0001758554-23-000055.txt : 20230605
0001758554-23-000055.hdr.sgml : 20230605
20230605163741
ACCESSION NUMBER: 0001758554-23-000055
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230601
FILED AS OF DATE: 20230605
DATE AS OF CHANGE: 20230605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liang Charles
CENTRAL INDEX KEY: 0001392942
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33383
FILM NUMBER: 23993116
MAIL ADDRESS:
STREET 1: SUPER MICRO COMPUTER, INC.
STREET 2: 980 ROCK AVE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Super Micro Computer, Inc.
CENTRAL INDEX KEY: 0001375365
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 770353939
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 408-503-8000
MAIL ADDRESS:
STREET 1: 980 ROCK AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
wk-form4_1685997449.xml
FORM 4
X0407
4
2023-06-01
0
0001375365
Super Micro Computer, Inc.
SMCI
0001392942
Liang Charles
980 ROCK AVENUE
SAN JOSE
CA
95131
1
1
1
0
President and CEO
0
Common Stock
2023-06-01
4
M
0
4194
42.35
A
8072
I
By Spouse
Common Stock
2023-06-01
4
M
0
5687
33.363
A
13759
I
By Spouse
Common Stock
2023-06-01
4
M
0
9000
27.28
A
22759
I
By Spouse
Common Stock
2023-06-01
4
M
0
23000
17.96
A
45759
I
By Spouse
Common Stock
2023-06-01
4
S
0
1119
221.3218
D
44640
I
By Spouse
Common Stock
2023-06-01
4
S
0
1521
222.0412
D
43119
I
By Spouse
Common Stock
2023-06-01
4
S
0
892
223.3736
D
42227
I
By Spouse
Common Stock
2023-06-01
4
S
0
3094
224.4566
D
39133
I
By Spouse
Common Stock
2023-06-01
4
S
0
2705
225.537
D
36428
I
By Spouse
Common Stock
2023-06-01
4
S
0
2393
226.632
D
34035
I
By Spouse
Common Stock
2023-06-01
4
S
0
5751
227.6265
D
28284
I
By Spouse
Common Stock
2023-06-01
4
S
0
11035
228.5727
D
17249
I
By Spouse
Common Stock
2023-06-01
4
S
0
7618
229.5429
D
9631
I
By Spouse
Common Stock
2023-06-01
4
S
0
5867
230.4553
D
3764
I
By Spouse
Common Stock
2023-06-01
4
S
0
1937
231.3657
D
1827
I
By Spouse
Common Stock
6722717
D
Employee Stock Option (right to buy)
42.35
2023-06-01
4
M
0
4194
0
D
2026-04-27
Common Stock
4194
4196
I
By Spouse
Employee Stock Option (right to buy)
33.363
2023-06-01
4
M
0
5687
0
D
2025-08-04
Common Stock
5687
1313
I
By Spouse
Employee Stock Option (right to buy)
27.28
2023-06-01
4
M
0
9000
0
D
2026-01-27
Common Stock
9000
0
I
By Spouse
Employee Stock Option (right to buy)
17.96
2023-06-01
4
M
0
23000
0
D
2024-01-20
Common Stock
23000
0
I
By Spouse
The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on February 23, 2023 during the Company's open window period (the "Trading Plan").
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $220.72 to $221.57, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $221.7218 to $222.6282, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $222.8467 to $223.61, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $223.8703 to $224.87, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $224.9567 to $225.90, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $225.9748 to $226.9606, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $227.00 to $227.9954, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $228.00 to $228.99, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $229.00 to $229.9962, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $230.01 to $230.99, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $231.02 to $231.87, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
Subject to the Reporting Person's spouse's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.
The stock option is fully vested and exercisable.
/s/ David E Weigand, Attorney-In-Fact
2023-06-05