0001172661-11-000470.txt : 20110803 0001172661-11-000470.hdr.sgml : 20110803 20110802180254 ACCESSION NUMBER: 0001172661-11-000470 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110803 DATE AS OF CHANGE: 20110802 EFFECTIVENESS DATE: 20110803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine, Finn & Company, Inc. CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 111004720 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 13F-HR 1 bal2q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Partners, LLC Address: 55 Mill Street P.O. Box 1860 Wolfeboro, NH 03894 13F File Number: 028-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: President Phone: 603-569-1717 Signature, Place, and Date of Signing: /s/ Roy C. Ballentine Wolfeboro, NH August 02, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 132 Form 13F Information Table Value Total: $850,124 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-04558 Parametric Portfolio Associates FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 97 1024 SH SOLE 0 0 1024 3M CO COM 88579Y101 82 869 SH DEFINED 1 0 0 869 ABERDEEN LATIN AMER EQTY FD COM 00306k106 398 10274 SH SOLE 0 0 10274 ADOBE SYS INC COM 00724F101 12 376 SH DEFINED 1 0 0 376 ADOBE SYS INC COM 00724F101 262 8346 SH SOLE 0 0 8346 AMAZON COM INC COM 023135106 49 239 SH DEFINED 1 0 0 239 AMAZON COM INC COM 023135106 165 809 SH SOLE 0 0 809 ANALOG DEVICES INC COM 032654105 16 398 SH DEFINED 1 0 0 398 ANALOG DEVICES INC COM 032654105 255 6509 SH SOLE 0 0 6509 APPLE INC COM 037833100 765 2278 SH SOLE 0 0 2278 APPLE INC COM 037833100 192 573 SH DEFINED 1 0 0 573 APPLIED MATLS INC COM 038222105 9 663 SH DEFINED 1 0 0 663 APPLIED MATLS INC COM 038222105 124 9547 SH SOLE 0 0 9547 AUTOMATIC DATA PROCESSING IN COM 053015103 31 581 SH DEFINED 1 0 0 581 AUTOMATIC DATA PROCESSING IN COM 053015103 347 6590 SH SOLE 0 0 6590 BANK OF AMERICA CORPORATION COM 060505104 57 5223 SH SOLE 0 0 5223 BANK OF AMERICA CORPORATION COM 060505104 74 6787 SH DEFINED 1 0 0 6787 BAXTER INTL INC COM 071813109 274 4592 SH SOLE 0 0 4592 BAXTER INTL INC COM 071813109 28 466 SH DEFINED 1 0 0 466 BERKSHIRE HATHAWAY INC DEL CL A 084670108 19390 167 SH SOLE 0 0 167 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 57 738 SH DEFINED 1 0 0 738 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 974 12586 SH SOLE 0 0 12586 CATERPILLAR INC DEL COM 149123101 41 389 SH DEFINED 1 0 0 389 CATERPILLAR INC DEL COM 149123101 423 3974 SH SOLE 0 0 3974 CHEVRON CORP NEW COM 166764100 112 1092 SH DEFINED 1 0 0 1092 CHEVRON CORP NEW COM 166764100 123 1199 SH SOLE 0 0 1199 CISCO SYS INC COM 17275R102 246 15784 SH SOLE 0 0 15784 CISCO SYS INC COM 17275R102 77 4956 SH DEFINED 1 0 0 4956 CITIGROUP INC COM NEW 172967424 57 1379 SH DEFINED 1 0 0 1379 CITIGROUP INC COM NEW 172967424 235 5647 SH SOLE 0 0 5647 COCA COLA CO COM 191216100 82 1218 SH DEFINED 1 0 0 1218 COCA COLA CO COM 191216100 177 2627 SH SOLE 0 0 2627 CUMBERLAND PHARMACEUTICALS I COM 230770109 106 18462 SH SOLE 0 0 18462 EXPEDIA INC DEL COM 30212p105 436 15025 SH SOLE 0 0 15025 EXPRESS SCRIPTS INC COM 302182100 381 7060 SH SOLE 0 0 7060 EXPRESS SCRIPTS INC COM 302182100 17 320 SH DEFINED 1 0 0 320 EXXON MOBIL CORP COM 30231G102 251 3085 SH DEFINED 1 0 0 3085 EXXON MOBIL CORP COM 30231G102 580 7133 SH SOLE 0 0 7133 FASTENAL CO COM 311900104 8 226 SH DEFINED 1 0 0 226 FASTENAL CO COM 311900104 288 8000 SH SOLE 0 0 8000 FEDEX CORP COM 31428X106 222 2345 SH SOLE 0 0 2345 FEDEX CORP COM 31428X106 43 451 SH DEFINED 1 0 0 451 FORRESTER RESH INC COM 346563109 4 135 SH DEFINED 1 0 0 135 FORRESTER RESH INC COM 346563109 261520 7934474 SH SOLE 0 0 7934474 GENERAL ELECTRIC CO COM 369604103 108 5735 SH DEFINED 1 0 0 5735 GENERAL ELECTRIC CO COM 369604103 1085 57550 SH SOLE 0 0 57550 GLOBAL PMTS INC COM 37940X102 4 80 SH DEFINED 1 0 0 80 GLOBAL PMTS INC COM 37940X102 430 8439 SH SOLE 0 0 8439 GOLDMAN SACHS GROUP INC COM 38141G104 40 301 SH DEFINED 1 0 0 301 GOLDMAN SACHS GROUP INC COM 38141G104 178 1337 SH SOLE 0 0 1337 GOOGLE INC CL A 38259P508 143 282 SH DEFINED 1 0 0 282 GOOGLE INC CL A 38259P508 235 465 SH SOLE 0 0 465 ILLINOIS TOOL WKS INC COM 452308109 517 9150 SH SOLE 0 0 9150 ILLINOIS TOOL WKS INC COM 452308109 26 452 SH DEFINED 1 0 0 452 INTEL CORP COM 458140100 151 6816 SH DEFINED 1 0 0 6816 INTEL CORP COM 458140100 470 21200 SH SOLE 0 0 21200 INTERNATIONAL BUSINESS MACHS COM 459200101 259 1510 SH DEFINED 1 0 0 1510 INTERNATIONAL BUSINESS MACHS COM 459200101 306 1783 SH SOLE 0 0 1783 ISHARES INC MSCI PAC J IDX 464286665 560 11771 SH SOLE 0 0 11771 ISHARES TR MSCI EAFE INDEX 464287465 52325 870046 SH SOLE 0 0 870046 ISHARES TR MSCI EMERG MKT 464287234 7688 161518 SH SOLE 0 0 161518 ISHARES TR MSCI KLD400 SOC 464288570 3611 73776 SH SOLE 0 0 73776 ISHARES TR RUSL 2000 GROW 464287648 338 3562 SH SOLE 0 0 3562 ISHARES TR RUSL 2000 VALU 464287630 979 13332 SH SOLE 0 0 13332 ISHARES TR RUSSELL 1000 464287622 33175 448980 SH SOLE 0 0 448980 ISHARES TR RUSSELL 2000 464287655 3754 45338 SH SOLE 0 0 45338 ISHARES TR RUSSELL 3000 464287689 487 6146 SH SOLE 0 0 6146 ISHARES TR RUSSELL MIDCAP 464287499 630 5765 SH SOLE 0 0 5765 ISHARES TR RUSSELL1000GRW 464287614 1678 27567 SH SOLE 0 0 27567 ISHARES TR RUSSELL1000VAL 464287598 2490 36468 SH SOLE 0 0 36468 ISHARES TR S&P 1500 INDEX 464287150 1866 30935 SH SOLE 0 0 30935 ISHARES TR S&P 500 INDEX 464287200 29927 226001 SH SOLE 0 0 226001 ISHARES TR S&P MIDCAP 400 464287507 24271 248420 SH SOLE 0 0 248420 ISHARES TR S&P MIDCP VALU 464287705 498 5930 SH SOLE 0 0 5930 ISHARES TR S&P SMLCAP 600 464287804 21103 287819 SH SOLE 0 0 287819 ISHARES TR S&P SMLCP VALU 464287879 4921 66255 SH SOLE 0 0 66255 JOHNSON & JOHNSON COM 478160104 212 3183 SH DEFINED 1 0 0 3183 JOHNSON & JOHNSON COM 478160104 744 11184 SH SOLE 0 0 11184 JPMORGAN CHASE & CO COM 46625H100 96 2349 SH DEFINED 1 0 0 2349 JPMORGAN CHASE & CO COM 46625H100 115 2803 SH SOLE 0 0 2803 KOHLS CORP COM 500255104 19 377 SH DEFINED 1 0 0 377 KOHLS CORP COM 500255104 283 5654 SH SOLE 0 0 5654 MCDONALDS CORP COM 580135101 314 3722 SH SOLE 0 0 3722 MCDONALDS CORP COM 580135101 95 1127 SH DEFINED 1 0 0 1127 MICROSOFT CORP COM 594918104 199 7667 SH SOLE 0 0 7667 MICROSOFT CORP COM 594918104 211 8133 SH DEFINED 1 0 0 8133 NOVARTIS A G SPONSORED ADR 66987v109 3 43 SH DEFINED 1 0 0 43 NOVARTIS A G SPONSORED ADR 66987v109 263 4300 SH SOLE 0 0 4300 PEPSICO INC COM 713448108 126 1784 SH DEFINED 1 0 0 1784 PEPSICO INC COM 713448108 109 1554 SH SOLE 0 0 1554 PFIZER INC COM 717081103 940 45621 SH SOLE 0 0 45621 PFIZER INC COM 717081103 71 3461 SH DEFINED 1 0 0 3461 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 544 9535 SH SOLE 0 0 9535 PROCTER & GAMBLE CO COM 742718109 329 5181 SH SOLE 0 0 5181 PROCTER & GAMBLE CO COM 742718109 216 3398 SH DEFINED 1 0 0 3398 SAPIENT CORP COM 803062108 1583 105300 SH SOLE 0 0 105300 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 288 11188 SH SOLE 0 0 11188 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5905 185940 SH SOLE 0 0 185940 SPDR S&P 500 ETF TR TR UNIT 78462F103 35384 268119 SH SOLE 0 0 268119 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2201 12405 SH SOLE 0 0 12405 SPDR SERIES TRUST S&P DIVID ETF 78464A763 474 8760 SH SOLE 0 0 8760 STANLEY BLACK & DECKER INC COM 854502101 5 72 SH DEFINED 1 0 0 72 STANLEY BLACK & DECKER INC COM 854502101 619 8592 SH SOLE 0 0 8592 STERICYCLE INC COM 858912108 7 77 SH DEFINED 1 0 0 77 STERICYCLE INC COM 858912108 447 5021 SH SOLE 0 0 5021 STRYKER CORP COM 863667101 18 302 SH DEFINED 1 0 0 302 STRYKER CORP COM 863667101 444 7561 SH SOLE 0 0 7561 UNITED PARCEL SERVICE INC CL B 911312106 55 757 SH DEFINED 1 0 0 757 UNITED PARCEL SERVICE INC CL B 911312106 2604 35712 SH SOLE 0 0 35712 UNITED TECHNOLOGIES CORP COM 913017109 44 494 SH DEFINED 1 0 0 494 UNITED TECHNOLOGIES CORP COM 913017109 264 2988 SH SOLE 0 0 2988 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2658 45460 SH SOLE 0 0 45460 VANGUARD INDEX FDS LARGE CAP ETF 922908637 37666 621648 SH SOLE 0 0 621648 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 245 3595 SH SOLE 0 0 3595 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 400 7076 SH SOLE 0 0 7076 VANGUARD INDEX FDS MID CAP ETF 922908629 14535 180738 SH SOLE 0 0 180738 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1524 21743 SH SOLE 0 0 21743 VANGUARD INDEX FDS SMALL CP ETF 922908751 8902 114061 SH SOLE 0 0 114061 VANGUARD INDEX FDS STK MRK ETF 922908769 55279 808179 SH SOLE 0 0 808179 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 17315 347619 SH SOLE 0 0 347619 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 75757 1558151 SH SOLE 0 0 1558151 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 29365 548578 SH SOLE 0 0 548578 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 14970 264772 SH SOLE 0 0 264772 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 23500 419712 SH SOLE 0 0 419712 VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 26808 703997 SH SOLE 0 0 703997 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1041 23142 SH SOLE 0 0 23142 VANGUARD WORLD FD MEGA GRWTH IND 921910816 533 10770 SH SOLE 0 0 10770 VANGUARD WORLD FD MEGA VALUE 300 921910840 499 12270 SH SOLE 0 0 12270 WALGREEN CO COM 931422109 32 757 SH DEFINED 1 0 0 757 WALGREEN CO COM 931422109 259 6099 SH SOLE 0 0 6099 WELLS FARGO & CO NEW COM 949746101 205 7322 SH SOLE 0 0 7322 WELLS FARGO & CO NEW COM 949746101 60 2144 SH DEFINED 1 0 0 2144