0001085146-16-003457.txt : 20160415
0001085146-16-003457.hdr.sgml : 20160415
20160414192112
ACCESSION NUMBER: 0001085146-16-003457
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160415
DATE AS OF CHANGE: 20160414
EFFECTIVENESS DATE: 20160415
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Round Table Services, LLC
CENTRAL INDEX KEY: 0001375664
IRS NUMBER: 223671237
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12173
FILM NUMBER: 161572867
BUSINESS ADDRESS:
STREET 1: 319 LENOX AVENUE
CITY: WESTFIELD
STATE: NJ
ZIP: 07090
BUSINESS PHONE: 9087897310
MAIL ADDRESS:
STREET 1: 319 LENOX AVENUE
CITY: WESTFIELD
STATE: NJ
ZIP: 07090
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001375664
XXXXXXXX
03-31-2016
03-31-2016
false
Round Table Services, LLC
319 LENOX AVENUE
WESTFIELD
NJ
07090
13F HOLDINGS REPORT
028-12173
N
Ushir Shah
Chief Compliance Officer
908-789-7310
/s/ Ushir Shah
Westfield
NJ
04-13-2016
0
117
160088
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
239
2068
SH
DFND
0
0
2068
ADVANCE AUTO PARTS INC
COM
00751Y106
492
3066
SH
DFND
0
0
3066
ADVENT CLAY CONV SEC INC FD
COM
007639107
291
53600
SH
DFND
0
0
53600
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
194
14700
SH
DFND
0
0
14700
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
177
14400
SH
DFND
0
0
14400
ALPHABET INC
CAP STK CL A
02079K305
908
1190
SH
DFND
0
0
1190
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
190
33900
SH
DFND
0
0
33900
ALPINE TOTAL DYNAMIC DIVID F
COM SH BEN INT N
021060207
141
18800
SH
DFND
0
0
18800
ALTRIA GROUP INC
COM
02209S103
206
3281
SH
DFND
0
0
3281
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
172
10345
SH
DFND
0
0
10345
APPLE INC
COM
037833100
1966
24477
SH
DFND
0
0
24477
ASA GOLD AND PRECIOUS MTLS L
SHS
G3156P103
141
13800
SH
DFND
0
0
13800
AT&T INC
COM
00206R102
477
12170
SH
DFND
0
0
12170
ATHENAHEALTH INC
COM
04685W103
440
3168
SH
DFND
0
0
3168
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3629
17
SH
DFND
0
0
17
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1661
11705
SH
DFND
0
0
11705
BLACKROCK RES & COMM STRAT T
SHS
09257A108
141
19500
SH
DFND
0
0
19500
BOULDER GROWTH & INCOME FD I
COM
101507101
203
25800
SH
DFND
0
0
25800
BRISTOL MYERS SQUIBB CO
COM
110122108
206
3226
SH
DFND
0
0
3226
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
184
16200
SH
DFND
0
0
16200
CALAMOS GBL DYN INCOME FUND
COM
12811L107
193
27400
SH
DFND
0
0
27400
CALPINE CORP
COM NEW
131347304
1221
80500
SH
DFND
0
0
80500
CISCO SYS INC
COM
17275R102
861
30235
SH
DFND
0
0
30235
CLAYMORE EXCHANGE TRD FD TR
GUGG TIMBER ETF
18383Q879
333
14427
SH
DFND
0
0
14427
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
166
17300
SH
DFND
0
0
17300
CONSOLIDATED EDISON INC
COM
209115104
291
3800
SH
DFND
0
0
3800
COPART INC
COM
217204106
584
14333
SH
DFND
0
0
14333
CUSHING RENAISSANCE FD
COM
231647108
175
12500
SH
DFND
0
0
12500
DECKERS OUTDOOR CORP
COM
243537107
303
5053
SH
DFND
0
0
5053
DELAWARE ENHANCED GBL DIV &
COM
246060107
174
19000
SH
DFND
0
0
19000
DIVIDEND & INCOME FUND
COM NEW
25538A204
192
17200
SH
DFND
0
0
17200
DUFF & PHELPS GLB UTL INC FD
COM
26433C105
369
23200
SH
DFND
0
0
23200
DUKE REALTY CORP
COM NEW
264411505
682
30271
SH
DFND
0
0
30271
EBAY INC
COM
278642103
404
16931
SH
DFND
0
0
16931
ENTERPRISE PRODS PARTNERS L
COM
293792107
200
8140
SH
DFND
0
0
8140
EXXON MOBIL CORP
COM
30231G102
389
4655
SH
DFND
0
0
4655
FIDELITY NATL INFORMATION SV
COM
31620M106
341
5388
SH
DFND
0
0
5388
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
1868
141550
SH
DFND
0
0
141550
GDL FUND
COM SH BEN IT
361570104
344
34300
SH
DFND
0
0
34300
GENERAL ELECTRIC CO
COM
369604103
225
7082
SH
DFND
0
0
7082
HARRIS & HARRIS GROUP INC
COM
413833104
65
39141
SH
DFND
0
0
39141
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
277
13908
SH
DFND
0
0
13908
INNERWORKINGS INC
COM
45773Y105
86
10849
SH
DFND
0
0
10849
INOVIO PHARMACEUTICALS INC
COM NEW
45773H201
640
73500
SH
DFND
0
0
73500
INTERNATIONAL BUSINESS MACHS
COM
459200101
245
1614
SH
DFND
0
0
1614
ISHARES TR
S&P 100 ETF
464287101
4534
49627
SH
DFND
0
0
49627
ISHARES TR
SELECT DIVID ETF
464287168
3391
41520
SH
DFND
0
0
41520
ISHARES TR
CORE S&P500 ETF
464287200
3072
14866
SH
DFND
0
0
14866
ISHARES TR
CORE US AGGBD ET
464287226
582
5254
SH
DFND
0
0
5254
ISHARES TR
MSCI EMG MKT ETF
464287234
1582
46192
SH
DFND
0
0
46192
ISHARES TR
MSCI EAFE ETF
464287465
290
5079
SH
DFND
0
0
5079
ISHARES TR
RUS MID-CAP ETF
464287499
9682
59428
SH
DFND
0
0
59428
ISHARES TR
RUS 1000 VAL ETF
464287598
4306
43577
SH
DFND
0
0
43577
ISHARES TR
RUS 1000 GRW ETF
464287614
2811
28168
SH
DFND
0
0
28168
ISHARES TR
RUS 1000 ETF
464287622
14789
129647
SH
DFND
0
0
129647
ISHARES TR
RUS 2000 GRW ETF
464287648
1051
7926
SH
DFND
0
0
7926
ISHARES TR
RUSSELL 2000 ETF
464287655
5396
48776
SH
DFND
0
0
48776
ISHARES TR
CORE US VAL ETF
464287663
246
1914
SH
DFND
0
0
1914
ISHARES TR
RUSSELL 3000 ETF
464287689
1544
12776
SH
DFND
0
0
12776
ISHARES TR
U.S. ENERGY ETF
464287796
1326
38126
SH
DFND
0
0
38126
ISHARES TR
CORE S&P SCP ETF
464287804
6323
56166
SH
DFND
0
0
56166
ISHARES TR
EUROPE ETF
464287861
4200
107379
SH
DFND
0
0
107379
ISHARES TR
MSCI AC ASIA ETF
464288182
1625
29737
SH
DFND
0
0
29737
ISHARES TR
MSCI ACWI EX US
464288240
1337
33871
SH
DFND
0
0
33871
ISHARES TR
U.S. PFD STK ETF
464288687
222
5700
SH
DFND
0
0
5700
ISHARES TR
CORE MSCI EURO
46434V738
3725
90670
SH
DFND
0
0
90670
JOHNSON & JOHNSON
COM
478160104
473
4374
SH
DFND
0
0
4374
JPMORGAN CHASE & CO
COM
46625H100
525
8868
SH
DFND
0
0
8868
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
5063
186898
SH
DFND
0
0
186898
KELLOGG CO
COM
487836108
696
9093
SH
DFND
0
0
9093
KINDER MORGAN INC DEL
COM
49456B101
967
54170
SH
DFND
0
0
54170
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
5
140000
SH
DFND
0
0
140000
KOPIN CORP
COM
500600101
294
177000
SH
DFND
0
0
177000
LAZARD WORLD DIVID & INCOME
COM
521076109
183
20300
SH
DFND
0
0
20300
LEGG MASON BW GLB INC OPP FD
COM
52469B100
204
16500
SH
DFND
0
0
16500
LEXICON PHARMACEUTICALS INC
COM NEW
528872302
258
21611
SH
DFND
0
0
21611
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
143
28700
SH
DFND
0
0
28700
MADISON SQUARE GARDEN CO NEW
CL A
55825T103
414
2487
SH
DFND
0
0
2487
MARKET VECTORS ETF TR
EMKT HIYLD BD
57061R403
690
30087
SH
DFND
0
0
30087
MOLSON COORS BREWING CO
CL B
60871R209
446
4638
SH
DFND
0
0
4638
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
310
35300
SH
DFND
0
0
35300
NEW MTN FIN CORP
COM
647551100
14443
1142617
SH
DFND
0
0
1142617
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
455
8238
SH
DFND
0
0
8238
NUVEEN REAL ASSET INC & GROW
COM
67074Y105
180
11700
SH
DFND
0
0
11700
PEOPLES UNITED FINANCIAL INC
COM
712704105
161
10135
SH
DFND
0
0
10135
PFIZER INC
COM
717081103
743
25057
SH
DFND
0
0
25057
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
225
2130
SH
DFND
0
0
2130
PIONEER FLOATING RATE TR
COM
72369J102
1558
139263
SH
DFND
0
0
139263
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
87
10000
SH
DFND
0
0
10000
PRINCIPAL REAL ESTATE INCOME
SHS BEN INT
74255X104
172
10400
SH
DFND
0
0
10400
PROCTER & GAMBLE CO
COM
742718109
685
8322
SH
DFND
0
0
8322
RETROPHIN INC
COM
761299106
820
60000
SH
DFND
0
0
60000
RMR REAL ESTATE INCOME FUND
COM
76970B101
322
16700
SH
DFND
0
0
16700
ROYCE GLOBAL VALUE TR INC
COM
78081T104
181
24600
SH
DFND
0
0
24600
ROYCE VALUE TR INC
COM
780910105
144
12270
SH
DFND
0
0
12270
SEACOR HOLDINGS INC
COM
811904101
236
4341
SH
DFND
0
0
4341
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2794
13595
SH
DFND
0
0
13595
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
3384
12880
SH
DFND
0
0
12880
SPROTT FOCUS TR INC
COM
85208J109
199
32600
SH
DFND
0
0
32600
STONE HBR EMERG MKTS TL INC
COM
86164W100
155
12532
SH
DFND
0
0
12532
TEKLA WORLD HEALTHCARE FD
BEN INT SHS
87911L108
164
11700
SH
DFND
0
0
11700
TELIGENT INC NEW
COM
87960W104
76
15577
SH
DFND
0
0
15577
UBS AG LONDON BRH
ETRAC ALER MLP
90267B682
8357
491884
SH
DFND
0
0
491884
UNION PAC CORP
COM
907818108
386
4856
SH
DFND
0
0
4856
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
255
1351
SH
DFND
0
0
1351
VANGUARD INDEX FDS
REIT ETF
922908553
5169
61682
SH
DFND
0
0
61682
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
3546
82169
SH
DFND
0
0
82169
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1883
54440
SH
DFND
0
0
54440
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
705
8810
SH
DFND
0
0
8810
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
3512
97882
SH
DFND
0
0
97882
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
983
7267
SH
DFND
0
0
7267
VOYA INFRASTRUCTURE INDLS &
COM
92912X101
131
10500
SH
DFND
0
0
10500
WESTERN ASSET EMRG MKT INCM
COM
95766E103
281
27400
SH
DFND
0
0
27400
WESTERN ASSET WORLDWIDE INCO
COM
957668106
183
17600
SH
DFND
0
0
17600
WISDOMTREE TR
LARGECAP DIVID
97717W307
434
5910
SH
DFND
0
0
5910
WISDOMTREE TR
WSDM EMKTBD FD
97717X784
991
14760
SH
DFND
0
0
14760
ZOETIS INC
CL A
98978V103
697
15721
SH
DFND
0
0
15721