0001172661-13-000373.txt : 20130213
0001172661-13-000373.hdr.sgml : 20130213
20130213104735
ACCESSION NUMBER: 0001172661-13-000373
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ballentine Partners, LLC
CENTRAL INDEX KEY: 0001374889
IRS NUMBER: 043350500
STATE OF INCORPORATION: NH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12011
FILM NUMBER: 13600418
BUSINESS ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
BUSINESS PHONE: 603-569-1717
MAIL ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
FORMER COMPANY:
FORMER CONFORMED NAME: Ballentine, Finn & Company, Inc.
DATE OF NAME CHANGE: 20060907
13F-HR/A
1
ballentinepartners4q12a1.txt
FORM 13F AMENDMENT FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ X]; Amendment Number: 1
This Amendment (Check only one.): [ X] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ballentine Partners, LLC
Address: 230 Third Avenue, 6th Floor
Waltham, MA 02451
13F File Number: 028-12011
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Roy C. Ballentine
Title: Chairman and CEO
Phone: 603-569-1717
Signature, Place, and Date of Signing:
/s/ Roy C. Ballentine Waltham, NH February 13, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 168
Form 13F Information Table Value Total: $672,837 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 028-04558 Parametric Portfolio Associates
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 171 1845 SH DEFINED 1 0 0 1845
3M CO COM 88579Y101 168 1811 SH SOLE 0 0 1811
ABBOTT LABS COM 002824100 311 4747 SH DEFINED 1 0 0 4747
ABERDEEN LATIN AMER EQTY FD COM 00306k106 372 10274 SH SOLE 0 0 10274
AIR PRODS & CHEMS INC COM 009158106 53 625 SH SOLE 0 0 625
AIR PRODS & CHEMS INC COM 009158106 170 2019 SH DEFINED 1 0 0 2019
ALLEGHANY CORP DEL COM 017175100 14 43 SH DEFINED 1 0 0 43
ALLEGHANY CORP DEL COM 017175100 200 595 SH SOLE 0 0 595
AMAZON COM INC COM 023135106 205 816 SH DEFINED 1 0 0 816
AMAZON COM INC COM 023135106 78 310 SH SOLE 0 0 310
AMGEN INC COM 031162100 62 715 SH SOLE 0 0 715
AMGEN INC COM 031162100 153 1779 SH DEFINED 1 0 0 1779
APPLE INC COM 037833100 1937 3639 SH SOLE 0 0 3639
APPLE INC COM 037833100 772 1450 SH DEFINED 1 0 0 1450
AT&T INC COM 00206R102 432 12811 SH DEFINED 1 0 0 12811
AT&T INC COM 00206R102 31 910 SH SOLE 0 0 910
AUTOMATIC DATA PROCESSING IN COM 053015103 91 1590 SH DEFINED 1 0 0 1590
AUTOMATIC DATA PROCESSING IN COM 053015103 390 6850 SH SOLE 0 0 6850
BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 82 10000 SH SOLE 0 0 10000
BANK OF AMERICA CORPORATION COM 060505104 12 1004 SH SOLE 0 0 1004
BANK OF AMERICA CORPORATION COM 060505104 205 17635 SH DEFINED 1 0 0 17635
BERKSHIRE HATHAWAY INC DEL CL A 084670108 18768 140 SH SOLE 0 0 140
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 292 3260 SH DEFINED 1 0 0 3260
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1079 12030 SH SOLE 0 0 12030
BRISTOL MYERS SQUIBB CO COM 110122108 125 3842 SH SOLE 0 0 3842
BRISTOL MYERS SQUIBB CO COM 110122108 106 3263 SH DEFINED 1 0 0 3263
CATERPILLAR INC DEL COM 149123101 270 3010 SH SOLE 0 0 3010
CATERPILLAR INC DEL COM 149123101 104 1166 SH DEFINED 1 0 0 1166
CHEVRON CORP NEW COM 166764100 389 3599 SH DEFINED 1 0 0 3599
CHEVRON CORP NEW COM 166764100 124 1145 SH SOLE 0 0 1145
CISCO SYS INC COM 17275R102 235 11963 SH DEFINED 1 0 0 11963
CISCO SYS INC COM 17275R102 90 4598 SH SOLE 0 0 4598
CITIGROUP INC COM NEW 172967424 202 5100 SH SOLE 0 0 5100
CITIGROUP INC COM NEW 172967424 192 4844 SH DEFINED 1 0 0 4844
COCA COLA CO COM 191216100 326 9006 SH DEFINED 1 0 0 9006
COCA COLA CO COM 191216100 174 4802 SH SOLE 0 0 4802
COMCAST CORP NEW CL A 20030N101 13 352 SH SOLE 0 0 352
COMCAST CORP NEW CL A 20030N101 224 5985 SH DEFINED 1 0 0 5985
CONOCOPHILLIPS COM 20825C104 153 2631 SH DEFINED 1 0 0 2631
CONOCOPHILLIPS COM 20825C104 112 1925 SH SOLE 0 0 1925
COSTCO WHSL CORP NEW COM 22160K105 263 2662 SH SOLE 0 0 2662
COSTCO WHSL CORP NEW COM 22160K105 63 641 SH DEFINED 1 0 0 641
DISNEY WALT CO COM DISNEY 254687106 252 5071 SH DEFINED 1 0 0 5071
DISNEY WALT CO COM DISNEY 254687106 66 1325 SH SOLE 0 0 1325
E M C CORP MASS COM 268648102 156 6171 SH DEFINED 1 0 0 6171
E M C CORP MASS COM 268648102 143 5653 SH SOLE 0 0 5653
EBAY INC COM 278642103 41 800 SH SOLE 0 0 800
EBAY INC COM 278642103 163 3205 SH DEFINED 1 0 0 3205
ENDOCYTE INC COM 29269A102 321 35732 SH SOLE 0 0 35732
EXPRESS SCRIPTS HLDG CO COM 30219G108 78 1442 SH DEFINED 1 0 0 1442
EXPRESS SCRIPTS HLDG CO COM 30219G108 132 2450 SH SOLE 0 0 2450
EXXON MOBIL CORP COM 30231G102 706 8162 SH SOLE 0 0 8162
EXXON MOBIL CORP COM 30231G102 935 10807 SH DEFINED 1 0 0 10807
FEDEX CORP COM 31428X106 211 2301 SH SOLE 0 0 2301
FEDEX CORP COM 31428X106 77 844 SH DEFINED 1 0 0 844
GENERAL ELECTRIC CO COM 369604103 740 35233 SH SOLE 0 0 35233
GENERAL ELECTRIC CO COM 369604103 415 19765 SH DEFINED 1 0 0 19765
GOOGLE INC CL A 38259P508 399 564 SH SOLE 0 0 564
GOOGLE INC CL A 38259P508 469 663 SH DEFINED 1 0 0 663
HOME DEPOT INC COM 437076102 71 1147 SH SOLE 0 0 1147
HOME DEPOT INC COM 437076102 261 4217 SH DEFINED 1 0 0 4217
ILLINOIS TOOL WKS INC COM 452308109 587 9645 SH SOLE 0 0 9645
ILLINOIS TOOL WKS INC COM 452308109 183 3005 SH DEFINED 1 0 0 3005
INTEL CORP COM 458140100 232 11245 SH SOLE 0 0 11245
INTEL CORP COM 458140100 320 15528 SH DEFINED 1 0 0 15528
INTERNATIONAL BUSINESS MACHS COM 459200101 491 2564 SH SOLE 0 0 2564
INTERNATIONAL BUSINESS MACHS COM 459200101 647 3376 SH DEFINED 1 0 0 3376
ISHARES INC MSCI PAC J IDX 464286665 828 17558 SH SOLE 0 0 17558
ISHARES INC CORE MSCI EMKT 46434G103 913 17500 SH SOLE 0 0 17500
ISHARES TR RUSSELL 2000 464287655 3052 36197 SH SOLE 0 0 36197
ISHARES TR S&P 500 VALUE 464287408 599 9021 SH SOLE 0 0 9021
ISHARES TR S&P SMLCP GROW 464287887 729 8679 SH SOLE 0 0 8679
ISHARES TR S&P SMLCP VALU 464287879 3598 44468 SH SOLE 0 0 44468
ISHARES TR RUSSELL1000VAL 464287598 1061 14566 SH SOLE 0 0 14566
ISHARES TR RUSSELL1000GRW 464287614 468 7152 SH SOLE 0 0 7152
ISHARES TR RUSSELL MIDCAP 464287499 950 8399 SH SOLE 0 0 8399
ISHARES TR CORE S&P MCP ETF 464287507 28329 278559 SH SOLE 0 0 278559
ISHARES TR RUSSELL 3000 464287689 8274 97708 SH SOLE 0 0 97708
ISHARES TR CORE S&P500 ETF 464287200 40169 280625 SH SOLE 0 0 280625
ISHARES TR RUSSELL 1000 464287622 32522 410894 SH SOLE 0 0 410894
ISHARES TR RUSL 2000 VALU 464287630 405 5369 SH SOLE 0 0 5369
ISHARES TR MSCI KLD400 SOC 464288570 3638 70311 SH SOLE 0 0 70311
ISHARES TR MSCI EMERG MKT 464287234 7618 171759 SH SOLE 0 0 171759
ISHARES TR MSCI EAFE INDEX 464287465 44531 783164 SH SOLE 0 0 783164
ISHARES TR CORE S&P SCP ETF 464287804 19117 244780 SH SOLE 0 0 244780
ISHARES TR CORE S&P TTL STK 464287150 2001 30810 SH SOLE 0 0 30810
ISHARES TR RUSSELL MCP VL 464287473 252 5013 SH SOLE 0 0 5013
JOHNSON & JOHNSON COM 478160104 585 8341 SH DEFINED 1 0 0 8341
JOHNSON & JOHNSON COM 478160104 652 9299 SH SOLE 0 0 9299
JPMORGAN CHASE & CO COM 46625H100 260 5913 SH DEFINED 1 0 0 5913
JPMORGAN CHASE & CO COM 46625H100 320 7273 SH SOLE 0 0 7273
MCDONALDS CORP COM 580135101 267 3032 SH SOLE 0 0 3032
MCDONALDS CORP COM 580135101 198 2249 SH DEFINED 1 0 0 2249
MERCK & CO INC NEW COM 58933Y105 43 1040 SH SOLE 0 0 1040
MERCK & CO INC NEW COM 58933Y105 429 10467 SH DEFINED 1 0 0 10467
MICROSOFT CORP COM 594918104 262 9802 SH SOLE 0 0 9802
MICROSOFT CORP COM 594918104 492 18416 SH DEFINED 1 0 0 18416
NIKE INC CL B 654106103 144 2784 SH DEFINED 1 0 0 2784
NIKE INC CL B 654106103 121 2350 SH SOLE 0 0 2350
NOVARTIS A G SPONSORED ADR 66987v109 3 43 SH DEFINED 1 0 0 43
NOVARTIS A G SPONSORED ADR 66987v109 228 3607 SH SOLE 0 0 3607
ORACLE CORP COM 68389X105 63 1890 SH SOLE 0 0 1890
ORACLE CORP COM 68389X105 243 7289 SH DEFINED 1 0 0 7289
PEPSICO INC COM 713448108 96 1400 SH SOLE 0 0 1400
PEPSICO INC COM 713448108 382 5578 SH DEFINED 1 0 0 5578
PFIZER INC COM 717081103 1452 57877 SH SOLE 0 0 57877
PFIZER INC COM 717081103 404 16105 SH DEFINED 1 0 0 16105
PHILIP MORRIS INTL INC COM 718172109 270 3225 SH DEFINED 1 0 0 3225
POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1119 70700 SH SOLE 0 0 70700
POWERSHARES QQQ TRUST UNIT SER 1 73935a104 425 6532 SH SOLE 0 0 6532
PROCTER & GAMBLE CO COM 742718109 367 5408 SH SOLE 0 0 5408
PROCTER & GAMBLE CO COM 742718109 540 7953 SH DEFINED 1 0 0 7953
QUALCOMM INC COM 747525103 74 1195 SH SOLE 0 0 1195
QUALCOMM INC COM 747525103 273 4408 SH DEFINED 1 0 0 4408
SAPIENT CORP COM 803062108 964 91300 SH SOLE 0 0 91300
SCHLUMBERGER LTD COM 806857108 246 3546 SH DEFINED 1 0 0 3546
SIRIUS XM RADIO INC COM 82967N108 20 6988 SH DEFINED 1 0 0 6988
SIRIUS XM RADIO INC COM 82967N108 18 6120 SH SOLE 0 0 6120
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5050 177502 SH SOLE 0 0 177502
SPDR S&P 500 ETF TR TR UNIT 78462F103 39150 274913 SH SOLE 0 0 274913
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2724 14671 SH SOLE 0 0 14671
SPDR SERIES TRUST S&P DIVID ETF 78464A763 484 8328 SH SOLE 0 0 8328
SPRINT NEXTEL CORP COM SER 1 852061100 62 10911 SH DEFINED 1 0 0 10911
STANLEY BLACK & DECKER INC COM 854502101 14 193 SH DEFINED 1 0 0 193
STANLEY BLACK & DECKER INC COM 854502101 636 8592 SH SOLE 0 0 8592
STERICYCLE INC COM 858912108 5 57 SH DEFINED 1 0 0 57
STERICYCLE INC COM 858912108 420 4500 SH SOLE 0 0 4500
STRYKER CORP COM 863667101 330 6027 SH SOLE 0 0 6027
STRYKER CORP COM 863667101 16 286 SH DEFINED 1 0 0 286
TARGET CORP COM 87612E106 247 4167 SH SOLE 0 0 4167
TARGET CORP COM 87612E106 133 2256 SH DEFINED 1 0 0 2256
TRIPADVISOR INC COM 896945201 252 6000 SH SOLE 0 0 6000
TRIPADVISOR INC COM 896945201 7 176 SH DEFINED 1 0 0 176
UNITED PARCEL SERVICE INC CL B 911312106 951 12900 SH SOLE 0 0 12900
UNITED PARCEL SERVICE INC CL B 911312106 122 1658 SH DEFINED 1 0 0 1658
UNITED TECHNOLOGIES CORP COM 913017109 201 2450 SH SOLE 0 0 2450
UNITED TECHNOLOGIES CORP COM 913017109 150 1828 SH DEFINED 1 0 0 1828
US BANCORP DEL COM NEW 902973304 172 5390 SH DEFINED 1 0 0 5390
US BANCORP DEL COM NEW 902973304 80 2500 SH SOLE 0 0 2500
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2714 44860 SH SOLE 0 0 44860
VANGUARD INDEX FDS MID CAP ETF 922908629 13600 164967 SH SOLE 0 0 164967
VANGUARD INDEX FDS SM CP VAL ETF 922908611 810 11149 SH SOLE 0 0 11149
VANGUARD INDEX FDS SMALL CP ETF 922908751 8291 102484 SH SOLE 0 0 102484
VANGUARD INDEX FDS TOTAL STK MKT 922908769 79808 1089079 SH SOLE 0 0 1089079
VANGUARD INDEX FDS LARGE CAP ETF 922908637 39020 598835 SH SOLE 0 0 598835
VANGUARD INDEX FDS VALUE ETF 922908744 685 11654 SH SOLE 0 0 11654
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 756 12854 SH SOLE 0 0 12854
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12602 275456 SH SOLE 0 0 275456
VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 16204 303500 SH SOLE 0 0 303500
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 92429 2075650 SH SOLE 0 0 2075650
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 26501 542602 SH SOLE 0 0 542602
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 39656 665702 SH SOLE 0 0 665702
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 35725 1014060 SH SOLE 0 0 1014060
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 796 16122 SH SOLE 0 0 16122
VANGUARD WORLD FD MEGA GRWTH IND 921910816 524 9440 SH SOLE 0 0 9440
VANGUARD WORLD FD MEGA VALUE 300 921910840 332 7770 SH SOLE 0 0 7770
VERIZON COMMUNICATIONS INC COM 92343V104 231 5329 SH DEFINED 1 0 0 5329
VERIZON COMMUNICATIONS INC COM 92343V104 22 500 SH SOLE 0 0 500
VISA INC COM CL A 92826C839 227 1500 SH SOLE 0 0 1500
VISA INC COM CL A 92826C839 157 1039 SH DEFINED 1 0 0 1039
WALGREEN CO COM 931422109 176 4755 SH DEFINED 1 0 0 4755
WALGREEN CO COM 931422109 185 5000 SH SOLE 0 0 5000
WAL-MART STORES INC COM 931142103 242 3541 SH DEFINED 1 0 0 3541
WELLS FARGO & CO NEW COM 949746101 482 14097 SH DEFINED 1 0 0 14097
WELLS FARGO & CO NEW COM 949746101 45 1320 SH SOLE 0 0 1320
WILLIAMS COS INC DEL COM 969457100 183 5580 SH SOLE 0 0 5580
WILLIAMS COS INC DEL COM 969457100 43 1311 SH DEFINED 1 0 0 1311
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1862 32550 SH SOLE 0 0 32550