0001758554-23-000055.txt : 20230605 0001758554-23-000055.hdr.sgml : 20230605 20230605163741 ACCESSION NUMBER: 0001758554-23-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230605 DATE AS OF CHANGE: 20230605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liang Charles CENTRAL INDEX KEY: 0001392942 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 23993116 MAIL ADDRESS: STREET 1: SUPER MICRO COMPUTER, INC. STREET 2: 980 ROCK AVE CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 wk-form4_1685997449.xml FORM 4 X0407 4 2023-06-01 0 0001375365 Super Micro Computer, Inc. SMCI 0001392942 Liang Charles 980 ROCK AVENUE SAN JOSE CA 95131 1 1 1 0 President and CEO 0 Common Stock 2023-06-01 4 M 0 4194 42.35 A 8072 I By Spouse Common Stock 2023-06-01 4 M 0 5687 33.363 A 13759 I By Spouse Common Stock 2023-06-01 4 M 0 9000 27.28 A 22759 I By Spouse Common Stock 2023-06-01 4 M 0 23000 17.96 A 45759 I By Spouse Common Stock 2023-06-01 4 S 0 1119 221.3218 D 44640 I By Spouse Common Stock 2023-06-01 4 S 0 1521 222.0412 D 43119 I By Spouse Common Stock 2023-06-01 4 S 0 892 223.3736 D 42227 I By Spouse Common Stock 2023-06-01 4 S 0 3094 224.4566 D 39133 I By Spouse Common Stock 2023-06-01 4 S 0 2705 225.537 D 36428 I By Spouse Common Stock 2023-06-01 4 S 0 2393 226.632 D 34035 I By Spouse Common Stock 2023-06-01 4 S 0 5751 227.6265 D 28284 I By Spouse Common Stock 2023-06-01 4 S 0 11035 228.5727 D 17249 I By Spouse Common Stock 2023-06-01 4 S 0 7618 229.5429 D 9631 I By Spouse Common Stock 2023-06-01 4 S 0 5867 230.4553 D 3764 I By Spouse Common Stock 2023-06-01 4 S 0 1937 231.3657 D 1827 I By Spouse Common Stock 6722717 D Employee Stock Option (right to buy) 42.35 2023-06-01 4 M 0 4194 0 D 2026-04-27 Common Stock 4194 4196 I By Spouse Employee Stock Option (right to buy) 33.363 2023-06-01 4 M 0 5687 0 D 2025-08-04 Common Stock 5687 1313 I By Spouse Employee Stock Option (right to buy) 27.28 2023-06-01 4 M 0 9000 0 D 2026-01-27 Common Stock 9000 0 I By Spouse Employee Stock Option (right to buy) 17.96 2023-06-01 4 M 0 23000 0 D 2024-01-20 Common Stock 23000 0 I By Spouse The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan"). The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $220.72 to $221.57, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $221.7218 to $222.6282, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $222.8467 to $223.61, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $223.8703 to $224.87, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $224.9567 to $225.90, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $225.9748 to $226.9606, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $227.00 to $227.9954, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $228.00 to $228.99, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $229.00 to $229.9962, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $230.01 to $230.99, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $231.02 to $231.87, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter. Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter. The stock option is fully vested and exercisable. /s/ David E Weigand, Attorney-In-Fact 2023-06-05