0001085146-14-001037.txt : 20140509 0001085146-14-001037.hdr.sgml : 20140509 20140509150253 ACCESSION NUMBER: 0001085146-14-001037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140509 DATE AS OF CHANGE: 20140509 EFFECTIVENESS DATE: 20140509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Round Table Services, LLC CENTRAL INDEX KEY: 0001375664 IRS NUMBER: 223671237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12173 FILM NUMBER: 14828607 BUSINESS ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 BUSINESS PHONE: 9087897310 MAIL ADDRESS: STREET 1: 319 LENOX AVENUE CITY: WESTFIELD STATE: NJ ZIP: 07090 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001375664 XXXXXXXX 03-31-2014 03-31-2014 false Round Table Services, LLC

319 LENOX AVENUE WESTFIELD NJ 07090

13F HOLDINGS REPORT 028-12173 N Ushir Shah 908-789-7310 /s/ Ushir Shah Westfield NJ 05-09-2014 0 50 90854 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AON PLC SHS CL A G0408V102 517 6132 SH DFND 6132 0 0 APPLE INC COM 037833100 406 757 SH DFND 757 0 0 ATHENAHEALTH INC COM 04685W103 508 3168 SH DFND 3168 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 749 4 SH DFND 4 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 319 2550 SH DFND 2550 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 365 14427 SH DFND 14427 0 0 DUKE REALTY CORP COM NEW 264411505 724 42881 SH DFND 42881 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 909 27745 SH DFND 27745 0 0 FIRST TR MLP & ENERGY INCOME COM 33739B104 297 15000 SH DFND 15000 0 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 3728 120335 SH DFND 120335 0 0 HERCULES OFFSHORE INC COM 427093109 65 14100 SH DFND 14100 0 0 INOVIO PHARMACEUTICALS INC COM 45773H102 500 150000 SH DFND 150000 0 0 ISHARES MSCI JAPAN ETF 464286848 168 14850 SH DFND 14850 0 0 ISHARES S&P 100 ETF 464287101 5275 63697 SH DFND 63697 0 0 ISHARES SELECT DIVID ETF 464287168 4143 56506 SH DFND 56506 0 0 ISHARES CORE S&P500 ETF 464287200 3213 17079 SH DFND 17079 0 0 ISHARES CORE TOTUSBD ETF 464287226 312 2892 SH DFND 2892 0 0 ISHARES MSCI EMG MKT ETF 464287234 2406 58665 SH DFND 58665 0 0 ISHARES MSCI EAFE ETF 464287465 289 4297 SH DFND 4297 0 0 ISHARES RUS MID-CAP ETF 464287499 4652 30058 SH DFND 30058 0 0 ISHARES RUS 1000 VAL ETF 464287598 5695 59021 SH DFND 59021 0 0 ISHARES RUS 1000 GRW ETF 464287614 4063 46953 SH DFND 46953 0 0 ISHARES RUS 2000 GRW ETF 464287648 1090 8010 SH DFND 8010 0 0 ISHARES RUSSELL 2000 ETF 464287655 5482 47121 SH DFND 47121 0 0 ISHARES RUS 3000 VAL ETF 464287663 311 2464 SH DFND 2464 0 0 ISHARES RUSSELL 3000 ETF 464287689 1566 13939 SH DFND 13939 0 0 ISHARES CORE S&P SCP ETF 464287804 6785 61606 SH DFND 61606 0 0 ISHARES EUROPE ETF 464287861 2179 45123 SH DFND 45123 0 0 ISHARES MSCI AC ASIA ETF 464288182 2598 43975 SH DFND 43975 0 0 ISHARES MSCI ACWI US ETF 464288240 1976 42429 SH DFND 42429 0 0 ISHARES IBOXX HI YD ETF 464288513 232 2453 SH DFND 2453 0 0 JOHNSON & JOHNSON COM 478160104 380 3870 SH DFND 3870 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 4032 86642 SH DFND 86642 0 0 KOPIN CORP COM 500600101 669 177000 SH DFND 177000 0 0 LEXICON PHARMACEUTICALS INC COM 528872104 262 151280 SH DFND 151280 0 0 NEW MTN FIN CORP COM 647551100 4891 336179 SH DFND 336179 0 0 NUVEEN MUN VALUE FD INC COM 670928100 108 11448 SH DFND 11448 0 0 OXFORD RESOURCE PARTNERS LP COM UNIT RP LP 691807101 16 12000 SH DFND 12000 0 0 PIMCO ETF TR TOTL RETN ETF 72201R775 208 1950 SH DFND 1950 0 0 PIONEER FLOATING RATE TR COM 72369J102 2063 163186 SH DFND 163186 0 0 SEACOR HOLDINGS INC COM 811904101 375 4341 SH DFND 4341 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 950 5079 SH DFND 5079 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1226 4894 SH DFND 4894 0 0 VANGUARD INDEX FDS REIT ETF 922908553 330 4672 SH DFND 4672 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4727 93963 SH DFND 93963 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2400 59148 SH DFND 59148 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3232 40413 SH DFND 40413 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 812 7330 SH DFND 7330 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 531 7843 SH DFND 7843 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 2120 46210 SH DFND 46210 0 0