0001172661-13-000767.txt : 20130501 0001172661-13-000767.hdr.sgml : 20130501 20130501103504 ACCESSION NUMBER: 0001172661-13-000767 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130501 DATE AS OF CHANGE: 20130501 EFFECTIVENESS DATE: 20130501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine Partners, LLC CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 13801034 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 FORMER COMPANY: FORMER CONFORMED NAME: Ballentine, Finn & Company, Inc. DATE OF NAME CHANGE: 20060907 13F-HR 1 ballentine1q13.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Partners, LLC Address: 230 Third Avenue, 6th Floor Waltham, MA 02451 13F File Number: 028-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: Chairman and CEO Phone: 603-569-1717 Signature, Place, and Date of Signing: /s/ Roy C. Ballentine Waltham, NH May 1, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 197 Form 13F Information Table Value Total: $732,025 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-04558 Parametric Portfolio Associates FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 193 1811 SH SOLE 0 0 1811 3M CO COM 88579Y101 185 1742 SH DEFINED 1 0 0 1742 ABBVIE INC COM 00287Y109 192 4706 SH DEFINED 1 0 0 4706 ABBVIE INC COM 00287Y109 8 200 SH SOLE 0 0 200 ABERDEEN LATIN AMER EQTY FD COM 00306k106 385 10274 SH SOLE 0 0 10274 AIR PRODS & CHEMS INC COM 009158106 171 1960 SH DEFINED 1 0 0 1960 AIR PRODS & CHEMS INC COM 009158106 75 865 SH SOLE 0 0 865 ALLEGHANY CORP DEL COM 017175100 17 43 SH DEFINED 1 0 0 43 ALLEGHANY CORP DEL COM 017175100 244 617 SH SOLE 0 0 617 AMAZON COM INC COM 023135106 83 310 SH SOLE 0 0 310 AMAZON COM INC COM 023135106 206 774 SH DEFINED 1 0 0 774 AMERICAN CAP LTD COM 02503Y103 3 239 SH DEFINED 1 0 0 239 AMERICAN CAP LTD COM 02503Y103 387 26500 SH SOLE 0 0 26500 AMERICAN EXPRESS CO COM 025816109 186 2753 SH DEFINED 1 0 0 2753 AMERICAN EXPRESS CO COM 025816109 62 920 SH SOLE 0 0 920 AMERICAN INTL GROUP INC COM NEW 026874784 62 1606 SH DEFINED 1 0 0 1606 AMERICAN INTL GROUP INC COM NEW 026874784 291 7500 SH SOLE 0 0 7500 ANTARES PHARMA INC COM 036642106 430 120000 SH SOLE 0 0 120000 APPLE INC COM 037833100 749 1693 SH DEFINED 1 0 0 1693 APPLE INC COM 037833100 1589 3590 SH SOLE 0 0 3590 AT&T INC COM 00206R102 75 2057 SH SOLE 0 0 2057 AT&T INC COM 00206R102 442 12048 SH DEFINED 1 0 0 12048 AUTOMATIC DATA PROCESSING IN COM 053015103 367 5650 SH SOLE 0 0 5650 AUTOMATIC DATA PROCESSING IN COM 053015103 99 1519 SH DEFINED 1 0 0 1519 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 68 10000 SH SOLE 0 0 10000 BANK OF AMERICA CORPORATION COM 060505104 215 17689 SH DEFINED 1 0 0 17689 BANK OF AMERICA CORPORATION COM 060505104 24 2005 SH SOLE 0 0 2005 BERKSHIRE HATHAWAY INC DEL CL A 084670108 21879 140 SH SOLE 0 0 140 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 328 3147 SH DEFINED 1 0 0 3147 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1276 12250 SH SOLE 0 0 12250 BRISTOL MYERS SQUIBB CO COM 110122108 138 3359 SH DEFINED 1 0 0 3359 BRISTOL MYERS SQUIBB CO COM 110122108 185 4483 SH SOLE 0 0 4483 CAPITALSOURCE INC COM 14055X102 6 669 SH DEFINED 1 0 0 669 CAPITALSOURCE INC COM 14055X102 289 30000 SH SOLE 0 0 30000 CATERPILLAR INC DEL COM 149123101 262 3010 SH SOLE 0 0 3010 CATERPILLAR INC DEL COM 149123101 94 1082 SH DEFINED 1 0 0 1082 CHEVRON CORP NEW COM 166764100 466 3926 SH DEFINED 1 0 0 3926 CHEVRON CORP NEW COM 166764100 175 1477 SH SOLE 0 0 1477 CISCO SYS INC COM 17275R102 250 11975 SH DEFINED 1 0 0 11975 CISCO SYS INC COM 17275R102 96 4598 SH SOLE 0 0 4598 CITIGROUP INC COM NEW 172967424 216 4878 SH DEFINED 1 0 0 4878 CITIGROUP INC COM NEW 172967424 226 5100 SH SOLE 0 0 5100 COCA COLA CO COM 191216100 201 4970 SH SOLE 0 0 4970 COCA COLA CO COM 191216100 342 8467 SH DEFINED 1 0 0 8467 COMCAST CORP NEW CL A 20030N101 15 352 SH SOLE 0 0 352 COMCAST CORP NEW CL A 20030N101 251 5985 SH DEFINED 1 0 0 5985 CONOCOPHILLIPS COM 20825C104 149 2487 SH DEFINED 1 0 0 2487 CONOCOPHILLIPS COM 20825C104 140 2330 SH SOLE 0 0 2330 COSTCO WHSL CORP NEW COM 22160K105 71 671 SH DEFINED 1 0 0 671 COSTCO WHSL CORP NEW COM 22160K105 187 1762 SH SOLE 0 0 1762 DISNEY WALT CO COM DISNEY 254687106 277 4869 SH DEFINED 1 0 0 4869 DISNEY WALT CO COM DISNEY 254687106 81 1425 SH SOLE 0 0 1425 E M C CORP MASS COM 268648102 139 5822 SH DEFINED 1 0 0 5822 E M C CORP MASS COM 268648102 135 5653 SH SOLE 0 0 5653 EBAY INC COM 278642103 168 3101 SH DEFINED 1 0 0 3101 EBAY INC COM 278642103 108 2000 SH SOLE 0 0 2000 ENDOCYTE INC COM 29269A102 445 35732 SH SOLE 0 0 35732 EXXON MOBIL CORP COM 30231G102 928 10293 SH DEFINED 1 0 0 10293 EXXON MOBIL CORP COM 30231G102 767 8508 SH SOLE 0 0 8508 FEDEX CORP COM 31428X106 79 808 SH DEFINED 1 0 0 808 FEDEX CORP COM 31428X106 226 2301 SH SOLE 0 0 2301 GENERAL ELECTRIC CO COM 369604103 434 18778 SH DEFINED 1 0 0 18778 GENERAL ELECTRIC CO COM 369604103 744 32188 SH SOLE 0 0 32188 GENERAL MLS INC COM 370334104 176 3566 SH DEFINED 1 0 0 3566 GENERAL MLS INC COM 370334104 41 825 SH SOLE 0 0 825 GILEAD SCIENCES INC COM 375558103 237 4850 SH DEFINED 1 0 0 4850 GOOGLE INC CL A 38259P508 480 605 SH SOLE 0 0 605 GOOGLE INC CL A 38259P508 503 633 SH DEFINED 1 0 0 633 HOME DEPOT INC COM 437076102 290 4156 SH DEFINED 1 0 0 4156 HOME DEPOT INC COM 437076102 89 1281 SH SOLE 0 0 1281 IHS INC CL A 451734107 2 19 SH DEFINED 1 0 0 19 IHS INC CL A 451734107 370 3533 SH SOLE 0 0 3533 ILLINOIS TOOL WKS INC COM 452308109 176 2892 SH DEFINED 1 0 0 2892 ILLINOIS TOOL WKS INC COM 452308109 478 7840 SH SOLE 0 0 7840 INTEL CORP COM 458140100 330 15120 SH DEFINED 1 0 0 15120 INTEL CORP COM 458140100 202 9270 SH SOLE 0 0 9270 INTERNATIONAL BUSINESS MACHS COM 459200101 694 3253 SH DEFINED 1 0 0 3253 INTERNATIONAL BUSINESS MACHS COM 459200101 462 2168 SH SOLE 0 0 2168 INTERSECTIONS INC COM 460981301 141 15000 SH SOLE 0 0 15000 ISHARES INC CORE MSCI EMKT 46434G103 4654 91694 SH SOLE 0 0 91694 ISHARES INC MSCI PAC J IDX 464286665 873 17558 SH SOLE 0 0 17558 ISHARES TR CORE S&P MCP ETF 464287507 32657 283800 SH SOLE 0 0 283800 ISHARES TR CORE S&P SCP ETF 464287804 20440 234785 SH SOLE 0 0 234785 ISHARES TR CORE S&P TTL STK 464287150 2205 30810 SH SOLE 0 0 30810 ISHARES TR CORE S&P500 ETF 464287200 46084 292859 SH SOLE 0 0 292859 ISHARES TR MSCI EAFE INDEX 464287465 47623 807436 SH SOLE 0 0 807436 ISHARES TR MSCI EMERG MKT 464287234 7343 171679 SH SOLE 0 0 171679 ISHARES TR MSCI KLD400 SOC 464288570 4089 70311 SH SOLE 0 0 70311 ISHARES TR MSCI SMALL CAP 464288273 211 4803 SH SOLE 0 0 4803 ISHARES TR RUSSELL 1000 464287622 36087 413790 SH SOLE 0 0 413790 ISHARES TR RUSSELL 2000 464287655 3880 41090 SH SOLE 0 0 41090 ISHARES TR RUSSELL 3000 464287689 9158 97988 SH SOLE 0 0 97988 ISHARES TR RUSSELL MCP VL 464287473 286 5013 SH SOLE 0 0 5013 ISHARES TR RUSSELL MIDCAP 464287499 1107 8698 SH SOLE 0 0 8698 ISHARES TR RUSSELL1000GRW 464287614 1709 23945 SH SOLE 0 0 23945 ISHARES TR RUSSELL1000VAL 464287598 1311 16149 SH SOLE 0 0 16149 ISHARES TR S&P 500 VALUE 464287408 666 9021 SH SOLE 0 0 9021 ISHARES TR S&P SMLCP GROW 464287887 490 5222 SH SOLE 0 0 5222 ISHARES TR S&P SMLCP VALU 464287879 3722 41384 SH SOLE 0 0 41384 JOHNSON & JOHNSON COM 478160104 663 8138 SH DEFINED 1 0 0 8138 JOHNSON & JOHNSON COM 478160104 733 8991 SH SOLE 0 0 8991 JPMORGAN CHASE & CO COM 46625H100 298 6273 SH SOLE 0 0 6273 JPMORGAN CHASE & CO COM 46625H100 271 5701 SH DEFINED 1 0 0 5701 LSI CORPORATION COM 502161102 48 7139 SH SOLE 0 0 7139 LSI CORPORATION COM 502161102 29 4342 SH DEFINED 1 0 0 4342 MCDONALDS CORP COM 580135101 256 2563 SH DEFINED 1 0 0 2563 MCDONALDS CORP COM 580135101 297 2976 SH SOLE 0 0 2976 MERCK & CO INC NEW COM 58933Y105 423 9564 SH DEFINED 1 0 0 9564 MERCK & CO INC NEW COM 58933Y105 89 2010 SH SOLE 0 0 2010 MICROSOFT CORP COM 594918104 511 17861 SH DEFINED 1 0 0 17861 MICROSOFT CORP COM 594918104 222 7762 SH SOLE 0 0 7762 NIKE INC CL B 654106103 150 2550 SH SOLE 0 0 2550 NIKE INC CL B 654106103 159 2689 SH DEFINED 1 0 0 2689 NOVARTIS A G SPONSORED ADR 66987v109 3 43 SH DEFINED 1 0 0 43 NOVARTIS A G SPONSORED ADR 66987v109 257 3607 SH SOLE 0 0 3607 ONEOK INC NEW COM 682680103 3 69 SH DEFINED 1 0 0 69 ONEOK INC NEW COM 682680103 361 7580 SH SOLE 0 0 7580 ORACLE CORP COM 68389X105 226 6988 SH DEFINED 1 0 0 6988 ORACLE CORP COM 68389X105 61 1890 SH SOLE 0 0 1890 PEPSICO INC COM 713448108 424 5356 SH DEFINED 1 0 0 5356 PEPSICO INC COM 713448108 149 1886 SH SOLE 0 0 1886 PFIZER INC COM 717081103 458 15886 SH DEFINED 1 0 0 15886 PFIZER INC COM 717081103 1692 58617 SH SOLE 0 0 58617 PHILIP MORRIS INTL INC COM 718172109 300 3234 SH DEFINED 1 0 0 3234 PHILIP MORRIS INTL INC COM 718172109 11 116 SH SOLE 0 0 116 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 959 56830 SH SOLE 0 0 56830 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 394 5717 SH SOLE 0 0 5717 PROCTER & GAMBLE CO COM 742718109 447 5795 SH SOLE 0 0 5795 PROCTER & GAMBLE CO COM 742718109 606 7858 SH DEFINED 1 0 0 7858 QUALCOMM INC COM 747525103 262 3910 SH DEFINED 1 0 0 3910 QUALCOMM INC COM 747525103 80 1195 SH SOLE 0 0 1195 SAPIENT CORP COM 803062108 1116 91590 SH SOLE 0 0 91590 SCHLUMBERGER LTD COM 806857108 262 3494 SH DEFINED 1 0 0 3494 SCHLUMBERGER LTD COM 806857108 13 175 SH SOLE 0 0 175 SIRIUS XM RADIO INC COM 82967N108 22 6988 SH DEFINED 1 0 0 6988 SIRIUS XM RADIO INC COM 82967N108 19 6120 SH SOLE 0 0 6120 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 233 1600 SH SOLE 0 0 1600 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5469 178437 SH SOLE 0 0 178437 SPDR S&P 500 ETF TR TR UNIT 78462F103 41305 263641 SH SOLE 0 0 263641 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3201 15265 SH SOLE 0 0 15265 SPDR SERIES TRUST S&P DIVID ETF 78464A763 524 7943 SH SOLE 0 0 7943 SPRINT NEXTEL CORP COM SER 1 852061100 68 10911 SH DEFINED 1 0 0 10911 STANLEY BLACK & DECKER INC COM 854502101 16 193 SH DEFINED 1 0 0 193 STANLEY BLACK & DECKER INC COM 854502101 696 8592 SH SOLE 0 0 8592 STERICYCLE INC COM 858912108 6 57 SH DEFINED 1 0 0 57 STERICYCLE INC COM 858912108 382 3600 SH SOLE 0 0 3600 STRYKER CORP COM 863667101 19 286 SH DEFINED 1 0 0 286 STRYKER CORP COM 863667101 335 5137 SH SOLE 0 0 5137 TARGET CORP COM 87612E106 139 2034 SH DEFINED 1 0 0 2034 TARGET CORP COM 87612E106 306 4477 SH SOLE 0 0 4477 TEXAS INSTRS INC COM 882508104 70 1973 SH DEFINED 1 0 0 1973 TEXAS INSTRS INC COM 882508104 152 4286 SH SOLE 0 0 4286 TORONTO DOMINION BK ONT COM NEW 891160509 372 4469 SH SOLE 0 0 4469 TRIPADVISOR INC COM 896945201 13 248 SH DEFINED 1 0 0 248 TRIPADVISOR INC COM 896945201 315 6000 SH SOLE 0 0 6000 UNITED PARCEL SERVICE INC CL B 911312106 1105 12860 SH SOLE 0 0 12860 UNITED PARCEL SERVICE INC CL B 911312106 142 1655 SH DEFINED 1 0 0 1655 UNITED TECHNOLOGIES CORP COM 913017109 161 1720 SH DEFINED 1 0 0 1720 UNITED TECHNOLOGIES CORP COM 913017109 229 2450 SH SOLE 0 0 2450 UNIVERSAL DISPLAY CORP COM 91347p105 390 13265 SH SOLE 0 0 13265 US BANCORP DEL COM NEW 902973304 175 5163 SH DEFINED 1 0 0 5163 US BANCORP DEL COM NEW 902973304 85 2500 SH SOLE 0 0 2500 USA TECHNOLOGIES INC COM NO PAR 90328S500 220 83850 SH SOLE 0 0 83850 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2802 41050 SH SOLE 0 0 41050 VANGUARD INDEX FDS GROWTH ETF 922908736 336 4340 SH SOLE 0 0 4340 VANGUARD INDEX FDS LARGE CAP ETF 922908637 43094 600692 SH SOLE 0 0 600692 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 335 4355 SH SOLE 0 0 4355 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1005 14965 SH SOLE 0 0 14965 VANGUARD INDEX FDS MID CAP ETF 922908629 15235 164016 SH SOLE 0 0 164016 VANGUARD INDEX FDS SM CP VAL ETF 922908611 939 11428 SH SOLE 0 0 11428 VANGUARD INDEX FDS SMALL CP ETF 922908751 8817 96729 SH SOLE 0 0 96729 VANGUARD INDEX FDS SML CP GRW ETF 922908595 266 2660 SH SOLE 0 0 2660 VANGUARD INDEX FDS TOTAL STK MKT 922908769 90164 1113691 SH SOLE 0 0 1113691 VANGUARD INDEX FDS VALUE ETF 922908744 1031 15727 SH SOLE 0 0 15727 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12898 278203 SH SOLE 0 0 278203 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 90272 2104480 SH SOLE 0 0 2104480 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 26577 540946 SH SOLE 0 0 540946 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 17516 301843 SH SOLE 0 0 301843 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 39722 604604 SH SOLE 0 0 604604 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 39355 1080303 SH SOLE 0 0 1080303 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 771 14072 SH SOLE 0 0 14072 VANGUARD WORLD FD MEGA GRWTH IND 921910816 567 9440 SH SOLE 0 0 9440 VANGUARD WORLD FD MEGA VALUE 300 921910840 368 7770 SH SOLE 0 0 7770 VERIZON COMMUNICATIONS INC COM 92343V104 243 4941 SH DEFINED 1 0 0 4941 VERIZON COMMUNICATIONS INC COM 92343V104 53 1085 SH SOLE 0 0 1085 VISA INC COM CL A 92826C839 172 1010 SH DEFINED 1 0 0 1010 VISA INC COM CL A 92826C839 51 300 SH SOLE 0 0 300 WALGREEN CO COM 931422109 202 4230 SH SOLE 0 0 4230 WALGREEN CO COM 931422109 221 4641 SH DEFINED 1 0 0 4641 WAL-MART STORES INC COM 931142103 242 3238 SH DEFINED 1 0 0 3238 WELLS FARGO & CO NEW COM 949746101 12 325 SH SOLE 0 0 325 WELLS FARGO & CO NEW COM 949746101 486 13143 SH DEFINED 1 0 0 13143 WI-LAN INC COM 928972108 99 25000 SH SOLE 0 0 25000 WILLIAMS COS INC DEL COM 969457100 48 1270 SH DEFINED 1 0 0 1270 WILLIAMS COS INC DEL COM 969457100 329 8790 SH SOLE 0 0 8790 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1511 27450 SH SOLE 0 0 27450 ZIOPHARM ONCOLOGY INC COM 98973P101 37 20000 SH SOLE 0 0 20000