0001172661-13-000302.txt : 20130212 0001172661-13-000302.hdr.sgml : 20130212 20130212061903 ACCESSION NUMBER: 0001172661-13-000302 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130212 DATE AS OF CHANGE: 20130212 EFFECTIVENESS DATE: 20130212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine Partners, LLC CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 13594245 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 FORMER COMPANY: FORMER CONFORMED NAME: Ballentine, Finn & Company, Inc. DATE OF NAME CHANGE: 20060907 13F-HR 1 ballentinepartners4q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Partners, LLC Address: 230 Third Avenue, 6th Floor Waltham, MA 02451 13F File Number: 028-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: Chairman and CEO Phone: 603-569-1717 Signature, Place, and Date of Signing: /s/ Roy C. Ballentine Waltham, NH February 12, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 170 Form 13F Information Table Value Total: $671,836 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-04558 Parametric Portfolio Associates FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 171 1845 SH DEFINED 1 0 0 1845 3M CO COM 88579Y101 168 1811 SH SOLE 0 0 1811 ABBOTT LABS COM 002824100 311 4747 SH DEFINED 1 0 0 4747 ABERDEEN LATIN AMER EQTY FD COM 00306k106 372 10274 SH SOLE 0 0 10274 AIR PRODS & CHEMS INC COM 009158106 53 625 SH SOLE 0 0 625 AIR PRODS & CHEMS INC COM 009158106 170 2019 SH DEFINED 1 0 0 2019 ALLEGHANY CORP DEL COM 017175100 200 595 SH SOLE 0 0 595 ALLEGHANY CORP DEL COM 017175100 14 43 SH DEFINED 1 0 0 43 AMAZON COM INC COM 023135106 205 816 SH DEFINED 1 0 0 816 AMAZON COM INC COM 023135106 78 310 SH SOLE 0 0 310 AMGEN INC COM 031162100 62 715 SH SOLE 0 0 715 AMGEN INC COM 031162100 153 1779 SH DEFINED 1 0 0 1779 APPLE INC COM 037833100 1937 3639 SH SOLE 0 0 3639 APPLE INC COM 037833100 772 1450 SH DEFINED 1 0 0 1450 AT&T INC COM 00206R102 31 910 SH SOLE 0 0 910 AT&T INC COM 00206R102 432 12811 SH DEFINED 1 0 0 12811 AUTOMATIC DATA PROCESSING IN COM 053015103 390 6850 SH SOLE 0 0 6850 AUTOMATIC DATA PROCESSING IN COM 053015103 91 1590 SH DEFINED 1 0 0 1590 BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 82 10000 SH SOLE 0 0 10000 BANK OF AMERICA CORPORATION COM 060505104 205 17635 SH DEFINED 1 0 0 17635 BANK OF AMERICA CORPORATION COM 060505104 12 1004 SH SOLE 0 0 1004 BERKSHIRE HATHAWAY INC DEL CL A 084670108 18768 140 SH SOLE 0 0 140 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1079 12030 SH SOLE 0 0 12030 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 292 3260 SH DEFINED 1 0 0 3260 BRISTOL MYERS SQUIBB CO COM 110122108 125 3842 SH SOLE 0 0 3842 BRISTOL MYERS SQUIBB CO COM 110122108 106 3263 SH DEFINED 1 0 0 3263 CATERPILLAR INC DEL COM 149123101 270 3010 SH SOLE 0 0 3010 CATERPILLAR INC DEL COM 149123101 104 1166 SH DEFINED 1 0 0 1166 CHEVRON CORP NEW COM 166764100 389 3599 SH DEFINED 1 0 0 3599 CHEVRON CORP NEW COM 166764100 124 1145 SH SOLE 0 0 1145 CISCO SYS INC COM 17275R102 235 11963 SH DEFINED 1 0 0 11963 CISCO SYS INC COM 17275R102 90 4598 SH SOLE 0 0 4598 CITIGROUP INC COM NEW 172967424 202 5100 SH SOLE 0 0 5100 CITIGROUP INC COM NEW 172967424 192 4844 SH DEFINED 1 0 0 4844 COCA COLA CO COM 191216100 326 9006 SH DEFINED 1 0 0 9006 COCA COLA CO COM 191216100 174 4802 SH SOLE 0 0 4802 COMCAST CORP NEW CL A 20030N101 13 352 SH SOLE 0 0 352 COMCAST CORP NEW CL A 20030N101 224 5985 SH DEFINED 1 0 0 5985 CONOCOPHILLIPS COM 20825C104 153 2631 SH DEFINED 1 0 0 2631 CONOCOPHILLIPS COM 20825C104 112 1925 SH SOLE 0 0 1925 COSTCO WHSL CORP NEW COM 22160K105 263 2662 SH SOLE 0 0 2662 COSTCO WHSL CORP NEW COM 22160K105 63 641 SH DEFINED 1 0 0 641 DISNEY WALT CO COM DISNEY 254687106 252 5071 SH DEFINED 1 0 0 5071 DISNEY WALT CO COM DISNEY 254687106 66 1325 SH SOLE 0 0 1325 E M C CORP MASS COM 268648102 156 6171 SH DEFINED 1 0 0 6171 E M C CORP MASS COM 268648102 143 5653 SH SOLE 0 0 5653 EBAY INC COM 278642103 41 800 SH SOLE 0 0 800 EBAY INC COM 278642103 163 3205 SH DEFINED 1 0 0 3205 ECOLAB INC COM 278865100 57 155000 SH SOLE 0 0 155000 ECOLAB INC COM 278865100 40 550 SH DEFINED 1 0 0 550 ENDOCYTE INC COM 29269A102 321 35732 SH SOLE 0 0 35732 EXPRESS SCRIPTS HLDG CO COM 30219G108 78 1442 SH DEFINED 1 0 0 1442 EXPRESS SCRIPTS HLDG CO COM 30219G108 132 2450 SH SOLE 0 0 2450 EXXON MOBIL CORP COM 30231G102 706 8162 SH SOLE 0 0 8162 EXXON MOBIL CORP COM 30231G102 935 10807 SH DEFINED 1 0 0 10807 FEDEX CORP COM 31428X106 77 844 SH DEFINED 1 0 0 844 FEDEX CORP COM 31428X106 211 2301 SH SOLE 0 0 2301 GENERAL ELECTRIC CO COM 369604103 415 19765 SH DEFINED 1 0 0 19765 GENERAL ELECTRIC CO COM 369604103 740 35233 SH SOLE 0 0 35233 GOOGLE INC CL A 38259P508 399 564 SH SOLE 0 0 564 GOOGLE INC CL A 38259P508 469 663 SH DEFINED 1 0 0 663 HOME DEPOT INC COM 437076102 71 1147 SH SOLE 0 0 1147 HOME DEPOT INC COM 437076102 261 4217 SH DEFINED 1 0 0 4217 ILLINOIS TOOL WKS INC COM 452308109 587 9645 SH SOLE 0 0 9645 ILLINOIS TOOL WKS INC COM 452308109 183 3005 SH DEFINED 1 0 0 3005 INTEL CORP COM 458140100 232 11245 SH SOLE 0 0 11245 INTEL CORP COM 458140100 320 15528 SH DEFINED 1 0 0 15528 INTERNATIONAL BUSINESS MACHS COM 459200101 647 3376 SH DEFINED 1 0 0 3376 INTERNATIONAL BUSINESS MACHS COM 459200101 491 2564 SH SOLE 0 0 2564 ISHARES INC MSCI PAC J IDX 464286665 828 17558 SH SOLE 0 0 17558 ISHARES INC CORE MSCI EMKT 46434G103 913 17500 SH SOLE 0 0 17500 ISHARES TR RUSSELL 1000 464287622 32522 410894 SH SOLE 0 0 410894 ISHARES TR RUSSELL1000VAL 464287598 1061 14566 SH SOLE 0 0 14566 ISHARES TR S&P 500 VALUE 464287408 599 9021 SH SOLE 0 0 9021 ISHARES TR S&P SMLCP VALU 464287879 3598 44468 SH SOLE 0 0 44468 ISHARES TR S&P SMLCP GROW 464287887 729 8679 SH SOLE 0 0 8679 ISHARES TR RUSSELL1000GRW 464287614 468 7152 SH SOLE 0 0 7152 ISHARES TR RUSSELL MIDCAP 464287499 950 8399 SH SOLE 0 0 8399 ISHARES TR RUSSELL MCP VL 464287473 252 5013 SH SOLE 0 0 5013 ISHARES TR RUSSELL 2000 464287655 3052 36197 SH SOLE 0 0 36197 ISHARES TR CORE S&P TTL STK 464287150 903 13900 SH SOLE 0 0 13900 ISHARES TR RUSL 2000 VALU 464287630 405 5369 SH SOLE 0 0 5369 ISHARES TR MSCI KLD400 SOC 464288570 3638 70311 SH SOLE 0 0 70311 ISHARES TR MSCI EMERG MKT 464287234 7618 171759 SH SOLE 0 0 171759 ISHARES TR MSCI EAFE INDEX 464287465 44531 783164 SH SOLE 0 0 783164 ISHARES TR CORE S&P500 ETF 464287200 40169 280625 SH SOLE 0 0 280625 ISHARES TR CORE S&P MCP ETF 464287507 28329 278559 SH SOLE 0 0 278559 ISHARES TR CORE S&P SCP ETF 464287804 19117 244780 SH SOLE 0 0 244780 ISHARES TR RUSSELL 3000 464287689 8274 97708 SH SOLE 0 0 97708 JOHNSON & JOHNSON COM 478160104 652 9299 SH SOLE 0 0 9299 JOHNSON & JOHNSON COM 478160104 585 8341 SH DEFINED 1 0 0 8341 JPMORGAN CHASE & CO COM 46625H100 320 7273 SH SOLE 0 0 7273 JPMORGAN CHASE & CO COM 46625H100 260 5913 SH DEFINED 1 0 0 5913 MCDONALDS CORP COM 580135101 267 3032 SH SOLE 0 0 3032 MCDONALDS CORP COM 580135101 198 2249 SH DEFINED 1 0 0 2249 MERCK & CO INC NEW COM 58933Y105 429 10467 SH DEFINED 1 0 0 10467 MERCK & CO INC NEW COM 58933Y105 43 1040 SH SOLE 0 0 1040 MICROSOFT CORP COM 594918104 262 9802 SH SOLE 0 0 9802 MICROSOFT CORP COM 594918104 492 18416 SH DEFINED 1 0 0 18416 NIKE INC CL B 654106103 144 2784 SH DEFINED 1 0 0 2784 NIKE INC CL B 654106103 121 2350 SH SOLE 0 0 2350 NOVARTIS A G SPONSORED ADR 66987v109 3 43 SH DEFINED 1 0 0 43 NOVARTIS A G SPONSORED ADR 66987v109 228 3607 SH SOLE 0 0 3607 ORACLE CORP COM 68389X105 63 1890 SH SOLE 0 0 1890 ORACLE CORP COM 68389X105 243 7289 SH DEFINED 1 0 0 7289 PEPSICO INC COM 713448108 96 1400 SH SOLE 0 0 1400 PEPSICO INC COM 713448108 382 5578 SH DEFINED 1 0 0 5578 PFIZER INC COM 717081103 404 16105 SH DEFINED 1 0 0 16105 PFIZER INC COM 717081103 1452 57877 SH SOLE 0 0 57877 PHILIP MORRIS INTL INC COM 718172109 270 3225 SH DEFINED 1 0 0 3225 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1119 70700 SH SOLE 0 0 70700 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 425 6532 SH SOLE 0 0 6532 PROCTER & GAMBLE CO COM 742718109 367 5408 SH SOLE 0 0 5408 PROCTER & GAMBLE CO COM 742718109 540 7953 SH DEFINED 1 0 0 7953 QUALCOMM INC COM 747525103 74 1195 SH SOLE 0 0 1195 QUALCOMM INC COM 747525103 273 4408 SH DEFINED 1 0 0 4408 SAPIENT CORP COM 803062108 964 91300 SH SOLE 0 0 91300 SCHLUMBERGER LTD COM 806857108 246 3546 SH DEFINED 1 0 0 3546 SIRIUS XM RADIO INC COM 82967N108 20 6988 SH DEFINED 1 0 0 6988 SIRIUS XM RADIO INC COM 82967N108 18 6120 SH SOLE 0 0 6120 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5050 177502 SH SOLE 0 0 177502 SPDR S&P 500 ETF TR TR UNIT 78462F103 39150 274913 SH SOLE 0 0 274913 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2724 14671 SH SOLE 0 0 14671 SPDR SERIES TRUST S&P DIVID ETF 78464A763 484 8328 SH SOLE 0 0 8328 SPRINT NEXTEL CORP COM SER 1 852061100 62 10911 SH DEFINED 1 0 0 10911 STANLEY BLACK & DECKER INC COM 854502101 14 193 SH DEFINED 1 0 0 193 STANLEY BLACK & DECKER INC COM 854502101 636 8592 SH SOLE 0 0 8592 STERICYCLE INC COM 858912108 5 57 SH DEFINED 1 0 0 57 STERICYCLE INC COM 858912108 420 4500 SH SOLE 0 0 4500 STRYKER CORP COM 863667101 330 6027 SH SOLE 0 0 6027 STRYKER CORP COM 863667101 16 286 SH DEFINED 1 0 0 286 TARGET CORP COM 87612E106 247 4167 SH SOLE 0 0 4167 TARGET CORP COM 87612E106 133 2256 SH DEFINED 1 0 0 2256 TRIPADVISOR INC COM 896945201 7 176 SH DEFINED 1 0 0 176 TRIPADVISOR INC COM 896945201 252 6000 SH SOLE 0 0 6000 UNITED PARCEL SERVICE INC CL B 911312106 951 12900 SH SOLE 0 0 12900 UNITED PARCEL SERVICE INC CL B 911312106 122 1658 SH DEFINED 1 0 0 1658 UNITED TECHNOLOGIES CORP COM 913017109 150 1828 SH DEFINED 1 0 0 1828 UNITED TECHNOLOGIES CORP COM 913017109 201 2450 SH SOLE 0 0 2450 US BANCORP DEL COM NEW 902973304 172 5390 SH DEFINED 1 0 0 5390 US BANCORP DEL COM NEW 902973304 80 2500 SH SOLE 0 0 2500 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2714 44860 SH SOLE 0 0 44860 VANGUARD INDEX FDS MID CAP ETF 922908629 13600 164967 SH SOLE 0 0 164967 VANGUARD INDEX FDS SM CP VAL ETF 922908611 810 11149 SH SOLE 0 0 11149 VANGUARD INDEX FDS SMALL CP ETF 922908751 8291 102484 SH SOLE 0 0 102484 VANGUARD INDEX FDS TOTAL STK MKT 922908769 79808 1089079 SH SOLE 0 0 1089079 VANGUARD INDEX FDS LARGE CAP ETF 922908637 39020 598835 SH SOLE 0 0 598835 VANGUARD INDEX FDS VALUE ETF 922908744 685 11654 SH SOLE 0 0 11654 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 756 12854 SH SOLE 0 0 12854 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12602 275456 SH SOLE 0 0 275456 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 16204 303500 SH SOLE 0 0 303500 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 92429 2075650 SH SOLE 0 0 2075650 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 26501 542602 SH SOLE 0 0 542602 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 39656 665702 SH SOLE 0 0 665702 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 35725 1014060 SH SOLE 0 0 1014060 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 796 16122 SH SOLE 0 0 16122 VANGUARD WORLD FD MEGA GRWTH IND 921910816 524 9440 SH SOLE 0 0 9440 VANGUARD WORLD FD MEGA VALUE 300 921910840 332 7770 SH SOLE 0 0 7770 VERIZON COMMUNICATIONS INC COM 92343V104 22 500 SH SOLE 0 0 500 VERIZON COMMUNICATIONS INC COM 92343V104 231 5329 SH DEFINED 1 0 0 5329 VISA INC COM CL A 92826C839 227 1500 SH SOLE 0 0 1500 VISA INC COM CL A 92826C839 157 1039 SH DEFINED 1 0 0 1039 WALGREEN CO COM 931422109 176 4755 SH DEFINED 1 0 0 4755 WALGREEN CO COM 931422109 185 5000 SH SOLE 0 0 5000 WAL-MART STORES INC COM 931142103 242 3541 SH DEFINED 1 0 0 3541 WELLS FARGO & CO NEW COM 949746101 482 14097 SH DEFINED 1 0 0 14097 WELLS FARGO & CO NEW COM 949746101 45 1320 SH SOLE 0 0 1320 WILLIAMS COS INC DEL COM 969457100 183 5580 SH SOLE 0 0 5580 WILLIAMS COS INC DEL COM 969457100 43 1311 SH DEFINED 1 0 0 1311 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1862 32550 SH SOLE 0 0 32550