0001172661-12-000178.txt : 20120214 0001172661-12-000178.hdr.sgml : 20120214 20120214100621 ACCESSION NUMBER: 0001172661-12-000178 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine, Finn & Company, Inc. CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 12603371 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 13F-HR 1 ballentine4q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Partners, LLC Address: 55 Mill Street P.O. Box 1860 Wolfeboro, NH 03894 13F File Number: 028-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: President Phone: 603-569-1717 Signature, Place, and Date of Signing: /s/ Roy C. Ballentine Wolfeboro, NH February 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 122 Form 13F Information Table Value Total: $776,225 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-04558 Parametric Portfolio Associates FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN LATIN AMER EQTY FD COM 00306k106 309 10274 SH SOLE 0 0 10274 ADOBE SYS INC COM 00724F101 4 159 SH DEFINED 1 0 0 159 ADOBE SYS INC COM 00724F101 228 8076 SH SOLE 0 0 8076 ANALOG DEVICES INC COM 032654105 12 344 SH DEFINED 1 0 0 344 ANALOG DEVICES INC COM 032654105 235 6563 SH SOLE 0 0 6563 APPLE INC COM 037833100 199 491 SH DEFINED 1 0 0 491 APPLE INC COM 037833100 1106 2730 SH SOLE 0 0 2730 AUTOMATIC DATA PROCESSING IN COM 053015103 27 501 SH DEFINED 1 0 0 501 AUTOMATIC DATA PROCESSING IN COM 053015103 90 1661 SH SOLE 0 0 1661 BAXTER INTL INC COM 071813109 19 392 SH DEFINED 1 0 0 392 BAXTER INTL INC COM 071813109 228 4615 SH SOLE 0 0 4615 BERKSHIRE HATHAWAY INC DEL CL A 084670108 23525 205 SH SOLE 0 0 205 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 76 1001 SH DEFINED 1 0 0 1001 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 935 12259 SH SOLE 0 0 12259 CATERPILLAR INC DEL COM 149123101 293 3239 SH SOLE 0 0 3239 CATERPILLAR INC DEL COM 149123101 31 343 SH DEFINED 1 0 0 343 CHEVRON CORP NEW COM 166764100 104 974 SH DEFINED 1 0 0 974 CHEVRON CORP NEW COM 166764100 157 1477 SH SOLE 0 0 1477 CISCO SYS INC COM 17275R102 96 5294 SH DEFINED 1 0 0 5294 CISCO SYS INC COM 17275R102 227 12565 SH SOLE 0 0 12565 COCA COLA CO COM 191216100 75 1075 SH DEFINED 1 0 0 1075 COCA COLA CO COM 191216100 194 2770 SH SOLE 0 0 2770 CUMBERLAND PHARMACEUTICALS I COM 230770109 85 15862 SH SOLE 0 0 15862 CYBEX INTL INC COM 23252E106 12 28100 SH SOLE 0 0 28100 EXPEDIA INC DEL COM NEW 30212P303 218 7500 SH SOLE 0 0 7500 EXPRESS SCRIPTS INC COM 302182100 5 112 SH SOLE 0 0 112 EXPRESS SCRIPTS INC COM 302182100 12 268 SH DEFINED 1 0 0 268 EXXON MOBIL CORP COM 30231G102 1022 12053 SH SOLE 0 0 12053 EXXON MOBIL CORP COM 30231G102 221 2606 SH DEFINED 1 0 0 2606 FASTENAL CO COM 311900104 10 240 SH DEFINED 1 0 0 240 FASTENAL CO COM 311900104 3 66 SH SOLE 0 0 66 FEDEX CORP COM 31428X106 21 252 SH DEFINED 1 0 0 252 FEDEX CORP COM 31428X106 284 3396 SH SOLE 0 0 3396 FORRESTER RESH INC COM 346563109 2 48 SH DEFINED 1 0 0 48 FORRESTER RESH INC COM 346563109 269298 7934536 SH SOLE 0 0 7934536 GENERAL ELECTRIC CO COM 369604103 74 4130 SH DEFINED 1 0 0 4130 GENERAL ELECTRIC CO COM 369604103 638 35606 SH SOLE 0 0 35606 GLOBAL PMTS INC COM 37940X102 4 80 SH DEFINED 1 0 0 80 GLOBAL PMTS INC COM 37940X102 400 8439 SH SOLE 0 0 8439 GOOGLE INC CL A 38259P508 389 602 SH SOLE 0 0 602 GOOGLE INC CL A 38259P508 180 278 SH DEFINED 1 0 0 278 ILLINOIS TOOL WKS INC COM 452308109 14 310 SH DEFINED 1 0 0 310 ILLINOIS TOOL WKS INC COM 452308109 73 1557 SH SOLE 0 0 1557 INTEL CORP COM 458140100 136 5589 SH DEFINED 1 0 0 5589 INTEL CORP COM 458140100 565 23294 SH SOLE 0 0 23294 INTERNATIONAL BUSINESS MACHS COM 459200101 249 1354 SH DEFINED 1 0 0 1354 INTERNATIONAL BUSINESS MACHS COM 459200101 323 1756 SH SOLE 0 0 1756 ISHARES INC MSCI PAC J IDX 464286665 405 10401 SH SOLE 0 0 10401 ISHARES TR MSCI EAFE INDEX 464287465 37212 751306 SH SOLE 0 0 751306 ISHARES TR MSCI EMERG MKT 464287234 5465 144053 SH SOLE 0 0 144053 ISHARES TR MSCI KLD400 SOC 464288570 3459 73776 SH SOLE 0 0 73776 ISHARES TR RUSL 2000 VALU 464287630 285 4337 SH SOLE 0 0 4337 ISHARES TR RUSSELL 1000 464287622 30060 433324 SH SOLE 0 0 433324 ISHARES TR RUSSELL 2000 464287655 2537 34404 SH SOLE 0 0 34404 ISHARES TR RUSSELL 3000 464287689 6433 86721 SH SOLE 0 0 86721 ISHARES TR RUSSELL MIDCAP 464287499 236 2400 SH SOLE 0 0 2400 ISHARES TR RUSSELL1000GRW 464287614 395 6831 SH SOLE 0 0 6831 ISHARES TR RUSSELL1000VAL 464287598 855 13470 SH SOLE 0 0 13470 ISHARES TR S&P 1500 INDEX 464287150 1769 30935 SH SOLE 0 0 30935 ISHARES TR S&P 500 INDEX 464287200 29497 234175 SH SOLE 0 0 234175 ISHARES TR S&P 500 VALUE 464287408 522 9021 SH SOLE 0 0 9021 ISHARES TR S&P MIDCAP 400 464287507 19515 222751 SH SOLE 0 0 222751 ISHARES TR S&P SMLCAP 600 464287804 15436 225998 SH SOLE 0 0 225998 ISHARES TR S&P SMLCP VALU 464287879 4304 61702 SH SOLE 0 0 61702 JOHNSON & JOHNSON COM 478160104 313 4772 SH SOLE 0 0 4772 JOHNSON & JOHNSON COM 478160104 190 2892 SH DEFINED 1 0 0 2892 JPMORGAN CHASE & CO COM 46625H100 146 4395 SH SOLE 0 0 4395 JPMORGAN CHASE & CO COM 46625H100 47 1402 SH DEFINED 1 0 0 1402 MASTERCARD INC CL A 57636Q104 281 754 SH SOLE 0 0 754 MASTERCARD INC CL A 57636Q104 15 39 SH DEFINED 1 0 0 39 MCDONALDS CORP COM 580135101 100 997 SH DEFINED 1 0 0 997 MCDONALDS CORP COM 580135101 243 2424 SH SOLE 0 0 2424 MICROSOFT CORP COM 594918104 205 7889 SH DEFINED 1 0 0 7889 MICROSOFT CORP COM 594918104 145 5596 SH SOLE 0 0 5596 PEPSICO INC COM 713448108 110 1656 SH DEFINED 1 0 0 1656 PEPSICO INC COM 713448108 163 2453 SH SOLE 0 0 2453 PFIZER INC COM 717081103 68 3155 SH DEFINED 1 0 0 3155 PFIZER INC COM 717081103 967 44694 SH SOLE 0 0 44694 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 152 10450 SH SOLE 0 0 10450 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 532 9535 SH SOLE 0 0 9535 PROCTER & GAMBLE CO COM 742718109 207 3108 SH DEFINED 1 0 0 3108 PROCTER & GAMBLE CO COM 742718109 484 7254 SH SOLE 0 0 7254 QUALCOMM INC COM 747525103 92 1690 SH DEFINED 1 0 0 1690 QUALCOMM INC COM 747525103 93 1707 SH SOLE 0 0 1707 SAPIENT CORP COM 803062108 1330 105590 SH SOLE 0 0 105590 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 424 18535 SH SOLE 0 0 18535 SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 285 11188 SH SOLE 0 0 11188 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 4363 173325 SH SOLE 0 0 173325 SPDR S&P 500 ETF TR TR UNIT 78462F103 33860 269799 SH SOLE 0 0 269799 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1468 9205 SH SOLE 0 0 9205 SPDR SERIES TRUST S&P DIVID ETF 78464A763 472 8760 SH SOLE 0 0 8760 STANLEY BLACK & DECKER INC COM 854502101 8 123 SH DEFINED 1 0 0 123 STANLEY BLACK & DECKER INC COM 854502101 581 8592 SH SOLE 0 0 8592 STAPLES INC COM 855030102 6 461 SH DEFINED 1 0 0 461 STAPLES INC COM 855030102 158 11344 SH SOLE 0 0 11344 STERICYCLE INC COM 858912108 3 36 SH SOLE 0 0 36 STERICYCLE INC COM 858912108 5 62 SH DEFINED 1 0 0 62 STRYKER CORP COM 863667101 14 286 SH DEFINED 1 0 0 286 STRYKER CORP COM 863667101 35 707 SH SOLE 0 0 707 UNITED PARCEL SERVICE INC CL B 911312106 52 706 SH DEFINED 1 0 0 706 UNITED PARCEL SERVICE INC CL B 911312106 2067 28238 SH SOLE 0 0 28238 UNITED TECHNOLOGIES CORP COM 913017109 32 439 SH DEFINED 1 0 0 439 UNITED TECHNOLOGIES CORP COM 913017109 247 3378 SH SOLE 0 0 3378 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1165 22480 SH SOLE 0 0 22480 VANGUARD INDEX FDS LARGE CAP ETF 922908637 35053 611753 SH SOLE 0 0 611753 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 306 5916 SH SOLE 0 0 5916 VANGUARD INDEX FDS MID CAP ETF 922908629 12082 167942 SH SOLE 0 0 167942 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1255 20024 SH SOLE 0 0 20024 VANGUARD INDEX FDS SMALL CP ETF 922908751 7551 108388 SH SOLE 0 0 108388 VANGUARD INDEX FDS TOTAL STK MKT 922908769 44776 696364 SH SOLE 0 0 696364 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12870 324591 SH SOLE 0 0 324591 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 56982 1491287 SH SOLE 0 0 1491287 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 22864 551873 SH SOLE 0 0 551873 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 14274 299929 SH SOLE 0 0 299929 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 36985 676753 SH SOLE 0 0 676753 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 17375 567243 SH SOLE 0 0 567243 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 730 16122 SH SOLE 0 0 16122 VANGUARD WORLD FD MEGA GRWTH IND 921910816 483 10040 SH SOLE 0 0 10040 VANGUARD WORLD FD MEGA VALUE 300 921910840 297 7770 SH SOLE 0 0 7770 WALGREEN CO COM 931422109 22 671 SH DEFINED 1 0 0 671 WALGREEN CO COM 931422109 38 1136 SH SOLE 0 0 1136 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 361 7050 SH SOLE 0 0 7050