0001085146-16-004041.txt : 20160725 0001085146-16-004041.hdr.sgml : 20160725 20160725172016 ACCESSION NUMBER: 0001085146-16-004041 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160725 DATE AS OF CHANGE: 20160725 EFFECTIVENESS DATE: 20160725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 161782691 BUSINESS ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001375664 XXXXXXXX 06-30-2016 06-30-2016 false Round Table Services, LLC

319 LENOX AVENUE WESTFIELD NJ 07090

13F HOLDINGS REPORT 028-12173 N Ushir Shah 908-789-7310 /s/ Ushir Shah Westfield NJ 07-25-2016 0 115 177263 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN GTR CHINA FD INC COM 003031101 87 10400 SH DFND 0 0 10400 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 238 2097 SH DFND 0 0 2097 ADAMS DIVERSIFIED EQUITY FD COM 006212104 224 17700 SH DFND 0 0 17700 ADVANCE AUTO PARTS INC COM 00751Y106 453 2805 SH DFND 0 0 2805 ALLERGAN PLC SHS G0177J108 446 1930 SH DFND 0 0 1930 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 150 12200 SH DFND 0 0 12200 ALPHABET INC CAP STK CL A 02079K305 1117 1587 SH DFND 0 0 1587 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 216 39400 SH DFND 0 0 39400 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 136 18800 SH DFND 0 0 18800 ALTRIA GROUP INC COM 02209S103 234 3392 SH DFND 0 0 3392 AMAZON COM INC COM 023135106 250 349 SH DFND 0 0 349 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 179 11260 SH DFND 0 0 11260 APPLE INC COM 037833100 1386 14503 SH DFND 0 0 14503 APPLE INC COM 037833100 12 7000 SH Call DFND 0 0 70 AT&T INC COM 00206R102 535 12377 SH DFND 0 0 12377 ATHENAHEALTH INC COM 04685W103 437 3168 SH DFND 0 0 3168 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3689 17 SH DFND 0 0 17 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2986 20620 SH DFND 0 0 20620 BLACKROCK RES & COMM STRAT T SHS 09257A108 229 29800 SH DFND 0 0 29800 BOULDER GROWTH & INCOME FD I COM 101507101 210 25800 SH DFND 0 0 25800 BRISTOL MYERS SQUIBB CO COM 110122108 227 3087 SH DFND 0 0 3087 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 243 18500 SH DFND 0 0 18500 CALAMOS GBL DYN INCOME FUND COM 12811L107 192 27400 SH DFND 0 0 27400 CALPINE CORP COM NEW 131347304 1187 80500 SH DFND 0 0 80500 CENTRAL SECS CORP COM 155123102 226 11500 SH DFND 0 0 11500 CF INDS HLDGS INC COM 125269100 241 10000 SH DFND 0 0 10000 CISCO SYS INC COM 17275R102 857 29887 SH DFND 0 0 29887 CLAYMORE EXCHANGE TRD FD TR GUGG MSCI GB ETF 18383Q879 329 14427 SH DFND 0 0 14427 CLOUGH GLOBAL ALLOCATION FD COM 18913Y103 226 19300 SH DFND 0 0 19300 CLOUGH GLOBAL EQUITY FD COM 18914C100 224 20900 SH DFND 0 0 20900 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 223 23900 SH DFND 0 0 23900 CONSOLIDATED EDISON INC COM 209115104 307 3814 SH DFND 0 0 3814 COPART INC COM 217204106 497 10140 SH DFND 0 0 10140 CROWN HOLDINGS INC COM 228368106 423 8355 SH DFND 0 0 8355 DELAWARE ENHANCED GBL DIV & COM 246060107 230 23900 SH DFND 0 0 23900 DIVIDEND & INCOME FUND COM NEW 25538A204 218 20000 SH DFND 0 0 20000 DUKE REALTY CORP COM NEW 264411505 807 30271 SH DFND 0 0 30271 EBAY INC COM 278642103 443 18933 SH DFND 0 0 18933 ENTERPRISE PRODS PARTNERS L COM 293792107 205 7000 SH DFND 0 0 7000 EXXON MOBIL CORP COM 30231G102 438 4674 SH DFND 0 0 4674 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 2450 141550 SH DFND 0 0 141550 GDL FUND COM SH BEN IT 361570104 341 34300 SH DFND 0 0 34300 GENERAL AMERN INVS INC COM 368802104 222 7200 SH DFND 0 0 7200 HARRIS & HARRIS GROUP INC COM 413833104 63 39141 SH DFND 0 0 39141 INNERWORKINGS INC COM 45773Y105 90 10849 SH DFND 0 0 10849 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 1197 129500 SH DFND 0 0 129500 INTERNATIONAL BUSINESS MACHS COM 459200101 246 1620 SH DFND 0 0 1620 ISHARES TR CORE MSCI EURO 46434V738 3211 81302 SH DFND 0 0 81302 ISHARES TR CORE S&P SCP ETF 464287804 9229 79416 SH DFND 0 0 79416 ISHARES TR CORE S&P500 ETF 464287200 4399 20899 SH DFND 0 0 20899 ISHARES TR CORE US AGGBD ET 464287226 491 4362 SH DFND 0 0 4362 ISHARES TR CORE US VAL ETF 464287663 257 1914 SH DFND 0 0 1914 ISHARES TR EUROPE ETF 464287861 3836 101511 SH DFND 0 0 101511 ISHARES TR MSCI AC ASIA ETF 464288182 1001 18309 SH DFND 0 0 18309 ISHARES TR MSCI ACWI EX US 464288240 1283 32927 SH DFND 0 0 32927 ISHARES TR MSCI EAFE ETF 464287465 284 5079 SH DFND 0 0 5079 ISHARES TR MSCI EMG MKT ETF 464287234 1587 46192 SH DFND 0 0 46192 ISHARES TR RUS 1000 ETF 464287622 14723 125957 SH DFND 0 0 125957 ISHARES TR RUS 1000 GRW ETF 464287614 2658 26488 SH DFND 0 0 26488 ISHARES TR RUS 1000 VAL ETF 464287598 4464 43243 SH DFND 0 0 43243 ISHARES TR RUS 2000 GRW ETF 464287648 907 6609 SH DFND 0 0 6609 ISHARES TR RUS MID-CAP ETF 464287499 11537 68594 SH DFND 0 0 68594 ISHARES TR RUSSELL 2000 ETF 464287655 5352 46548 SH DFND 0 0 46548 ISHARES TR RUSSELL 3000 ETF 464287689 1423 11476 SH DFND 0 0 11476 ISHARES TR S&P 100 ETF 464287101 4610 49627 SH DFND 0 0 49627 ISHARES TR SELECT DIVID ETF 464287168 3512 41185 SH DFND 0 0 41185 ISHARES TR U.S. ENERGY ETF 464287796 1463 38148 SH DFND 0 0 38148 ISHARES TR U.S. PFD STK ETF 464288687 227 5700 SH DFND 0 0 5700 JOHNSON & JOHNSON COM 478160104 525 4331 SH DFND 0 0 4331 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 8008 251758 SH DFND 0 0 251758 JPMORGAN CHASE & CO COM 46625H100 527 8485 SH DFND 0 0 8485 KELLOGG CO COM 487836108 451 5519 SH DFND 0 0 5519 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 2 140000 SH DFND 0 0 140000 KINDER MORGAN INC DEL COM 49456B101 1014 54170 SH DFND 0 0 54170 KOPIN CORP COM 500600101 393 177100 SH DFND 0 0 177100 LAZARD GLB TTL RET&INCM FD I COM 52106W103 232 17700 SH DFND 0 0 17700 LAZARD WORLD DIVID & INCOME COM 521076109 183 20300 SH DFND 0 0 20300 LEGG MASON BW GLB INC OPP FD COM 52469B100 214 16500 SH DFND 0 0 16500 LEXICON PHARMACEUTICALS INC COM NEW 528872302 310 21611 SH DFND 0 0 21611 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 228 45500 SH DFND 0 0 45500 MADISON SQUARE GARDEN CO NEW CL A 55825T103 392 2273 SH DFND 0 0 2273 MERCK & CO INC COM 58933Y105 200 3473 SH DFND 0 0 3473 MOLSON COORS BREWING CO CL B 60871R209 436 4311 SH DFND 0 0 4311 MORGAN STANLEY EMER MKTS DEB COM 61744H105 327 35300 SH DFND 0 0 35300 NEW MTN FIN CORP COM 647551100 15853 1228886 SH DFND 0 0 1228886 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 206 5163 SH DFND 0 0 5163 NUVEEN REAL ASSET INC & GROW COM 67074Y105 198 11700 SH DFND 0 0 11700 PEOPLES UNITED FINANCIAL INC COM 712704105 149 10135 SH DFND 0 0 10135 PFIZER INC COM 717081103 702 19928 SH DFND 0 0 19928 PIONEER FLOATING RATE TR COM 72369J102 1569 139263 SH DFND 0 0 139263 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 104 10000 SH DFND 0 0 10000 PROCTER & GAMBLE CO COM 742718109 609 7197 SH DFND 0 0 7197 RETROPHIN INC COM 761299106 1069 60000 SH DFND 0 0 60000 RMR REAL ESTATE INCOME FUND COM 76970B101 358 16700 SH DFND 0 0 16700 ROYCE GLOBAL VALUE TR INC COM 78081T104 196 25800 SH DFND 0 0 25800 ROYCE VALUE TR INC COM 780910105 150 12762 SH DFND 0 0 12762 SEACOR HOLDINGS INC COM 811904101 252 4341 SH DFND 0 0 4341 SKYWORKS SOLUTIONS INC COM 83088M102 405 6401 SH DFND 0 0 6401 SPDR S&P 500 ETF TR TR UNIT 78462F103 3655 17447 SH DFND 0 0 17447 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3895 14306 SH DFND 0 0 14306 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 931 26092 SH DFND 0 0 26092 SPROTT FOCUS TR INC COM 85208J109 209 32600 SH DFND 0 0 32600 TELIGENT INC NEW COM 87960W104 111 15577 SH DFND 0 0 15577 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 10240 512751 SH DFND 0 0 512751 UNION PAC CORP COM 907818108 302 3462 SH DFND 0 0 3462 VANGUARD INDEX FDS REIT ETF 922908553 6805 76740 SH DFND 0 0 76740 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 6085 142013 SH DFND 0 0 142013 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1958 55570 SH DFND 0 0 55570 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 712 8810 SH DFND 0 0 8810 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2767 78244 SH DFND 0 0 78244 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1026 7267 SH DFND 0 0 7267 VERIZON COMMUNICATIONS INC COM 92343V104 254 4558 SH DFND 0 0 4558 VOYA INFRASTRUCTURE INDLS & COM 92912X101 130 10500 SH DFND 0 0 10500 WESTERN ASSET WORLDWIDE INCO COM 957668106 193 17600 SH DFND 0 0 17600 ZOETIS INC CL A 98978V103 708 14915 SH DFND 0 0 14915