0001085146-16-002671.txt : 20160126 0001085146-16-002671.hdr.sgml : 20160126 20160126065545 ACCESSION NUMBER: 0001085146-16-002671 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160126 DATE AS OF CHANGE: 20160126 EFFECTIVENESS DATE: 20160126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 161359948 BUSINESS ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 12-31-2015 12-31-2015 false Round Table Services, LLC

319 LENOX AVENUE WESTFIELD NJ 07090

13F HOLDINGS REPORT 028-12173 N Ushir Shah 908-789-7310 /s/ Ushir Shah Westfield NJ 01-20-2016 0 99 137542 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABERDEEN ASIA PACIFIC INCOM COM 003009107 101 22000 SH DFND 0 0 22000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 212 2032 SH DFND 0 0 2032 ADAMS DIVERSIFIED EQUITY FD COM 006212104 154 12030 SH DFND 0 0 12030 ADVANCE AUTO PARTS INC COM 00751Y106 374 2482 SH DFND 0 0 2482 ADVENT CLAY CONV SEC INC FD COM 007639107 297 53600 SH DFND 0 0 53600 ADVENT CLAYMORE CV SECS & IN COM 00764C109 199 14700 SH DFND 0 0 14700 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 196 33900 SH DFND 0 0 33900 APPLE INC COM 037833100 1600 15201 SH DFND 0 0 15201 APPLE INC COM 037833100 70 9500 SH Call DFND 0 0 9500 ATHENAHEALTH INC COM 04685W103 510 3168 SH DFND 0 0 3168 BAXALTA INC COM 07177M103 320 8205 SH DFND 0 0 8205 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1780 9 SH DFND 0 0 9 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 412 3118 SH DFND 0 0 3118 BOULDER GROWTH & INCOME FD I COM 101507101 200 25800 SH DFND 0 0 25800 CALAMOS GBL DYN INCOME FUND COM 12811L107 196 27400 SH DFND 0 0 27400 CALPINE CORP COM NEW 131347304 658 45500 SH DFND 0 0 45500 CISCO SYS INC COM 17275R102 445 16378 SH DFND 0 0 16378 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 340 14427 SH DFND 0 0 14427 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 147 14100 SH DFND 0 0 14100 COPART INC COM 217204106 267 7029 SH DFND 0 0 7029 CUSHING MLP TOTAL RETURN FD COM NEW 231631201 114 10660 SH DFND 0 0 10660 CUSHING RENAISSANCE FD COM 231647108 178 12500 SH DFND 0 0 12500 DIVIDEND & INCOME FUND COM NEW 25538A204 189 17200 SH DFND 0 0 17200 DUFF & PHELPS GLB UTL INC FD COM 26433C105 342 23200 SH DFND 0 0 23200 DUKE REALTY CORP COM NEW 264411505 636 30271 SH DFND 0 0 30271 ENTERPRISE PRODS PARTNERS L COM 293792107 208 8140 SH DFND 0 0 8140 FIDELITY NATL INFORMATION SV COM 31620M106 219 3622 SH DFND 0 0 3622 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 188 18600 SH DFND 0 0 18600 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 1764 141550 SH DFND 0 0 141550 GDL FUND COM SH BEN IT 361570104 343 34300 SH DFND 0 0 34300 HARRIS & HARRIS GROUP INC COM 413833104 86 39141 SH DFND 0 0 39141 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 293 13475 SH DFND 0 0 13475 INNERWORKINGS INC COM 45773Y105 81 10849 SH DFND 0 0 10849 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 494 73500 SH DFND 0 0 73500 ISHARES TR CORE MSCI EURO 46434V738 3365 79660 SH DFND 0 0 79660 ISHARES TR CORE S&P SCP ETF 464287804 6221 56496 SH DFND 0 0 56496 ISHARES TR CORE S&P500 ETF 464287200 2987 14582 SH DFND 0 0 14582 ISHARES TR CORE US AGGBD ET 464287226 504 4664 SH DFND 0 0 4664 ISHARES TR CORE US VAL ETF 464287663 244 1914 SH DFND 0 0 1914 ISHARES TR EUROPE ETF 464287861 2334 58194 SH DFND 0 0 58194 ISHARES TR MSCI AC ASIA ETF 464288182 3230 60467 SH DFND 0 0 60467 ISHARES TR MSCI ACWI EX US 464288240 1413 35661 SH DFND 0 0 35661 ISHARES TR MSCI EAFE ETF 464287465 298 5079 SH DFND 0 0 5079 ISHARES TR MSCI EMG MKT ETF 464287234 1489 46242 SH DFND 0 0 46242 ISHARES TR RUS 1000 ETF 464287622 14658 129360 SH DFND 0 0 129360 ISHARES TR RUS 1000 GRW ETF 464287614 2974 29898 SH DFND 0 0 29898 ISHARES TR RUS 1000 VAL ETF 464287598 4390 44857 SH DFND 0 0 44857 ISHARES TR RUS 2000 GRW ETF 464287648 1105 7935 SH DFND 0 0 7935 ISHARES TR RUS MID-CAP ETF 464287499 4073 25428 SH DFND 0 0 25428 ISHARES TR RUSSELL 2000 ETF 464287655 5725 50835 SH DFND 0 0 50835 ISHARES TR RUSSELL 3000 ETF 464287689 1506 12515 SH DFND 0 0 12515 ISHARES TR S&P 100 ETF 464287101 4524 49627 SH DFND 0 0 49627 ISHARES TR SELECT DIVID ETF 464287168 3124 41571 SH DFND 0 0 41571 ISHARES TR U.S. ENERGY ETF 464287796 2009 59341 SH DFND 0 0 59341 ISHARES TR U.S. PFD STK ETF 464288687 216 5550 SH DFND 0 0 5550 JOHNSON & JOHNSON COM 478160104 412 4015 SH DFND 0 0 4015 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 3975 137218 SH DFND 0 0 137218 JPMORGAN CHASE & CO COM 46625H100 282 4265 SH DFND 0 0 4265 KELLOGG CO COM 487836108 504 6980 SH DFND 0 0 6980 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 8 140000 SH DFND 0 0 140000 KINDER MORGAN INC DEL COM 49456B101 271 18170 SH DFND 0 0 18170 KOPIN CORP COM 500600101 481 177000 SH DFND 0 0 177000 LAZARD WORLD DIVID & INCOME COM 521076109 130 14280 SH DFND 0 0 14280 LEGG MASON BW GLB INC OPP FD COM 52469B100 191 16500 SH DFND 0 0 16500 LEXICON PHARMACEUTICALS INC COM NEW 528872302 288 21611 SH DFND 0 0 21611 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 133 24900 SH DFND 0 0 24900 MADISON SQUARE GARDEN CO NEW CL A 55825T103 257 1587 SH DFND 0 0 1587 MARKET VECTORS ETF TR EMKT HIYLD BD 57061R403 666 30087 SH DFND 0 0 30087 MORGAN STANLEY EMER MKTS DEB COM 61744H105 303 35300 SH DFND 0 0 35300 NEW MTN FIN CORP COM 647551100 12834 985695 SH DFND 0 0 985695 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 277 4722 SH DFND 0 0 4722 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 264 19200 SH DFND 0 0 19200 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 157 12400 SH DFND 0 0 12400 NUVEEN MICH QUALITY INCOME M COM 670979103 256 18700 SH DFND 0 0 18700 PFIZER INC COM 717081103 456 14111 SH DFND 0 0 14111 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 222 2130 SH DFND 0 0 2130 PIONEER FLOATING RATE TR COM 72369J102 1558 143590 SH DFND 0 0 143590 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 95 10000 SH DFND 0 0 10000 PROCTER & GAMBLE CO COM 742718109 445 5606 SH DFND 0 0 5606 RETROPHIN INC COM 761299106 1157 60000 SH DFND 0 0 60000 RMR REAL ESTATE INCOME FUND COM 76970B101 322 16700 SH DFND 0 0 16700 SEACOR HOLDINGS INC COM 811904101 228 4341 SH DFND 0 0 4341 SPDR S&P 500 ETF TR TR UNIT 78462F103 2035 9981 SH DFND 0 0 9981 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2004 7888 SH DFND 0 0 7888 SPROTT FOCUS TR INC COM 85208J109 189 32600 SH DFND 0 0 32600 STONE HBR EMERG MKTS TL INC COM 86164W100 142 12532 SH DFND 0 0 12532 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 8531 468232 SH DFND 0 0 468232 VANGUARD INDEX FDS REIT ETF 922908553 4776 59896 SH DFND 0 0 59896 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 253 1351 SH DFND 0 0 1351 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3675 84664 SH DFND 0 0 84664 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2766 84575 SH DFND 0 0 84575 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3537 96312 SH DFND 0 0 96312 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 938 7267 SH DFND 0 0 7267 VOYA INFRASTRUCTURE INDLS & COM 92912X101 129 10500 SH DFND 0 0 10500 WESTERN ASSET EMRG MKT INCM COM 95766E103 267 27400 SH DFND 0 0 27400 WESTERN ASSET WORLDWIDE INCO COM 957668106 177 17600 SH DFND 0 0 17600 WISDOMTREE TR LARGECAP DIVID 97717W307 561 7886 SH DFND 0 0 7886 WISDOMTREE TR WSDM EMKTBD FD 97717X784 968 14760 SH DFND 0 0 14760 ZOETIS INC CL A 98978V103 420 8772 SH DFND 0 0 8772