR MSCI ACWI EX US 464288240 1229 29636 SH DFND 0 0 29636 ISHARES TR MSCI EAFE ETF 464287465 239 4034 SH DFND 0 0 4034 ISHARES TR MSCI EMG MKT ETF 464287234 875 23356 SH DFND 0 0 23356 ISHARES TR RUS 1000 ETF 464287622 14138 117364 SH DFND 0 0 117364 ISHARES TR RUS 1000 GRW ETF 464287614 2092 20085 SH DFND 0 0 20085 ISHARES TR RUS 1000 VAL ETF 464287598 4259 40319 SH DFND 0 0 40319 ISHARES TR RUS 2000 GRW ETF 464287648 567 3810 SH DFND 0 0 3810 ISHARES TR RUS MID-CAP ETF 464287499 12587 72205 SH DFND 0 0 72205 ISHARES TR RUSSELL 2000 ETF 464287655 6580 52974 SH DFND 0 0 52974 ISHARES TR RUSSELL 3000 ETF 464287689 1244 9702 SH DFND 0 0 9702 ISHARES TR S&P 100 ETF 464287101 4761 49627 SH DFND 0 0 49627 ISHARES TR SELECT DIVID ETF 464287168 3531 41205 SH DFND 0 0 41205 ISHARES TR U.S. PFD STK ETF 464288687 225 5700 SH DFND 0 0 5700 JOHNSON & JOHNSON COM 478160104 525 4442 SH DFND 0 0 4442 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 9698 307864 SH DFND 0 0 307864 JPMORGAN CHASE & CO COM 46625H100 555 8336 SH DFND 0 0 8336 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 2 140029 SH DFND 0 0 140029 KINDER MORGAN INC DEL COM 49456B101 1253 54189 SH DFND 0 0 54189 KOPIN CORP COM 500600101 386 177000 SH DFND 0 0 177000 LAZARD WORLD DIVID & INCOME COM 521076109 205 20300 SH DFND 0 0 20300 LEGG MASON BW GLB INC OPP FD COM 52469B100 224 16500 SH DFND 0 0 16500 LEXICON PHARMACEUTICALS INC COM NEW 528872302 391 21611 SH DFND 0 0 21611 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 236 45500 SH DFND 0 0 45500 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 203 9300 SH DFND 0 0 9300 NEW MTN FIN CORP COM 647551100 18655 1355765 SH DFND 0 0 1355765 PEOPLES UNITED FINANCIAL INC COM 712704105 160 10135 SH DFND 0 0 10135 PFIZER INC COM 717081103 328 9681 SH DFND 0 0 9681 PIONEER FLOATING RATE TR COM 72369J102 1643 139263 SH DFND 0 0 139263 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 129 10000 SH DFND 0 0 10000 PROCTER AND GAMBLE CO COM 742718109 211 2356 SH DFND 0 0 2356 RETROPHIN INC COM 761299106 1343 60000 SH DFND 0 0 60000 RMR REAL ESTATE INCOME FUND COM 76970B101 363 16700 SH DFND 0 0 16700 ROYCE GLOBAL VALUE TR INC COM 78081T104 210 25800 SH DFND 0 0 25800 ROYCE VALUE TR INC COM 780910105 165 13011 SH DFND 0 0 13011 SANCHEZ ENERGY CORP COM 79970Y105 922 104300 SH DFND 0 0 104300 SEACOR HOLDINGS INC COM 811904101 258 4341 SH DFND 0 0 4341 SPDR GOLD TRUST GOLD SHS 78463V107 320 2550 SH DFND 0 0 2550 SPDR S&P 500 ETF TR TR UNIT 78462F103 3502 16191 SH DFND 0 0 16191 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3984 14115 SH DFND 0 0 14115 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 958 26098 SH DFND 0 0 26098 SPDR SERIES TRUST SPDR S&P 1000 ET 78464A847 256 3115 SH DFND 0 0 3115 TELIGENT INC NEW COM 87960W104 101 13287 SH DFND 0 0 13287 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 10357 522542 SH DFND 0 0 522542 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 206 2453 SH DFND 0 0 2453 VANGUARD INDEX FDS REIT ETF 922908553 7399 85306 SH DFND 0 0 85306 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5567 122536 SH DFND 0 0 122536 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1209 32128 SH DFND 0 0 32128 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 710 8810 SH DFND 0 0 8810 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1633 43658 SH DFND 0 0 43658 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 995 7267 SH DFND 0 0 7267 VERIZON COMMUNICATIONS INC COM 92343V104 251 4836 SH DFND 0 0 4836 WEYERHAEUSER CO COM 962166104 200 6248 SH DFND 0 0 6248