0001172661-12-000783.txt : 20120807 0001172661-12-000783.hdr.sgml : 20120807 20120807114347 ACCESSION NUMBER: 0001172661-12-000783 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120807 DATE AS OF CHANGE: 20120807 EFFECTIVENESS DATE: 20120807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine Partners, LLC CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 121012008 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 FORMER COMPANY: FORMER CONFORMED NAME: Ballentine, Finn & Company, Inc. DATE OF NAME CHANGE: 20060907 13F-HR 1 ballentine2q12.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Partners, LLC Address: 230 Third Avenue, 6th Floor Waltham, MA 02451 13F File Number: 028-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: Chairman and CEO Phone: 603-569-1717 Signature, Place, and Date of Signing: /s/ Roy C. Ballentine Waltham, NH August 07, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: $578,909 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-04558 Parametric Portfolio Associates FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 68 1050 SH SOLE 0 0 1050 ABBOTT LABS COM 002824100 167 2588 SH DEFINED 1 0 0 2588 ABERDEEN LATIN AMER EQTY FD COM 00306k106 329 10274 SH SOLE 0 0 10274 ALLEGHANY CORP DEL COM 017175100 202 595 SH SOLE 0 0 595 AMAZON COM INC COM 023135106 70 306 SH DEFINED 1 0 0 306 AMAZON COM INC COM 023135106 151 660 SH SOLE 0 0 660 APPLE INC COM 037833100 409 700 SH DEFINED 1 0 0 700 APPLE INC COM 037833100 1728 2959 SH SOLE 0 0 2959 AUTOMATIC DATA PROCESSING IN COM 053015103 46 824 SH DEFINED 1 0 0 824 AUTOMATIC DATA PROCESSING IN COM 053015103 381 6850 SH SOLE 0 0 6850 BANCO SANTANDER SA ADR 05964H105 66 10000 SH SOLE 0 0 10000 BAXTER INTL INC COM 071813109 243 4569 SH SOLE 0 0 4569 BAXTER INTL INC COM 071813109 37 693 SH DEFINED 1 0 0 693 BERKSHIRE HATHAWAY INC DEL CL A 084670108 17492 140 SH SOLE 0 0 140 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1003 12040 SH SOLE 0 0 12040 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 115 1375 SH DEFINED 1 0 0 1375 CATERPILLAR INC DEL COM 149123101 43 503 SH DEFINED 1 0 0 503 CATERPILLAR INC DEL COM 149123101 264 3110 SH SOLE 0 0 3110 CHEVRON CORP NEW COM 166764100 161 1529 SH DEFINED 1 0 0 1529 CHEVRON CORP NEW COM 166764100 69 650 SH SOLE 0 0 650 CISCO SYS INC COM 17275R102 113 6610 SH DEFINED 1 0 0 6610 CISCO SYS INC COM 17275R102 171 9966 SH SOLE 0 0 9966 COCA COLA CO COM 191216100 126 1611 SH DEFINED 1 0 0 1611 COCA COLA CO COM 191216100 188 2401 SH SOLE 0 0 2401 CYBEX INTL INC COM 23252E106 37 23100 SH SOLE 0 0 23100 E M C CORP MASS COM 268648102 111 4350 SH SOLE 0 0 4350 E M C CORP MASS COM 268648102 92 3601 SH DEFINED 1 0 0 3601 EXPRESS SCRIPTS HLDG CO COM 30219G108 391 7000 SH SOLE 0 0 7000 EXPRESS SCRIPTS HLDG CO COM 30219G108 34 616 SH DEFINED 1 0 0 616 EXXON MOBIL CORP COM 30231G102 321 3746 SH DEFINED 1 0 0 3746 EXXON MOBIL CORP COM 30231G102 930 10872 SH SOLE 0 0 10872 FASTENAL CO COM 311900104 10 237 SH DEFINED 1 0 0 237 FASTENAL CO COM 311900104 322 8000 SH SOLE 0 0 8000 FEDEX CORP COM 31428X106 31 343 SH DEFINED 1 0 0 343 FEDEX CORP COM 31428X106 211 2301 SH SOLE 0 0 2301 FORRESTER RESH INC COM 346563109 6 188 SH DEFINED 1 0 0 188 FORRESTER RESH INC COM 346563109 4293 126780 SH SOLE 0 0 126780 GENERAL ELECTRIC CO COM 369604103 160 7688 SH DEFINED 1 0 0 7688 GENERAL ELECTRIC CO COM 369604103 790 37888 SH SOLE 0 0 37888 GLOBAL PMTS INC COM 37940X102 499 11552 SH SOLE 0 0 11552 GLOBAL PMTS INC COM 37940X102 3 80 SH DEFINED 1 0 0 80 GOOGLE INC CL A 38259P508 216 373 SH DEFINED 1 0 0 373 GOOGLE INC CL A 38259P508 220 379 SH SOLE 0 0 379 ILLINOIS TOOL WKS INC COM 452308109 45 845 SH DEFINED 1 0 0 845 ILLINOIS TOOL WKS INC COM 452308109 500 9450 SH SOLE 0 0 9450 INTEL CORP COM 458140100 206 7714 SH DEFINED 1 0 0 7714 INTEL CORP COM 458140100 595 22329 SH SOLE 0 0 22329 INTERNATIONAL BUSINESS MACHS COM 459200101 342 1751 SH DEFINED 1 0 0 1751 INTERNATIONAL BUSINESS MACHS COM 459200101 403 2063 SH SOLE 0 0 2063 ISHARES INC MSCI PAC J IDX 464286665 864 21192 SH SOLE 0 0 21192 ISHARES TR MSCI EAFE INDEX 464287465 38231 765227 SH SOLE 0 0 765227 ISHARES TR MSCI EMERG MKT 464287234 5948 151978 SH SOLE 0 0 151978 ISHARES TR MSCI KLD400 SOC 464288570 3638 73776 SH SOLE 0 0 73776 ISHARES TR RUSSELL 1000 464287622 31376 417182 SH SOLE 0 0 417182 ISHARES TR RUSSELL 2000 464287655 2592 32574 SH SOLE 0 0 32574 ISHARES TR RUSSELL 3000 464287689 8294 103176 SH SOLE 0 0 103176 ISHARES TR RUSSELL MIDCAP 464287499 253 2400 SH SOLE 0 0 2400 ISHARES TR RUSSELL1000GRW 464287614 505 7983 SH SOLE 0 0 7983 ISHARES TR RUSSELL1000VAL 464287598 914 13399 SH SOLE 0 0 13399 ISHARES TR S&P 1500 INDEX 464287150 1903 30810 SH SOLE 0 0 30810 ISHARES TR S&P 500 INDEX 464287200 36470 266691 SH SOLE 0 0 266691 ISHARES TR S&P 500 VALUE 464287408 562 9021 SH SOLE 0 0 9021 ISHARES TR S&P MIDCAP 400 464287507 23599 250596 SH SOLE 0 0 250596 ISHARES TR S&P SMLCAP 600 464287804 17229 235146 SH SOLE 0 0 235146 ISHARES TR S&P SMLCP VALU 464287879 4087 54985 SH SOLE 0 0 54985 JOHNSON & JOHNSON COM 478160104 274 4054 SH DEFINED 1 0 0 4054 JOHNSON & JOHNSON COM 478160104 591 8741 SH SOLE 0 0 8741 JPMORGAN CHASE & CO COM 46625H100 89 2496 SH DEFINED 1 0 0 2496 JPMORGAN CHASE & CO COM 46625H100 139 3889 SH SOLE 0 0 3889 MCDONALDS CORP COM 580135101 130 1473 SH DEFINED 1 0 0 1473 MCDONALDS CORP COM 580135101 357 4038 SH SOLE 0 0 4038 MERCK & CO INC NEW COM 58933Y105 25 600 SH SOLE 0 0 600 MERCK & CO INC NEW COM 58933Y105 188 4496 SH DEFINED 1 0 0 4496 MICROSOFT CORP COM 594918104 334 10922 SH DEFINED 1 0 0 10922 MICROSOFT CORP COM 594918104 112 3677 SH SOLE 0 0 3677 NEOSTEM INC COM NEW 640650305 10 20000 SH SOLE 0 0 20000 NOKIA CORP SPONSORED ADR 654902204 21 10000 SH SOLE 0 0 10000 PEPSICO INC COM 713448108 92 1300 SH SOLE 0 0 1300 PEPSICO INC COM 713448108 174 2460 SH DEFINED 1 0 0 2460 PFIZER INC COM 717081103 116 5045 SH DEFINED 1 0 0 5045 PFIZER INC COM 717081103 1434 62334 SH SOLE 0 0 62334 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1032 70700 SH SOLE 0 0 70700 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 580 9035 SH SOLE 0 0 9035 PROCTER & GAMBLE CO COM 742718109 253 4137 SH DEFINED 1 0 0 4137 PROCTER & GAMBLE CO COM 742718109 379 6181 SH SOLE 0 0 6181 SAPIENT CORP COM 803062108 1063 105590 SH SOLE 0 0 105590 SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 321 11188 SH SOLE 0 0 11188 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 4512 174835 SH SOLE 0 0 174835 SPDR S&P 500 ETF TR TR UNIT 78462F103 40165 295101 SH SOLE 0 0 295101 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1577 9205 SH SOLE 0 0 9205 SPDR SERIES TRUST S&P DIVID ETF 78464A763 796 14300 SH SOLE 0 0 14300 STANLEY BLACK & DECKER INC COM 854502101 7 103 SH DEFINED 1 0 0 103 STANLEY BLACK & DECKER INC COM 854502101 553 8592 SH SOLE 0 0 8592 STERICYCLE INC COM 858912108 5 51 SH DEFINED 1 0 0 51 STERICYCLE INC COM 858912108 458 5000 SH SOLE 0 0 5000 STRYKER CORP COM 863667101 12 218 SH DEFINED 1 0 0 218 STRYKER CORP COM 863667101 434 7875 SH SOLE 0 0 7875 TELEFONICA S A SPONSORED ADR 879382208 199 15176 SH SOLE 0 0 15176 UNITED PARCEL SERVICE INC CL B 911312106 79 1000 SH DEFINED 1 0 0 1000 UNITED PARCEL SERVICE INC CL B 911312106 1024 13000 SH SOLE 0 0 13000 UNITED TECHNOLOGIES CORP COM 913017109 57 752 SH DEFINED 1 0 0 752 UNITED TECHNOLOGIES CORP COM 913017109 185 2450 SH SOLE 0 0 2450 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2696 47780 SH SOLE 0 0 47780 VANGUARD INDEX FDS LARGE CAP ETF 922908637 41416 666928 SH SOLE 0 0 666928 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 325 5918 SH SOLE 0 0 5918 VANGUARD INDEX FDS MID CAP ETF 922908629 14188 183782 SH SOLE 0 0 183782 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1308 19174 SH SOLE 0 0 19174 VANGUARD INDEX FDS SMALL CP ETF 922908751 8139 107041 SH SOLE 0 0 107041 VANGUARD INDEX FDS TOTAL STK MKT 922908769 56303 807795 SH SOLE 0 0 807795 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 10894 265825 SH SOLE 0 0 265825 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 70276 1759987 SH SOLE 0 0 1759987 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 23982 559939 SH SOLE 0 0 559939 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 16146 322146 SH SOLE 0 0 322146 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 39899 703818 SH SOLE 0 0 703818 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 21142 669683 SH SOLE 0 0 669683 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 776 16122 SH SOLE 0 0 16122 VANGUARD WORLD FD MEGA GRWTH IND 921910816 535 10040 SH SOLE 0 0 10040 VANGUARD WORLD FD MEGA VALUE 300 921910840 317 7770 SH SOLE 0 0 7770 VISA INC COM CL A 92826C839 37 296 SH DEFINED 1 0 0 296 VISA INC COM CL A 92826C839 192 1551 SH SOLE 0 0 1551 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1686 32550 SH SOLE 0 0 32550