0001085146-15-002007.txt : 20151015 0001085146-15-002007.hdr.sgml : 20151015 20151014212529 ACCESSION NUMBER: 0001085146-15-002007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151015 DATE AS OF CHANGE: 20151014 EFFECTIVENESS DATE: 20151015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 151159070 BUSINESS ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 09-30-2015 09-30-2015 false Round Table Services, LLC

319 LENOX AVENUE WESTFIELD NJ 07090

13F HOLDINGS REPORT 028-12173 N Ushir Shah 908-789-7310 /s/ Ushir Shah Westfield NJ 10-14-2015 0 97 136041 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACCENTURE PLC IRELAND SHS CLASS A G1151C101 200 2032 SH DFND 0 0 2032 ADAMS DIVERSIFIED EQUITY FD COM 006212104 144 11330 SH DFND 0 0 11330 ADVANCE AUTO PARTS INC COM 00751Y106 481 2538 SH DFND 0 0 2538 ADVENT CLAY CONV SEC INC FD COM 007639107 290 53600 SH DFND 0 0 53600 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 256 31200 SH DFND 0 0 31200 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 174 31100 SH DFND 0 0 31100 APPLE INC COM 037833100 1618 14671 SH DFND 0 0 14671 ATHENAHEALTH INC COM 04685W103 422 3168 SH DFND 0 0 3168 BAXALTA INC COM 07177M103 266 8457 SH DFND 0 0 8457 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1952 10 SH DFND 0 0 10 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 333 2550 SH DFND 0 0 2550 CALPINE CORP COM NEW 131347304 664 45500 SH DFND 0 0 45500 CISCO SYS INC COM 17275R102 283 10792 SH DFND 0 0 10792 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 322 14427 SH DFND 0 0 14427 COHEN & STEERS QUALITY RLTY COM 19247L106 220 19500 SH DFND 0 0 19500 CUSHING MLP TOTAL RETURN FD COM NEW 231631201 125 10660 SH DFND 0 0 10660 DUFF & PHELPS GLB UTL INC FD COM 26433C105 185 12200 SH DFND 0 0 12200 DUKE REALTY CORP COM NEW 264411505 757 39731 SH DFND 0 0 39731 E M C CORP MASS COM 268648102 301 12471 SH DFND 0 0 12471 ENTERPRISE PRODS PARTNERS L COM 293792107 203 8140 SH DFND 0 0 8140 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 180 18600 SH DFND 0 0 18600 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 1728 141550 SH DFND 0 0 141550 GABELLI HLTHCARE & WELLNESS SHS 36246K103 114 11800 SH DFND 0 0 11800 GDL FUND COM SH BEN IT 361570104 336 34300 SH DFND 0 0 34300 GLOBAL HIGH INCOME FUND INC COM 37933G108 164 21200 SH DFND 0 0 21200 GOOGLE INC CL A 38259P508 486 762 SH DFND 0 0 762 HARRIS & HARRIS GROUP INC COM 413833104 84 39141 SH DFND 0 0 39141 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 265 13043 SH DFND 0 0 13043 IGI LABS INC COM 449575109 90 13786 SH DFND 0 0 13786 INNERWORKINGS INC COM 45773Y105 68 10849 SH DFND 0 0 10849 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 425 73500 SH DFND 0 0 73500 INTERNATIONAL BUSINESS MACHS COM 459200101 324 2236 SH DFND 0 0 2236 ISHARES TR S&P 100 ETF 464287101 4576 53977 SH DFND 0 0 53977 ISHARES TR SELECT DIVID ETF 464287168 3021 41526 SH DFND 0 0 41526 ISHARES TR CORE S&P500 ETF 464287200 2885 14969 SH DFND 0 0 14969 ISHARES TR CORE US AGGBD ET 464287226 511 4664 SH DFND 0 0 4664 ISHARES TR MSCI EMG MKT ETF 464287234 1629 49709 SH DFND 0 0 49709 ISHARES TR MSCI EAFE ETF 464287465 316 5509 SH DFND 0 0 5509 ISHARES TR RUS MID-CAP ETF 464287499 4181 26876 SH DFND 0 0 26876 ISHARES TR RUS 1000 VAL ETF 464287598 3306 35446 SH DFND 0 0 35446 ISHARES TR RUS 1000 GRW ETF 464287614 2961 31837 SH DFND 0 0 31837 ISHARES TR RUS 1000 ETF 464287622 14286 133456 SH DFND 0 0 133456 ISHARES TR RUS 2000 GRW ETF 464287648 595 4445 SH DFND 0 0 4445 ISHARES TR RUSSELL 2000 ETF 464287655 5378 49247 SH DFND 0 0 49247 ISHARES TR CORE US VAL ETF 464287663 233 1914 SH DFND 0 0 1914 ISHARES TR RUSSELL 3000 ETF 464287689 1424 12505 SH DFND 0 0 12505 ISHARES TR U.S. ENERGY ETF 464287796 1976 57578 SH DFND 0 0 57578 ISHARES TR CORE S&P SCP ETF 464287804 6021 56496 SH DFND 0 0 56496 ISHARES TR EUROPE ETF 464287861 4078 102472 SH DFND 0 0 102472 ISHARES TR MSCI AC ASIA ETF 464288182 2568 48674 SH DFND 0 0 48674 ISHARES TR MSCI ACWI EX US 464288240 1690 43277 SH DFND 0 0 43277 ISHARES TR NAT AMT FREE BD 464288414 1282 11700 SH DFND 0 0 11700 ISHARES TR 1-3 YR CR BD ETF 464288646 1304 12400 SH DFND 0 0 12400 ISHARES TR 3-7 YR TR BD ETF 464288661 611 4900 SH DFND 0 0 4900 ISHARES TR U.S. PFD STK ETF 464288687 214 5550 SH DFND 0 0 5550 ISHARES TR CORE MSCI EURO 46434V738 1632 39196 SH DFND 0 0 39196 JOHNSON & JOHNSON COM 478160104 385 4122 SH DFND 0 0 4122 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 12625 415433 SH DFND 0 0 415433 KELLOGG CO COM 487836108 341 5117 SH DFND 0 0 5117 KINDER MORGAN INC DEL COM 49456B101 200 7209 SH DFND 0 0 7209 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 129 140000 SH DFND 0 0 140000 KOPIN CORP COM 500600101 556 177000 SH DFND 0 0 177000 LEXICON PHARMACEUTICALS INC COM NEW 528872302 232 21611 SH DFND 0 0 21611 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 126 24900 SH DFND 0 0 24900 MADISON SQUARE GARDEN CO CL A 55826P100 267 3703 SH DFND 0 0 3703 MARKET VECTORS ETF TR EMKT HIYLD BD 57061R403 678 30087 SH DFND 0 0 30087 MOLSON COORS BREWING CO CL B 60871R209 202 2430 SH DFND 0 0 2430 MORGAN STANLEY EMER MKTS DEB COM 61744H105 294 35300 SH DFND 0 0 35300 NEUBERGER BERMAN RE ES SEC F COM 64190A103 109 23600 SH DFND 0 0 23600 NEW MTN FIN CORP COM 647551100 13063 961248 SH DFND 0 0 961248 NORWEGIAN CRUISE LINE HLDGS SHS G66721104 235 4095 SH DFND 0 0 4095 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 277 19200 SH DFND 0 0 19200 NUVEEN LG/SHT COMMODITY TOTR COM UT BEN INT 670731108 162 10100 SH DFND 0 0 10100 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 153 12400 SH DFND 0 0 12400 NUVEEN MICH QUALITY INCOME M COM 670979103 247 18700 SH DFND 0 0 18700 PFIZER INC COM 717081103 360 11471 SH DFND 0 0 11471 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 225 2130 SH DFND 0 0 2130 PIONEER FLOATING RATE TR COM 72369J102 1625 143590 SH DFND 0 0 143590 PLAINS GP HLDGS L P SHS A REP LTPN 72651A108 175 10000 SH DFND 0 0 10000 RETROPHIN INC COM 761299106 1216 60000 SH DFND 0 0 60000 RMR REAL ESTATE INCOME FUND COM 76970B101 302 16700 SH DFND 0 0 16700 SEACOR HOLDINGS INC COM 811904101 260 4341 SH DFND 0 0 4341 SPDR S&P 500 ETF TR TR UNIT 78462F103 3884 20268 SH DFND 0 0 20268 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1492 5996 SH DFND 0 0 5996 SPROTT FOCUS TR INC COM 85208J109 188 31800 SH DFND 0 0 31800 STRATEGIC GLOBAL INCOME FD COM 862719101 325 41000 SH DFND 0 0 41000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 240 1367 SH DFND 0 0 1367 VANGUARD INDEX FDS REIT ETF 922908553 4070 53879 SH DFND 0 0 53879 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3562 83559 SH DFND 0 0 83559 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2538 76689 SH DFND 0 0 76689 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1884 52861 SH DFND 0 0 52861 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 881 7267 SH DFND 0 0 7267 WESTERN ASSET EMRG MKT INCM COM 95766E103 262 27400 SH DFND 0 0 27400 WESTERN ASSET WORLDWIDE INCO COM 957668106 173 17600 SH DFND 0 0 17600 WISDOMTREE TR LARGECAP DIVID 97717W307 530 7878 SH DFND 0 0 7878 WISDOMTREE TR WSDM EMKTBD FD 97717X784 978 14760 SH DFND 0 0 14760 ZOETIS INC CL A 98978V103 452 10985 SH DFND 0 0 10985