0001437749-21-023861.txt : 20211018 0001437749-21-023861.hdr.sgml : 20211018 20211018204918 ACCESSION NUMBER: 0001437749-21-023861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211014 FILED AS OF DATE: 20211018 DATE AS OF CHANGE: 20211018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALTON SIMON CENTRAL INDEX KEY: 0001683444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54697 FILM NUMBER: 211329420 MAIL ADDRESS: STREET 1: C/O 3DICON CORPORATION STREET 2: 505 BROADWAY, S. 208 CITY: FARGO STATE: ND ZIP: 58102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CORETEC GROUP INC. CENTRAL INDEX KEY: 0001375195 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 000000000 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 JACKSON PLAZA STREET 2: SUITE 1200 CITY: ANN ARBOR STATE: MI ZIP: 48103 BUSINESS PHONE: 918-494-0509 MAIL ADDRESS: STREET 1: 333 JACKSON PLAZA STREET 2: SUITE 1200 CITY: ANN ARBOR STATE: MI ZIP: 48103 FORMER COMPANY: FORMER CONFORMED NAME: 3DICON CORP DATE OF NAME CHANGE: 20060911 4 1 rdgdoc.xml FORM 4 X0306 4 2021-10-14 0001375195 CORETEC GROUP INC. CRTG 0001683444 CALTON SIMON C/O THE CORETEC GROUP INC. 333 JACKSON PLAZA, SUITE 1200 ANN ARBOR, MI 48103 1 1 Co-Chairman Common Stock 2021-10-14 4 S 0 51519 0.072 D 10813273 I By Carlton James Ltd Common Stock 2021-10-15 4 S 0 102390 0.067 D 10710883 I By Carlton James Ltd Common Stock 2021-10-18 4 S 0 105862 0.068 D 10605021 I By Carlton James Ltd On October 14, 2021, Carlton James Ltd. sold an aggregate of 125,791 shares of common stock in open market transactions at a price per share equal to $0.072383, reducing Mr. Calton's pecuniary interest in the shares held by Carlton James Ltd. by 51,519 shares. Represents Reporting Person's pecuniary interest in shares sold and held by Carlton James Ltd. On October 15, 2021, Carlton James Ltd. sold an aggregate of 250,000 shares of common stock in open market transactions at a price per share equal to $0.067584, reducing Mr. Calton's pecuniary interest in the shares held by Carlton James Ltd. by 102,390 shares. On October 18, 2021, Carlton James Ltd. sold an aggregate of 258,479 shares of common stock in open market transactions at a price per share equal to $0.0682, reducing Mr. Calton's pecuniary interest in the shares held by Carlton James Ltd. by 105,862 shares. /s/ Simon Calton 2021-10-18