0001172661-13-000767.txt : 20130501
0001172661-13-000767.hdr.sgml : 20130501
20130501103504
ACCESSION NUMBER: 0001172661-13-000767
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130501
DATE AS OF CHANGE: 20130501
EFFECTIVENESS DATE: 20130501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ballentine Partners, LLC
CENTRAL INDEX KEY: 0001374889
IRS NUMBER: 043350500
STATE OF INCORPORATION: NH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12011
FILM NUMBER: 13801034
BUSINESS ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
BUSINESS PHONE: 603-569-1717
MAIL ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
FORMER COMPANY:
FORMER CONFORMED NAME: Ballentine, Finn & Company, Inc.
DATE OF NAME CHANGE: 20060907
13F-HR
1
ballentine1q13.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ballentine Partners, LLC
Address: 230 Third Avenue, 6th Floor
Waltham, MA 02451
13F File Number: 028-12011
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Roy C. Ballentine
Title: Chairman and CEO
Phone: 603-569-1717
Signature, Place, and Date of Signing:
/s/ Roy C. Ballentine Waltham, NH May 1, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 197
Form 13F Information Table Value Total: $732,025 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 028-04558 Parametric Portfolio Associates
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 193 1811 SH SOLE 0 0 1811
3M CO COM 88579Y101 185 1742 SH DEFINED 1 0 0 1742
ABBVIE INC COM 00287Y109 192 4706 SH DEFINED 1 0 0 4706
ABBVIE INC COM 00287Y109 8 200 SH SOLE 0 0 200
ABERDEEN LATIN AMER EQTY FD COM 00306k106 385 10274 SH SOLE 0 0 10274
AIR PRODS & CHEMS INC COM 009158106 171 1960 SH DEFINED 1 0 0 1960
AIR PRODS & CHEMS INC COM 009158106 75 865 SH SOLE 0 0 865
ALLEGHANY CORP DEL COM 017175100 17 43 SH DEFINED 1 0 0 43
ALLEGHANY CORP DEL COM 017175100 244 617 SH SOLE 0 0 617
AMAZON COM INC COM 023135106 83 310 SH SOLE 0 0 310
AMAZON COM INC COM 023135106 206 774 SH DEFINED 1 0 0 774
AMERICAN CAP LTD COM 02503Y103 3 239 SH DEFINED 1 0 0 239
AMERICAN CAP LTD COM 02503Y103 387 26500 SH SOLE 0 0 26500
AMERICAN EXPRESS CO COM 025816109 186 2753 SH DEFINED 1 0 0 2753
AMERICAN EXPRESS CO COM 025816109 62 920 SH SOLE 0 0 920
AMERICAN INTL GROUP INC COM NEW 026874784 62 1606 SH DEFINED 1 0 0 1606
AMERICAN INTL GROUP INC COM NEW 026874784 291 7500 SH SOLE 0 0 7500
ANTARES PHARMA INC COM 036642106 430 120000 SH SOLE 0 0 120000
APPLE INC COM 037833100 749 1693 SH DEFINED 1 0 0 1693
APPLE INC COM 037833100 1589 3590 SH SOLE 0 0 3590
AT&T INC COM 00206R102 75 2057 SH SOLE 0 0 2057
AT&T INC COM 00206R102 442 12048 SH DEFINED 1 0 0 12048
AUTOMATIC DATA PROCESSING IN COM 053015103 367 5650 SH SOLE 0 0 5650
AUTOMATIC DATA PROCESSING IN COM 053015103 99 1519 SH DEFINED 1 0 0 1519
BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 68 10000 SH SOLE 0 0 10000
BANK OF AMERICA CORPORATION COM 060505104 215 17689 SH DEFINED 1 0 0 17689
BANK OF AMERICA CORPORATION COM 060505104 24 2005 SH SOLE 0 0 2005
BERKSHIRE HATHAWAY INC DEL CL A 084670108 21879 140 SH SOLE 0 0 140
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 328 3147 SH DEFINED 1 0 0 3147
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1276 12250 SH SOLE 0 0 12250
BRISTOL MYERS SQUIBB CO COM 110122108 138 3359 SH DEFINED 1 0 0 3359
BRISTOL MYERS SQUIBB CO COM 110122108 185 4483 SH SOLE 0 0 4483
CAPITALSOURCE INC COM 14055X102 6 669 SH DEFINED 1 0 0 669
CAPITALSOURCE INC COM 14055X102 289 30000 SH SOLE 0 0 30000
CATERPILLAR INC DEL COM 149123101 262 3010 SH SOLE 0 0 3010
CATERPILLAR INC DEL COM 149123101 94 1082 SH DEFINED 1 0 0 1082
CHEVRON CORP NEW COM 166764100 466 3926 SH DEFINED 1 0 0 3926
CHEVRON CORP NEW COM 166764100 175 1477 SH SOLE 0 0 1477
CISCO SYS INC COM 17275R102 250 11975 SH DEFINED 1 0 0 11975
CISCO SYS INC COM 17275R102 96 4598 SH SOLE 0 0 4598
CITIGROUP INC COM NEW 172967424 216 4878 SH DEFINED 1 0 0 4878
CITIGROUP INC COM NEW 172967424 226 5100 SH SOLE 0 0 5100
COCA COLA CO COM 191216100 201 4970 SH SOLE 0 0 4970
COCA COLA CO COM 191216100 342 8467 SH DEFINED 1 0 0 8467
COMCAST CORP NEW CL A 20030N101 15 352 SH SOLE 0 0 352
COMCAST CORP NEW CL A 20030N101 251 5985 SH DEFINED 1 0 0 5985
CONOCOPHILLIPS COM 20825C104 149 2487 SH DEFINED 1 0 0 2487
CONOCOPHILLIPS COM 20825C104 140 2330 SH SOLE 0 0 2330
COSTCO WHSL CORP NEW COM 22160K105 71 671 SH DEFINED 1 0 0 671
COSTCO WHSL CORP NEW COM 22160K105 187 1762 SH SOLE 0 0 1762
DISNEY WALT CO COM DISNEY 254687106 277 4869 SH DEFINED 1 0 0 4869
DISNEY WALT CO COM DISNEY 254687106 81 1425 SH SOLE 0 0 1425
E M C CORP MASS COM 268648102 139 5822 SH DEFINED 1 0 0 5822
E M C CORP MASS COM 268648102 135 5653 SH SOLE 0 0 5653
EBAY INC COM 278642103 168 3101 SH DEFINED 1 0 0 3101
EBAY INC COM 278642103 108 2000 SH SOLE 0 0 2000
ENDOCYTE INC COM 29269A102 445 35732 SH SOLE 0 0 35732
EXXON MOBIL CORP COM 30231G102 928 10293 SH DEFINED 1 0 0 10293
EXXON MOBIL CORP COM 30231G102 767 8508 SH SOLE 0 0 8508
FEDEX CORP COM 31428X106 79 808 SH DEFINED 1 0 0 808
FEDEX CORP COM 31428X106 226 2301 SH SOLE 0 0 2301
GENERAL ELECTRIC CO COM 369604103 434 18778 SH DEFINED 1 0 0 18778
GENERAL ELECTRIC CO COM 369604103 744 32188 SH SOLE 0 0 32188
GENERAL MLS INC COM 370334104 176 3566 SH DEFINED 1 0 0 3566
GENERAL MLS INC COM 370334104 41 825 SH SOLE 0 0 825
GILEAD SCIENCES INC COM 375558103 237 4850 SH DEFINED 1 0 0 4850
GOOGLE INC CL A 38259P508 480 605 SH SOLE 0 0 605
GOOGLE INC CL A 38259P508 503 633 SH DEFINED 1 0 0 633
HOME DEPOT INC COM 437076102 290 4156 SH DEFINED 1 0 0 4156
HOME DEPOT INC COM 437076102 89 1281 SH SOLE 0 0 1281
IHS INC CL A 451734107 2 19 SH DEFINED 1 0 0 19
IHS INC CL A 451734107 370 3533 SH SOLE 0 0 3533
ILLINOIS TOOL WKS INC COM 452308109 176 2892 SH DEFINED 1 0 0 2892
ILLINOIS TOOL WKS INC COM 452308109 478 7840 SH SOLE 0 0 7840
INTEL CORP COM 458140100 330 15120 SH DEFINED 1 0 0 15120
INTEL CORP COM 458140100 202 9270 SH SOLE 0 0 9270
INTERNATIONAL BUSINESS MACHS COM 459200101 694 3253 SH DEFINED 1 0 0 3253
INTERNATIONAL BUSINESS MACHS COM 459200101 462 2168 SH SOLE 0 0 2168
INTERSECTIONS INC COM 460981301 141 15000 SH SOLE 0 0 15000
ISHARES INC CORE MSCI EMKT 46434G103 4654 91694 SH SOLE 0 0 91694
ISHARES INC MSCI PAC J IDX 464286665 873 17558 SH SOLE 0 0 17558
ISHARES TR CORE S&P MCP ETF 464287507 32657 283800 SH SOLE 0 0 283800
ISHARES TR CORE S&P SCP ETF 464287804 20440 234785 SH SOLE 0 0 234785
ISHARES TR CORE S&P TTL STK 464287150 2205 30810 SH SOLE 0 0 30810
ISHARES TR CORE S&P500 ETF 464287200 46084 292859 SH SOLE 0 0 292859
ISHARES TR MSCI EAFE INDEX 464287465 47623 807436 SH SOLE 0 0 807436
ISHARES TR MSCI EMERG MKT 464287234 7343 171679 SH SOLE 0 0 171679
ISHARES TR MSCI KLD400 SOC 464288570 4089 70311 SH SOLE 0 0 70311
ISHARES TR MSCI SMALL CAP 464288273 211 4803 SH SOLE 0 0 4803
ISHARES TR RUSSELL 1000 464287622 36087 413790 SH SOLE 0 0 413790
ISHARES TR RUSSELL 2000 464287655 3880 41090 SH SOLE 0 0 41090
ISHARES TR RUSSELL 3000 464287689 9158 97988 SH SOLE 0 0 97988
ISHARES TR RUSSELL MCP VL 464287473 286 5013 SH SOLE 0 0 5013
ISHARES TR RUSSELL MIDCAP 464287499 1107 8698 SH SOLE 0 0 8698
ISHARES TR RUSSELL1000GRW 464287614 1709 23945 SH SOLE 0 0 23945
ISHARES TR RUSSELL1000VAL 464287598 1311 16149 SH SOLE 0 0 16149
ISHARES TR S&P 500 VALUE 464287408 666 9021 SH SOLE 0 0 9021
ISHARES TR S&P SMLCP GROW 464287887 490 5222 SH SOLE 0 0 5222
ISHARES TR S&P SMLCP VALU 464287879 3722 41384 SH SOLE 0 0 41384
JOHNSON & JOHNSON COM 478160104 663 8138 SH DEFINED 1 0 0 8138
JOHNSON & JOHNSON COM 478160104 733 8991 SH SOLE 0 0 8991
JPMORGAN CHASE & CO COM 46625H100 298 6273 SH SOLE 0 0 6273
JPMORGAN CHASE & CO COM 46625H100 271 5701 SH DEFINED 1 0 0 5701
LSI CORPORATION COM 502161102 48 7139 SH SOLE 0 0 7139
LSI CORPORATION COM 502161102 29 4342 SH DEFINED 1 0 0 4342
MCDONALDS CORP COM 580135101 256 2563 SH DEFINED 1 0 0 2563
MCDONALDS CORP COM 580135101 297 2976 SH SOLE 0 0 2976
MERCK & CO INC NEW COM 58933Y105 423 9564 SH DEFINED 1 0 0 9564
MERCK & CO INC NEW COM 58933Y105 89 2010 SH SOLE 0 0 2010
MICROSOFT CORP COM 594918104 511 17861 SH DEFINED 1 0 0 17861
MICROSOFT CORP COM 594918104 222 7762 SH SOLE 0 0 7762
NIKE INC CL B 654106103 150 2550 SH SOLE 0 0 2550
NIKE INC CL B 654106103 159 2689 SH DEFINED 1 0 0 2689
NOVARTIS A G SPONSORED ADR 66987v109 3 43 SH DEFINED 1 0 0 43
NOVARTIS A G SPONSORED ADR 66987v109 257 3607 SH SOLE 0 0 3607
ONEOK INC NEW COM 682680103 3 69 SH DEFINED 1 0 0 69
ONEOK INC NEW COM 682680103 361 7580 SH SOLE 0 0 7580
ORACLE CORP COM 68389X105 226 6988 SH DEFINED 1 0 0 6988
ORACLE CORP COM 68389X105 61 1890 SH SOLE 0 0 1890
PEPSICO INC COM 713448108 424 5356 SH DEFINED 1 0 0 5356
PEPSICO INC COM 713448108 149 1886 SH SOLE 0 0 1886
PFIZER INC COM 717081103 458 15886 SH DEFINED 1 0 0 15886
PFIZER INC COM 717081103 1692 58617 SH SOLE 0 0 58617
PHILIP MORRIS INTL INC COM 718172109 300 3234 SH DEFINED 1 0 0 3234
PHILIP MORRIS INTL INC COM 718172109 11 116 SH SOLE 0 0 116
POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 959 56830 SH SOLE 0 0 56830
POWERSHARES QQQ TRUST UNIT SER 1 73935a104 394 5717 SH SOLE 0 0 5717
PROCTER & GAMBLE CO COM 742718109 447 5795 SH SOLE 0 0 5795
PROCTER & GAMBLE CO COM 742718109 606 7858 SH DEFINED 1 0 0 7858
QUALCOMM INC COM 747525103 262 3910 SH DEFINED 1 0 0 3910
QUALCOMM INC COM 747525103 80 1195 SH SOLE 0 0 1195
SAPIENT CORP COM 803062108 1116 91590 SH SOLE 0 0 91590
SCHLUMBERGER LTD COM 806857108 262 3494 SH DEFINED 1 0 0 3494
SCHLUMBERGER LTD COM 806857108 13 175 SH SOLE 0 0 175
SIRIUS XM RADIO INC COM 82967N108 22 6988 SH DEFINED 1 0 0 6988
SIRIUS XM RADIO INC COM 82967N108 19 6120 SH SOLE 0 0 6120
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 233 1600 SH SOLE 0 0 1600
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5469 178437 SH SOLE 0 0 178437
SPDR S&P 500 ETF TR TR UNIT 78462F103 41305 263641 SH SOLE 0 0 263641
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3201 15265 SH SOLE 0 0 15265
SPDR SERIES TRUST S&P DIVID ETF 78464A763 524 7943 SH SOLE 0 0 7943
SPRINT NEXTEL CORP COM SER 1 852061100 68 10911 SH DEFINED 1 0 0 10911
STANLEY BLACK & DECKER INC COM 854502101 16 193 SH DEFINED 1 0 0 193
STANLEY BLACK & DECKER INC COM 854502101 696 8592 SH SOLE 0 0 8592
STERICYCLE INC COM 858912108 6 57 SH DEFINED 1 0 0 57
STERICYCLE INC COM 858912108 382 3600 SH SOLE 0 0 3600
STRYKER CORP COM 863667101 19 286 SH DEFINED 1 0 0 286
STRYKER CORP COM 863667101 335 5137 SH SOLE 0 0 5137
TARGET CORP COM 87612E106 139 2034 SH DEFINED 1 0 0 2034
TARGET CORP COM 87612E106 306 4477 SH SOLE 0 0 4477
TEXAS INSTRS INC COM 882508104 70 1973 SH DEFINED 1 0 0 1973
TEXAS INSTRS INC COM 882508104 152 4286 SH SOLE 0 0 4286
TORONTO DOMINION BK ONT COM NEW 891160509 372 4469 SH SOLE 0 0 4469
TRIPADVISOR INC COM 896945201 13 248 SH DEFINED 1 0 0 248
TRIPADVISOR INC COM 896945201 315 6000 SH SOLE 0 0 6000
UNITED PARCEL SERVICE INC CL B 911312106 1105 12860 SH SOLE 0 0 12860
UNITED PARCEL SERVICE INC CL B 911312106 142 1655 SH DEFINED 1 0 0 1655
UNITED TECHNOLOGIES CORP COM 913017109 161 1720 SH DEFINED 1 0 0 1720
UNITED TECHNOLOGIES CORP COM 913017109 229 2450 SH SOLE 0 0 2450
UNIVERSAL DISPLAY CORP COM 91347p105 390 13265 SH SOLE 0 0 13265
US BANCORP DEL COM NEW 902973304 175 5163 SH DEFINED 1 0 0 5163
US BANCORP DEL COM NEW 902973304 85 2500 SH SOLE 0 0 2500
USA TECHNOLOGIES INC COM NO PAR 90328S500 220 83850 SH SOLE 0 0 83850
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2802 41050 SH SOLE 0 0 41050
VANGUARD INDEX FDS GROWTH ETF 922908736 336 4340 SH SOLE 0 0 4340
VANGUARD INDEX FDS LARGE CAP ETF 922908637 43094 600692 SH SOLE 0 0 600692
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 335 4355 SH SOLE 0 0 4355
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1005 14965 SH SOLE 0 0 14965
VANGUARD INDEX FDS MID CAP ETF 922908629 15235 164016 SH SOLE 0 0 164016
VANGUARD INDEX FDS SM CP VAL ETF 922908611 939 11428 SH SOLE 0 0 11428
VANGUARD INDEX FDS SMALL CP ETF 922908751 8817 96729 SH SOLE 0 0 96729
VANGUARD INDEX FDS SML CP GRW ETF 922908595 266 2660 SH SOLE 0 0 2660
VANGUARD INDEX FDS TOTAL STK MKT 922908769 90164 1113691 SH SOLE 0 0 1113691
VANGUARD INDEX FDS VALUE ETF 922908744 1031 15727 SH SOLE 0 0 15727
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12898 278203 SH SOLE 0 0 278203
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 90272 2104480 SH SOLE 0 0 2104480
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 26577 540946 SH SOLE 0 0 540946
VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 17516 301843 SH SOLE 0 0 301843
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 39722 604604 SH SOLE 0 0 604604
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 39355 1080303 SH SOLE 0 0 1080303
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 771 14072 SH SOLE 0 0 14072
VANGUARD WORLD FD MEGA GRWTH IND 921910816 567 9440 SH SOLE 0 0 9440
VANGUARD WORLD FD MEGA VALUE 300 921910840 368 7770 SH SOLE 0 0 7770
VERIZON COMMUNICATIONS INC COM 92343V104 243 4941 SH DEFINED 1 0 0 4941
VERIZON COMMUNICATIONS INC COM 92343V104 53 1085 SH SOLE 0 0 1085
VISA INC COM CL A 92826C839 172 1010 SH DEFINED 1 0 0 1010
VISA INC COM CL A 92826C839 51 300 SH SOLE 0 0 300
WALGREEN CO COM 931422109 202 4230 SH SOLE 0 0 4230
WALGREEN CO COM 931422109 221 4641 SH DEFINED 1 0 0 4641
WAL-MART STORES INC COM 931142103 242 3238 SH DEFINED 1 0 0 3238
WELLS FARGO & CO NEW COM 949746101 12 325 SH SOLE 0 0 325
WELLS FARGO & CO NEW COM 949746101 486 13143 SH DEFINED 1 0 0 13143
WI-LAN INC COM 928972108 99 25000 SH SOLE 0 0 25000
WILLIAMS COS INC DEL COM 969457100 48 1270 SH DEFINED 1 0 0 1270
WILLIAMS COS INC DEL COM 969457100 329 8790 SH SOLE 0 0 8790
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1511 27450 SH SOLE 0 0 27450
ZIOPHARM ONCOLOGY INC COM 98973P101 37 20000 SH SOLE 0 0 20000