0001172661-11-000372.txt : 20110516
0001172661-11-000372.hdr.sgml : 20110516
20110516121757
ACCESSION NUMBER: 0001172661-11-000372
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ballentine, Finn & Company, Inc.
CENTRAL INDEX KEY: 0001374889
IRS NUMBER: 043350500
STATE OF INCORPORATION: NH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12011
FILM NUMBER: 11844737
BUSINESS ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
BUSINESS PHONE: 603-569-1717
MAIL ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
13F-HR
1
bal1q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ballentine Partners, LLC
Address: 55 Mill Street
P.O. Box 1860
Wolfeboro, NH 03894
13F File Number: 028-12011
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Roy C. Ballentine
Title: President
Phone: 603-569-1717
Signature, Place, and Date of Signing:
/s/ Roy C. Ballentine Wolfeboro, NH May 16, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 125
Form 13F Information Table Value Total: $894,053 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 028-04558 Parametric Portfolio Associates
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABERDEEN LATIN AMER EQTY FD COM 00306k106 401 10274 SH SOLE 0 0 10274
ADOBE SYS INC COM 00724F101 9 260 SH DEFINED 1 0 0 260
ADOBE SYS INC COM 00724F101 269 8116 SH SOLE 0 0 8116
ANALOG DEVICES INC COM 032654105 16 398 SH DEFINED 1 0 0 398
ANALOG DEVICES INC COM 032654105 256 6509 SH SOLE 0 0 6509
APPLE INC COM 037833100 171 492 SH DEFINED 1 0 0 492
APPLE INC COM 037833100 637 1828 SH SOLE 0 0 1828
AUTOMATIC DATA PROCESSING IN COM 053015103 29 557 SH DEFINED 1 0 0 557
AUTOMATIC DATA PROCESSING IN COM 053015103 348 6790 SH SOLE 0 0 6790
BAXTER INTL INC COM 071813109 25 466 SH DEFINED 1 0 0 466
BAXTER INTL INC COM 071813109 399 7416 SH SOLE 0 0 7416
BERKSHIRE HATHAWAY INC DEL CL A 084670108 21050 168 SH SOLE 0 0 168
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1053 12586 SH SOLE 0 0 12586
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 66 792 SH DEFINED 1 0 0 792
CATERPILLAR INC DEL COM 149123101 43 389 SH DEFINED 1 0 0 389
CATERPILLAR INC DEL COM 149123101 361 3244 SH SOLE 0 0 3244
CHEVRON CORP NEW COM 166764100 116 1082 SH DEFINED 1 0 0 1082
CHEVRON CORP NEW COM 166764100 91 849 SH SOLE 0 0 849
CISCO SYS INC COM 17275R102 113 6569 SH DEFINED 1 0 0 6569
CISCO SYS INC COM 17275R102 264 15384 SH SOLE 0 0 15384
CITIGROUP INC COM 172967101 61 13720 SH DEFINED 1 0 0 13720
CITIGROUP INC COM 172967101 250 56601 SH SOLE 0 0 56601
COCA COLA CO COM 191216100 81 1218 SH DEFINED 1 0 0 1218
COCA COLA CO COM 191216100 174 2627 SH SOLE 0 0 2627
CONOCOPHILLIPS COM 20825C104 61 768 SH DEFINED 1 0 0 768
CONOCOPHILLIPS COM 20825C104 78 971 SH SOLE 0 0 971
CUMBERLAND PHARMACEUTICALS I COM 230770109 102 18462 SH SOLE 0 0 18462
EXPRESS SCRIPTS INC COM 302182100 393 7060 SH SOLE 0 0 7060
EXPRESS SCRIPTS INC COM 302182100 18 320 SH DEFINED 1 0 0 320
EXXON MOBIL CORP COM 30231G102 565 6713 SH SOLE 0 0 6713
EXXON MOBIL CORP COM 30231G102 260 3096 SH DEFINED 1 0 0 3096
FASTENAL CO COM 311900104 7 113 SH DEFINED 1 0 0 113
FASTENAL CO COM 311900104 259 4000 SH SOLE 0 0 4000
FEDEX CORP COM 31428X106 42 451 SH DEFINED 1 0 0 451
FEDEX CORP COM 31428X106 219 2345 SH SOLE 0 0 2345
FORRESTER RESH INC COM 346563109 5 135 SH DEFINED 1 0 0 135
FORRESTER RESH INC COM 346563109 303811 7934474 SH SOLE 0 0 7934474
GENERAL ELECTRIC CO COM 369604103 101 5059 SH DEFINED 1 0 0 5059
GENERAL ELECTRIC CO COM 369604103 1108 55255 SH SOLE 0 0 55255
GLOBAL PMTS INC COM 37940X102 4 80 SH DEFINED 1 0 0 80
GLOBAL PMTS INC COM 37940X102 413 8439 SH SOLE 0 0 8439
GOLDMAN SACHS GROUP INC COM 38141G104 212 1337 SH SOLE 0 0 1337
GOLDMAN SACHS GROUP INC COM 38141G104 49 312 SH DEFINED 1 0 0 312
GOOGLE INC CL A 38259P508 151 257 SH DEFINED 1 0 0 257
GOOGLE INC CL A 38259P508 259 441 SH SOLE 0 0 441
ILLINOIS TOOL WKS INC COM 452308109 21 384 SH DEFINED 1 0 0 384
ILLINOIS TOOL WKS INC COM 452308109 492 9150 SH SOLE 0 0 9150
INTEL CORP COM 458140100 136 6752 SH DEFINED 1 0 0 6752
INTEL CORP COM 458140100 372 18425 SH SOLE 0 0 18425
INTERNATIONAL BUSINESS MACHS COM 459200101 248 1521 SH DEFINED 1 0 0 1521
INTERNATIONAL BUSINESS MACHS COM 459200101 259 1587 SH SOLE 0 0 1587
ISHARES INC MSCI PAC J IDX 464286665 520 10771 SH SOLE 0 0 10771
ISHARES TR DJ US FINL SEC 464287788 205 3460 SH SOLE 0 0 3460
ISHARES TR MSCI EAFE INDEX 464287465 53252 886349 SH SOLE 0 0 886349
ISHARES TR MSCI EMERG MKT 464287234 8512 174888 SH SOLE 0 0 174888
ISHARES TR MSCI KLD400 SOC 464288570 3564 73481 SH SOLE 0 0 73481
ISHARES TR RUSL 2000 GROW 464287648 340 3562 SH SOLE 0 0 3562
ISHARES TR RUSL 2000 VALU 464287630 1005 13332 SH SOLE 0 0 13332
ISHARES TR RUSSELL 1000 464287622 33242 450010 SH SOLE 0 0 450010
ISHARES TR RUSSELL 2000 464287655 4242 50393 SH SOLE 0 0 50393
ISHARES TR RUSSELL 3000 464287689 487 6146 SH SOLE 0 0 6146
ISHARES TR RUSSELL MIDCAP 464287499 674 6180 SH SOLE 0 0 6180
ISHARES TR RUSSELL1000GRW 464287614 1667 27567 SH SOLE 0 0 27567
ISHARES TR RUSSELL1000VAL 464287598 2394 34868 SH SOLE 0 0 34868
ISHARES TR S&P 1500 INDEX 464287150 1875 30935 SH SOLE 0 0 30935
ISHARES TR S&P 500 INDEX 464287200 28021 210672 SH SOLE 0 0 210672
ISHARES TR S&P MIDCAP 400 464287507 25437 257699 SH SOLE 0 0 257699
ISHARES TR S&P MIDCP VALU 464287705 511 5930 SH SOLE 0 0 5930
ISHARES TR S&P SMLCAP 600 464287804 23286 316558 SH SOLE 0 0 316558
ISHARES TR S&P SMLCP GROW 464287887 2 30 SH SOLE 0 0 30
ISHARES TR S&P SMLCP VALU 464287879 5226 68568 SH SOLE 0 0 68568
JOHNSON & JOHNSON COM 478160104 186 3135 SH DEFINED 1 0 0 3135
JOHNSON & JOHNSON COM 478160104 1187 20030 SH SOLE 0 0 20030
JPMORGAN CHASE & CO COM 46625H100 100 2171 SH DEFINED 1 0 0 2171
JPMORGAN CHASE & CO COM 46625H100 129 2803 SH SOLE 0 0 2803
KOHLS CORP COM 500255104 15 281 SH DEFINED 1 0 0 281
KOHLS CORP COM 500255104 300 5654 SH SOLE 0 0 5654
MCDONALDS CORP COM 580135101 86 1127 SH DEFINED 1 0 0 1127
MCDONALDS CORP COM 580135101 283 3722 SH SOLE 0 0 3722
MICROSOFT CORP COM 594918104 203 7976 SH DEFINED 1 0 0 7976
MICROSOFT CORP COM 594918104 196 7707 SH SOLE 0 0 7707
NOVARTIS A G SPONSORED ADR 66987v109 209 3850 SH SOLE 0 0 3850
OSIRIS THERAPEUTICS INC NEW COM 68827R108 174 24000 SH SOLE 0 0 24000
PEPSICO INC COM 713448108 87 1354 SH SOLE 0 0 1354
PEPSICO INC COM 713448108 115 1784 SH DEFINED 1 0 0 1784
PFIZER INC COM 717081103 69 3412 SH DEFINED 1 0 0 3412
PFIZER INC COM 717081103 927 45621 SH SOLE 0 0 45621
POWERSHARES QQQ TRUST UNIT SER 1 73935a104 590 10276 SH SOLE 0 0 10276
PROCTER & GAMBLE CO COM 742718109 208 3380 SH DEFINED 1 0 0 3380
PROCTER & GAMBLE CO COM 742718109 288 4676 SH SOLE 0 0 4676
SAPIENT CORP COM 803062108 519 45300 SH SOLE 0 0 45300
SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 292 11188 SH SOLE 0 0 11188
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5906 186955 SH SOLE 0 0 186955
SPDR S&P 500 ETF TR TR UNIT 78462F103 35985 271404 SH SOLE 0 0 271404
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2227 12405 SH SOLE 0 0 12405
SPDR SERIES TRUST S&P DIVID ETF 78464A763 474 8760 SH SOLE 0 0 8760
STERICYCLE INC COM 858912108 7 77 SH DEFINED 1 0 0 77
STERICYCLE INC COM 858912108 445 5021 SH SOLE 0 0 5021
STRYKER CORP COM 863667101 18 302 SH DEFINED 1 0 0 302
STRYKER CORP COM 863667101 460 7561 SH SOLE 0 0 7561
UNITED PARCEL SERVICE INC CL B 911312106 56 757 SH DEFINED 1 0 0 757
UNITED PARCEL SERVICE INC CL B 911312106 3273 44034 SH SOLE 0 0 44034
UNITED TECHNOLOGIES CORP COM 913017109 42 494 SH DEFINED 1 0 0 494
UNITED TECHNOLOGIES CORP COM 913017109 218 2573 SH SOLE 0 0 2573
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2936 49710 SH SOLE 0 0 49710
VANGUARD INDEX FDS LARGE CAP ETF 922908637 36839 606198 SH SOLE 0 0 606198
VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 243 3595 SH SOLE 0 0 3595
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 409 7166 SH SOLE 0 0 7166
VANGUARD INDEX FDS MID CAP ETF 922908629 14822 184016 SH SOLE 0 0 184016
VANGUARD INDEX FDS SM CP VAL ETF 922908611 1595 22328 SH SOLE 0 0 22328
VANGUARD INDEX FDS SMALL CP ETF 922908751 9783 123851 SH SOLE 0 0 123851
VANGUARD INDEX FDS STK MRK ETF 922908769 54940 799593 SH SOLE 0 0 799593
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 17602 356895 SH SOLE 0 0 356895
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 75989 1552389 SH SOLE 0 0 1552389
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 28874 555798 SH SOLE 0 0 555798
VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 14912 267092 SH SOLE 0 0 267092
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 19744 355691 SH SOLE 0 0 355691
VANGUARD TAX-MANAGED FD MSCI EAFE ETF 921943858 26996 723550 SH SOLE 0 0 723550
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1026 23142 SH SOLE 0 0 23142
VANGUARD WORLD FD MEGA GRWTH IND 921910816 530 10770 SH SOLE 0 0 10770
VANGUARD WORLD FD MEGA VALUE 300 921910840 505 12270 SH SOLE 0 0 12270
WALGREEN CO COM 931422109 30 757 SH DEFINED 1 0 0 757
WALGREEN CO COM 931422109 234 5833 SH SOLE 0 0 5833
WELLS FARGO & CO NEW COM 949746101 219 6910 SH SOLE 0 0 6910
WELLS FARGO & CO NEW COM 949746101 161 5090 SH DEFINED 1 0 0 5090