0001172661-12-001051.txt : 20121101
0001172661-12-001051.hdr.sgml : 20121101
20121101162917
ACCESSION NUMBER: 0001172661-12-001051
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121101
DATE AS OF CHANGE: 20121101
EFFECTIVENESS DATE: 20121101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ballentine Partners, LLC
CENTRAL INDEX KEY: 0001374889
IRS NUMBER: 043350500
STATE OF INCORPORATION: NH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12011
FILM NUMBER: 121173880
BUSINESS ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
BUSINESS PHONE: 603-569-1717
MAIL ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
FORMER COMPANY:
FORMER CONFORMED NAME: Ballentine, Finn & Company, Inc.
DATE OF NAME CHANGE: 20060907
13F-HR
1
ballentine3q12.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ballentine Partners, LLC
Address: 230 Third Avenue, 6th Floor
Waltham, MA 02451
13F File Number: 028-12011
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Roy C. Ballentine
Title: Chairman and CEO
Phone: 603-569-1717
Signature, Place, and Date of Signing:
/s/ Roy C. Ballentine Waltham, NH November 1, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 159
Form 13F Information Table Value Total: $628,466 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 028-04558 Parametric Portfolio Associates
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 87 936 SH SOLE 0 0 936
3M CO COM 88579Y101 150 1619 SH DEFINED 1 0 0 1619
ABBOTT LABS COM 002824100 354 5163 SH DEFINED 1 0 0 5163
ABBOTT LABS COM 002824100 144 2100 SH SOLE 0 0 2100
ABERDEEN LATIN AMER EQTY FD COM 00306k106 354 10274 SH SOLE 0 0 10274
AIR PRODS & CHEMS INC COM 009158106 161 1946 SH DEFINED 1 0 0 1946
AIR PRODS & CHEMS INC COM 009158106 52 625 SH SOLE 0 0 625
ALLEGHANY CORP DEL COM 017175100 205 595 SH SOLE 0 0 595
AMAZON COM INC COM 023135106 187 737 SH DEFINED 1 0 0 737
AMAZON COM INC COM 023135106 15 60 SH SOLE 0 0 60
AMERICAN EXPRESS CO COM 025816109 34 600 SH SOLE 0 0 600
AMERICAN EXPRESS CO COM 025816109 198 3474 SH DEFINED 1 0 0 3474
APPLE INC COM 037833100 1062 1592 SH DEFINED 1 0 0 1592
APPLE INC COM 037833100 2171 3254 SH SOLE 0 0 3254
APPLIED MATLS INC COM 038222105 25 2272 SH DEFINED 1 0 0 2272
APPLIED MATLS INC COM 038222105 89 8000 SH SOLE 0 0 8000
AT&T INC COM 00206R102 392 10409 SH DEFINED 1 0 0 10409
AT&T INC COM 00206R102 2 46 SH SOLE 0 0 46
AUTOMATIC DATA PROCESSING IN COM 053015103 69 1177 SH DEFINED 1 0 0 1177
AUTOMATIC DATA PROCESSING IN COM 053015103 402 6850 SH SOLE 0 0 6850
BANCO SANTANDER CHILE NEW SP ADR REP COM 05965X109 75 10000 SH SOLE 0 0 10000
BANK OF AMERICA CORPORATION COM 060505104 105 11864 SH DEFINED 1 0 0 11864
BANK OF AMERICA CORPORATION COM 060505104 10 1152 SH SOLE 0 0 1152
BAXTER INTL INC COM 071813109 57 947 SH DEFINED 1 0 0 947
BAXTER INTL INC COM 071813109 161 2677 SH SOLE 0 0 2677
BERKSHIRE HATHAWAY INC DEL CL A 084670108 18180 137 SH SOLE 0 0 137
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 231 2619 SH DEFINED 1 0 0 2619
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1070 12130 SH SOLE 0 0 12130
CATERPILLAR INC DEL COM 149123101 87 1007 SH DEFINED 1 0 0 1007
CATERPILLAR INC DEL COM 149123101 283 3285 SH SOLE 0 0 3285
CHEVRON CORP NEW COM 166764100 134 1150 SH SOLE 0 0 1150
CHEVRON CORP NEW COM 166764100 412 3533 SH DEFINED 1 0 0 3533
CISCO SYS INC COM 17275R102 184 9615 SH DEFINED 1 0 0 9615
CISCO SYS INC COM 17275R102 190 9966 SH SOLE 0 0 9966
CITIGROUP INC COM NEW 172967424 124 3800 SH DEFINED 1 0 0 3800
CITIGROUP INC COM NEW 172967424 167 5100 SH SOLE 0 0 5100
COCA COLA CO COM 191216100 281 7409 SH DEFINED 1 0 0 7409
COCA COLA CO COM 191216100 206 5422 SH SOLE 0 0 5422
CONOCOPHILLIPS COM 20825C104 140 2449 SH DEFINED 1 0 0 2449
CONOCOPHILLIPS COM 20825C104 141 2465 SH SOLE 0 0 2465
COSTCO WHSL CORP NEW COM 22160K105 67 673 SH DEFINED 1 0 0 673
COSTCO WHSL CORP NEW COM 22160K105 227 2270 SH SOLE 0 0 2270
CVS CAREMARK CORPORATION COM 126650100 149 3072 SH DEFINED 1 0 0 3072
CVS CAREMARK CORPORATION COM 126650100 59 1210 SH SOLE 0 0 1210
DISNEY WALT CO COM DISNEY 254687106 235 4494 SH DEFINED 1 0 0 4494
DISNEY WALT CO COM DISNEY 254687106 75 1428 SH SOLE 0 0 1428
E M C CORP MASS COM 268648102 169 6208 SH DEFINED 1 0 0 6208
E M C CORP MASS COM 268648102 119 4350 SH SOLE 0 0 4350
EXPRESS SCRIPTS HLDG CO COM 30219G108 81 1289 SH DEFINED 1 0 0 1289
EXPRESS SCRIPTS HLDG CO COM 30219G108 438 7000 SH SOLE 0 0 7000
EXXON MOBIL CORP COM 30231G102 1087 11882 SH SOLE 0 0 11882
EXXON MOBIL CORP COM 30231G102 824 9015 SH DEFINED 1 0 0 9015
FASTENAL CO COM 311900104 12 287 SH DEFINED 1 0 0 287
FASTENAL CO COM 311900104 344 8000 SH SOLE 0 0 8000
FEDEX CORP COM 31428X106 46 542 SH DEFINED 1 0 0 542
FEDEX CORP COM 31428X106 195 2301 SH SOLE 0 0 2301
GENERAL ELECTRIC CO COM 369604103 355 15642 SH DEFINED 1 0 0 15642
GENERAL ELECTRIC CO COM 369604103 858 37768 SH SOLE 0 0 37768
GLOBAL PMTS INC COM 37940X102 3 80 SH DEFINED 1 0 0 80
GLOBAL PMTS INC COM 37940X102 483 11552 SH SOLE 0 0 11552
GOOGLE INC CL A 38259P508 453 601 SH DEFINED 1 0 0 601
GOOGLE INC CL A 38259P508 275 364 SH SOLE 0 0 364
HOME DEPOT INC COM 437076102 208 3443 SH DEFINED 1 0 0 3443
HOME DEPOT INC COM 437076102 69 1147 SH SOLE 0 0 1147
ILLINOIS TOOL WKS INC COM 452308109 168 2823 SH DEFINED 1 0 0 2823
ILLINOIS TOOL WKS INC COM 452308109 562 9450 SH SOLE 0 0 9450
INTEL CORP COM 458140100 349 15403 SH DEFINED 1 0 0 15403
INTEL CORP COM 458140100 539 23779 SH SOLE 0 0 23779
INTERNATIONAL BUSINESS MACHS COM 459200101 639 3081 SH DEFINED 1 0 0 3081
INTERNATIONAL BUSINESS MACHS COM 459200101 557 2683 SH SOLE 0 0 2683
ISHARES INC MSCI PAC J IDX 464286665 945 21192 SH SOLE 0 0 21192
ISHARES TR MSCI EAFE INDEX 464287465 42073 793830 SH SOLE 0 0 793830
ISHARES TR MSCI EMERG MKT 464287234 6714 162472 SH SOLE 0 0 162472
ISHARES TR MSCI KLD400 SOC 464288570 3684 70696 SH SOLE 0 0 70696
ISHARES TR RUSL 2000 VALU 464287630 203 2742 SH SOLE 0 0 2742
ISHARES TR RUSSELL 1000 464287622 32902 413965 SH SOLE 0 0 413965
ISHARES TR RUSSELL 2000 464287655 2631 31532 SH SOLE 0 0 31532
ISHARES TR RUSSELL 3000 464287689 8661 102073 SH SOLE 0 0 102073
ISHARES TR RUSSELL MIDCAP 464287499 266 2400 SH SOLE 0 0 2400
ISHARES TR RUSSELL1000GRW 464287614 456 6831 SH SOLE 0 0 6831
ISHARES TR RUSSELL1000VAL 464287598 948 13129 SH SOLE 0 0 13129
ISHARES TR S&P 1500 INDEX 464287150 2011 30810 SH SOLE 0 0 30810
ISHARES TR S&P 500 INDEX 464287200 38958 269791 SH SOLE 0 0 269791
ISHARES TR S&P 500 VALUE 464287408 593 9021 SH SOLE 0 0 9021
ISHARES TR S&P MIDCAP 400 464287507 24850 251826 SH SOLE 0 0 251826
ISHARES TR S&P SMLCAP 600 464287804 18819 244179 SH SOLE 0 0 244179
ISHARES TR S&P SMLCP VALU 464287879 4035 51074 SH SOLE 0 0 51074
JOHNSON & JOHNSON COM 478160104 602 8741 SH SOLE 0 0 8741
JOHNSON & JOHNSON COM 478160104 541 7858 SH DEFINED 1 0 0 7858
JPMORGAN CHASE & CO COM 46625H100 188 4633 SH DEFINED 1 0 0 4633
JPMORGAN CHASE & CO COM 46625H100 159 3925 SH SOLE 0 0 3925
MCDONALDS CORP COM 580135101 194 2118 SH DEFINED 1 0 0 2118
MCDONALDS CORP COM 580135101 404 4408 SH SOLE 0 0 4408
MERCK & CO INC NEW COM 58933Y105 406 9011 SH DEFINED 1 0 0 9011
MERCK & CO INC NEW COM 58933Y105 47 1040 SH SOLE 0 0 1040
MICROSOFT CORP COM 594918104 492 16534 SH DEFINED 1 0 0 16534
MICROSOFT CORP COM 594918104 187 6277 SH SOLE 0 0 6277
NIKE INC CL B 654106103 114 1201 SH SOLE 0 0 1201
NIKE INC CL B 654106103 120 1268 SH DEFINED 1 0 0 1268
NOVARTIS A G SPONSORED ADR 66987v109 211 3450 SH SOLE 0 0 3450
NOVARTIS A G SPONSORED ADR 66987v109 3 43 SH DEFINED 1 0 0 43
ORACLE CORP COM 68389X105 196 6219 SH DEFINED 1 0 0 6219
ORACLE CORP COM 68389X105 44 1400 SH SOLE 0 0 1400
PEPSICO INC COM 713448108 362 5115 SH DEFINED 1 0 0 5115
PEPSICO INC COM 713448108 106 1500 SH SOLE 0 0 1500
PFIZER INC COM 717081103 328 13188 SH DEFINED 1 0 0 13188
PFIZER INC COM 717081103 1535 61779 SH SOLE 0 0 61779
PHILIP MORRIS INTL INC COM 718172109 257 2859 SH DEFINED 1 0 0 2859
POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1075 70700 SH SOLE 0 0 70700
POWERSHARES QQQ TRUST UNIT SER 1 73935a104 620 9035 SH SOLE 0 0 9035
PROCTER & GAMBLE CO COM 742718109 463 6681 SH SOLE 0 0 6681
PROCTER & GAMBLE CO COM 742718109 503 7259 SH DEFINED 1 0 0 7259
QUALCOMM INC COM 747525103 265 4249 SH DEFINED 1 0 0 4249
QUALCOMM INC COM 747525103 87 1400 SH SOLE 0 0 1400
SAPIENT CORP COM 803062108 1122 105300 SH SOLE 0 0 105300
SCHLUMBERGER LTD COM 806857108 212 2932 SH DEFINED 1 0 0 2932
SCHLUMBERGER LTD COM 806857108 14 200 SH SOLE 0 0 200
SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 345 11188 SH SOLE 0 0 11188
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 4794 175400 SH SOLE 0 0 175400
SPDR S&P 500 ETF TR TR UNIT 78462F103 42508 295253 SH SOLE 0 0 295253
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2244 12472 SH SOLE 0 0 12472
SPDR SERIES TRUST S&P DIVID ETF 78464A763 912 15703 SH SOLE 0 0 15703
STANLEY BLACK & DECKER INC COM 854502101 10 130 SH DEFINED 1 0 0 130
STANLEY BLACK & DECKER INC COM 854502101 655 8592 SH SOLE 0 0 8592
STERICYCLE INC COM 858912108 5 57 SH DEFINED 1 0 0 57
STERICYCLE INC COM 858912108 452 5000 SH SOLE 0 0 5000
STRYKER CORP COM 863667101 18 331 SH DEFINED 1 0 0 331
STRYKER CORP COM 863667101 438 7875 SH SOLE 0 0 7875
TRIPADVISOR INC COM 896945201 6 170 SH DEFINED 1 0 0 170
TRIPADVISOR INC COM 896945201 198 6000 SH SOLE 0 0 6000
UNITED PARCEL SERVICE INC CL B 911312106 930 13000 SH SOLE 0 0 13000
UNITED PARCEL SERVICE INC CL B 911312106 98 1374 SH DEFINED 1 0 0 1374
UNITED TECHNOLOGIES CORP COM 913017109 136 1743 SH DEFINED 1 0 0 1743
UNITED TECHNOLOGIES CORP COM 913017109 192 2450 SH SOLE 0 0 2450
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2846 47780 SH SOLE 0 0 47780
VANGUARD INDEX FDS LARGE CAP ETF 922908637 43783 666513 SH SOLE 0 0 666513
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 343 5918 SH SOLE 0 0 5918
VANGUARD INDEX FDS MID CAP ETF 922908629 14454 178091 SH SOLE 0 0 178091
VANGUARD INDEX FDS SM CP VAL ETF 922908611 1237 17206 SH SOLE 0 0 17206
VANGUARD INDEX FDS SMALL CP ETF 922908751 8363 104354 SH SOLE 0 0 104354
VANGUARD INDEX FDS TOTAL STK MKT 922908769 64499 875749 SH SOLE 0 0 875749
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 11351 264231 SH SOLE 0 0 264231
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 77847 1865934 SH SOLE 0 0 1865934
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 25674 567249 SH SOLE 0 0 567249
VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 16381 325269 SH SOLE 0 0 325269
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 40661 681318 SH SOLE 0 0 681318
VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 24651 749734 SH SOLE 0 0 749734
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 813 16122 SH SOLE 0 0 16122
VANGUARD WORLD FD MEGA GRWTH IND 921910816 537 9440 SH SOLE 0 0 9440
VANGUARD WORLD FD MEGA VALUE 300 921910840 334 7770 SH SOLE 0 0 7770
VERIZON COMMUNICATIONS INC COM 92343V104 29 633 SH SOLE 0 0 633
VERIZON COMMUNICATIONS INC COM 92343V104 180 3951 SH DEFINED 1 0 0 3951
VISA INC COM CL A 92826C839 91 678 SH DEFINED 1 0 0 678
VISA INC COM CL A 92826C839 222 1652 SH SOLE 0 0 1652
WALGREEN CO COM 931422109 181 4972 SH DEFINED 1 0 0 4972
WALGREEN CO COM 931422109 182 5000 SH SOLE 0 0 5000
WELLS FARGO & CO NEW COM 949746101 431 12474 SH DEFINED 1 0 0 12474
WELLS FARGO & CO NEW COM 949746101 46 1320 SH SOLE 0 0 1320
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1747 32550 SH SOLE 0 0 32550