0001172661-11-000372.txt : 20110516 0001172661-11-000372.hdr.sgml : 20110516 20110516121757 ACCESSION NUMBER: 0001172661-11-000372 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine, Finn & Company, Inc. CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 11844737 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 13F-HR 1 bal1q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Partners, LLC Address: 55 Mill Street P.O. Box 1860 Wolfeboro, NH 03894 13F File Number: 028-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: President Phone: 603-569-1717 Signature, Place, and Date of Signing: /s/ Roy C. Ballentine Wolfeboro, NH May 16, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 125 Form 13F Information Table Value Total: $894,053 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-04558 Parametric Portfolio Associates FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN LATIN AMER EQTY FD COM 00306k106 401 10274 SH SOLE 0 0 10274 ADOBE SYS INC COM 00724F101 9 260 SH DEFINED 1 0 0 260 ADOBE SYS INC COM 00724F101 269 8116 SH SOLE 0 0 8116 ANALOG DEVICES INC COM 032654105 16 398 SH DEFINED 1 0 0 398 ANALOG DEVICES INC COM 032654105 256 6509 SH SOLE 0 0 6509 APPLE INC COM 037833100 171 492 SH DEFINED 1 0 0 492 APPLE INC COM 037833100 637 1828 SH SOLE 0 0 1828 AUTOMATIC DATA PROCESSING IN COM 053015103 29 557 SH DEFINED 1 0 0 557 AUTOMATIC DATA PROCESSING IN COM 053015103 348 6790 SH SOLE 0 0 6790 BAXTER INTL INC COM 071813109 25 466 SH DEFINED 1 0 0 466 BAXTER INTL INC COM 071813109 399 7416 SH SOLE 0 0 7416 BERKSHIRE HATHAWAY INC DEL CL A 084670108 21050 168 SH SOLE 0 0 168 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1053 12586 SH SOLE 0 0 12586 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 66 792 SH DEFINED 1 0 0 792 CATERPILLAR INC DEL COM 149123101 43 389 SH DEFINED 1 0 0 389 CATERPILLAR INC DEL COM 149123101 361 3244 SH SOLE 0 0 3244 CHEVRON CORP NEW COM 166764100 116 1082 SH DEFINED 1 0 0 1082 CHEVRON CORP NEW COM 166764100 91 849 SH SOLE 0 0 849 CISCO SYS INC COM 17275R102 113 6569 SH DEFINED 1 0 0 6569 CISCO SYS INC COM 17275R102 264 15384 SH SOLE 0 0 15384 CITIGROUP INC COM 172967101 61 13720 SH DEFINED 1 0 0 13720 CITIGROUP INC COM 172967101 250 56601 SH SOLE 0 0 56601 COCA COLA CO COM 191216100 81 1218 SH DEFINED 1 0 0 1218 COCA COLA CO COM 191216100 174 2627 SH SOLE 0 0 2627 CONOCOPHILLIPS COM 20825C104 61 768 SH DEFINED 1 0 0 768 CONOCOPHILLIPS COM 20825C104 78 971 SH SOLE 0 0 971 CUMBERLAND PHARMACEUTICALS I COM 230770109 102 18462 SH SOLE 0 0 18462 EXPRESS SCRIPTS INC COM 302182100 393 7060 SH SOLE 0 0 7060 EXPRESS SCRIPTS INC COM 302182100 18 320 SH DEFINED 1 0 0 320 EXXON MOBIL CORP COM 30231G102 565 6713 SH SOLE 0 0 6713 EXXON MOBIL CORP COM 30231G102 260 3096 SH DEFINED 1 0 0 3096 FASTENAL CO COM 311900104 7 113 SH DEFINED 1 0 0 113 FASTENAL CO COM 311900104 259 4000 SH SOLE 0 0 4000 FEDEX CORP COM 31428X106 42 451 SH DEFINED 1 0 0 451 FEDEX CORP COM 31428X106 219 2345 SH SOLE 0 0 2345 FORRESTER RESH INC COM 346563109 5 135 SH DEFINED 1 0 0 135 FORRESTER RESH INC COM 346563109 303811 7934474 SH SOLE 0 0 7934474 GENERAL ELECTRIC CO COM 369604103 101 5059 SH DEFINED 1 0 0 5059 GENERAL ELECTRIC CO COM 369604103 1108 55255 SH SOLE 0 0 55255 GLOBAL PMTS INC COM 37940X102 4 80 SH DEFINED 1 0 0 80 GLOBAL PMTS INC COM 37940X102 413 8439 SH SOLE 0 0 8439 GOLDMAN SACHS GROUP INC COM 38141G104 212 1337 SH SOLE 0 0 1337 GOLDMAN SACHS GROUP INC COM 38141G104 49 312 SH DEFINED 1 0 0 312 GOOGLE INC CL A 38259P508 151 257 SH DEFINED 1 0 0 257 GOOGLE INC CL A 38259P508 259 441 SH SOLE 0 0 441 ILLINOIS TOOL WKS INC COM 452308109 21 384 SH DEFINED 1 0 0 384 ILLINOIS TOOL WKS INC COM 452308109 492 9150 SH SOLE 0 0 9150 INTEL CORP COM 458140100 136 6752 SH DEFINED 1 0 0 6752 INTEL CORP COM 458140100 372 18425 SH SOLE 0 0 18425 INTERNATIONAL BUSINESS MACHS COM 459200101 248 1521 SH DEFINED 1 0 0 1521 INTERNATIONAL BUSINESS MACHS COM 459200101 259 1587 SH SOLE 0 0 1587 ISHARES INC MSCI PAC J IDX 464286665 520 10771 SH SOLE 0 0 10771 ISHARES TR DJ US FINL SEC 464287788 205 3460 SH SOLE 0 0 3460 ISHARES TR MSCI EAFE INDEX 464287465 53252 886349 SH SOLE 0 0 886349 ISHARES TR MSCI EMERG MKT 464287234 8512 174888 SH SOLE 0 0 174888 ISHARES TR MSCI KLD400 SOC 464288570 3564 73481 SH SOLE 0 0 73481 ISHARES TR RUSL 2000 GROW 464287648 340 3562 SH SOLE 0 0 3562 ISHARES TR RUSL 2000 VALU 464287630 1005 13332 SH SOLE 0 0 13332 ISHARES TR RUSSELL 1000 464287622 33242 450010 SH SOLE 0 0 450010 ISHARES TR RUSSELL 2000 464287655 4242 50393 SH SOLE 0 0 50393 ISHARES TR RUSSELL 3000 464287689 487 6146 SH SOLE 0 0 6146 ISHARES TR RUSSELL MIDCAP 464287499 674 6180 SH SOLE 0 0 6180 ISHARES TR RUSSELL1000GRW 464287614 1667 27567 SH SOLE 0 0 27567 ISHARES TR RUSSELL1000VAL 464287598 2394 34868 SH SOLE 0 0 34868 ISHARES TR S&P 1500 INDEX 464287150 1875 30935 SH SOLE 0 0 30935 ISHARES TR S&P 500 INDEX 464287200 28021 210672 SH SOLE 0 0 210672 ISHARES TR S&P MIDCAP 400 464287507 25437 257699 SH SOLE 0 0 257699 ISHARES TR S&P MIDCP VALU 464287705 511 5930 SH SOLE 0 0 5930 ISHARES TR S&P SMLCAP 600 464287804 23286 316558 SH SOLE 0 0 316558 ISHARES TR S&P SMLCP GROW 464287887 2 30 SH SOLE 0 0 30 ISHARES TR S&P SMLCP VALU 464287879 5226 68568 SH SOLE 0 0 68568 JOHNSON & JOHNSON COM 478160104 186 3135 SH DEFINED 1 0 0 3135 JOHNSON & JOHNSON COM 478160104 1187 20030 SH SOLE 0 0 20030 JPMORGAN CHASE & CO COM 46625H100 100 2171 SH DEFINED 1 0 0 2171 JPMORGAN CHASE & CO COM 46625H100 129 2803 SH SOLE 0 0 2803 KOHLS CORP COM 500255104 15 281 SH DEFINED 1 0 0 281 KOHLS CORP COM 500255104 300 5654 SH SOLE 0 0 5654 MCDONALDS CORP COM 580135101 86 1127 SH DEFINED 1 0 0 1127 MCDONALDS CORP COM 580135101 283 3722 SH SOLE 0 0 3722 MICROSOFT CORP COM 594918104 203 7976 SH DEFINED 1 0 0 7976 MICROSOFT CORP COM 594918104 196 7707 SH SOLE 0 0 7707 NOVARTIS A G SPONSORED ADR 66987v109 209 3850 SH SOLE 0 0 3850 OSIRIS THERAPEUTICS INC NEW COM 68827R108 174 24000 SH SOLE 0 0 24000 PEPSICO INC COM 713448108 87 1354 SH SOLE 0 0 1354 PEPSICO INC COM 713448108 115 1784 SH DEFINED 1 0 0 1784 PFIZER INC COM 717081103 69 3412 SH DEFINED 1 0 0 3412 PFIZER INC COM 717081103 927 45621 SH SOLE 0 0 45621 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 590 10276 SH SOLE 0 0 10276 PROCTER & GAMBLE CO COM 742718109 208 3380 SH DEFINED 1 0 0 3380 PROCTER & GAMBLE CO COM 742718109 288 4676 SH SOLE 0 0 4676 SAPIENT CORP COM 803062108 519 45300 SH SOLE 0 0 45300 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 292 11188 SH SOLE 0 0 11188 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5906 186955 SH SOLE 0 0 186955 SPDR S&P 500 ETF TR TR UNIT 78462F103 35985 271404 SH SOLE 0 0 271404 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2227 12405 SH SOLE 0 0 12405 SPDR SERIES TRUST S&P DIVID ETF 78464A763 474 8760 SH SOLE 0 0 8760 STERICYCLE INC COM 858912108 7 77 SH DEFINED 1 0 0 77 STERICYCLE INC COM 858912108 445 5021 SH SOLE 0 0 5021 STRYKER CORP COM 863667101 18 302 SH DEFINED 1 0 0 302 STRYKER CORP COM 863667101 460 7561 SH SOLE 0 0 7561 UNITED PARCEL SERVICE INC CL B 911312106 56 757 SH DEFINED 1 0 0 757 UNITED PARCEL SERVICE INC CL B 911312106 3273 44034 SH SOLE 0 0 44034 UNITED TECHNOLOGIES CORP COM 913017109 42 494 SH DEFINED 1 0 0 494 UNITED TECHNOLOGIES CORP COM 913017109 218 2573 SH SOLE 0 0 2573 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2936 49710 SH SOLE 0 0 49710 VANGUARD INDEX FDS LARGE CAP ETF 922908637 36839 606198 SH SOLE 0 0 606198 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 243 3595 SH SOLE 0 0 3595 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 409 7166 SH SOLE 0 0 7166 VANGUARD INDEX FDS MID CAP ETF 922908629 14822 184016 SH SOLE 0 0 184016 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1595 22328 SH SOLE 0 0 22328 VANGUARD INDEX FDS SMALL CP ETF 922908751 9783 123851 SH SOLE 0 0 123851 VANGUARD INDEX FDS STK MRK ETF 922908769 54940 799593 SH SOLE 0 0 799593 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 17602 356895 SH SOLE 0 0 356895 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 75989 1552389 SH SOLE 0 0 1552389 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 28874 555798 SH SOLE 0 0 555798 VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 14912 267092 SH SOLE 0 0 267092 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 19744 355691 SH SOLE 0 0 355691 VANGUARD TAX-MANAGED FD MSCI EAFE ETF 921943858 26996 723550 SH SOLE 0 0 723550 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1026 23142 SH SOLE 0 0 23142 VANGUARD WORLD FD MEGA GRWTH IND 921910816 530 10770 SH SOLE 0 0 10770 VANGUARD WORLD FD MEGA VALUE 300 921910840 505 12270 SH SOLE 0 0 12270 WALGREEN CO COM 931422109 30 757 SH DEFINED 1 0 0 757 WALGREEN CO COM 931422109 234 5833 SH SOLE 0 0 5833 WELLS FARGO & CO NEW COM 949746101 219 6910 SH SOLE 0 0 6910 WELLS FARGO & CO NEW COM 949746101 161 5090 SH DEFINED 1 0 0 5090