-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JNUXCzp5V696kA6oB3XSvRINdXfpCjVwH2lXgZozYn+lP5GK5s5sXzfiwM/nDH+o Qc1UO6O0Kya+Dw7mrvOW+w== 0001172661-11-000116.txt : 20110214 0001172661-11-000116.hdr.sgml : 20110214 20110214090208 ACCESSION NUMBER: 0001172661-11-000116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine, Finn & Company, Inc. CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 11602333 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 13F-HR 1 bal4q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Partners, LLC Address: 55 Mill Street P.O. Box 1860 Wolfeboro, NH 03894 13F File Number: 28-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: President Phone: 603-569-1717 Signature, Place, and Date of Signing: /s/ Roy C. Ballentine Wolfeboro, NH February 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 122 Form13F Information Table Value Total: $833,703 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-4558 Parametric Portfolio Associates FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN LATIN AMER EQTY FD COM 00306k106 398 10274 SH Sole 0 0 10274 ADOBE SYS INC COM 00724F101 8 260 SH Defined 1 0 0 260 ADOBE SYS INC COM 00724F101 348 11296 SH Sole 0 0 11296 ANALOG DEVICES INC COM 032654105 456 12107 SH Sole 0 0 12107 ANALOG DEVICES INC COM 032654105 15 398 SH Defined 1 0 0 398 APPLE INC COM 037833100 593 1838 SH Sole 0 0 1838 APPLE INC COM 037833100 159 492 SH Defined 1 0 0 492 AUTOMATIC DATA PROCESSING IN COM 053015103 314 6790 SH Sole 0 0 6790 AUTOMATIC DATA PROCESSING IN COM 053015103 26 557 SH Defined 1 0 0 557 BAXTER INTL INC COM 071813109 406 8016 SH Sole 0 0 8016 BAXTER INTL INC COM 071813109 24 466 SH Defined 1 0 0 466 BERKSHIRE HATHAWAY INC DEL CL A 084670108 20958 174 SH Sole 0 0 174 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 66 819 SH Defined 1 0 0 819 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 997 12446 SH Sole 0 0 12446 CATERPILLAR INC DEL COM 149123101 344 3673 SH Sole 0 0 3673 CATERPILLAR INC DEL COM 149123101 36 389 SH Defined 1 0 0 389 CISCO SYS INC COM 17275R102 134 6612 SH Defined 1 0 0 6612 CISCO SYS INC COM 17275R102 350 17305 SH Sole 0 0 17305 CITIGROUP INC COM 172967101 66 13937 SH Defined 1 0 0 13937 CITIGROUP INC COM 172967101 283 59742 SH Sole 0 0 59742 COCA COLA CO COM 191216100 80 1218 SH Defined 1 0 0 1218 COCA COLA CO COM 191216100 178 2701 SH Sole 0 0 2701 CORNING INC COM 219350105 28 1425 SH Defined 1 0 0 1425 CORNING INC COM 219350105 239 12384 SH Sole 0 0 12384 COSTCO WHSL CORP NEW COM 22160K105 155 2145 SH Sole 0 0 2145 COSTCO WHSL CORP NEW COM 22160K105 37 506 SH Defined 1 0 0 506 EXPRESS SCRIPTS INC COM 302182100 382 7060 SH Sole 0 0 7060 EXPRESS SCRIPTS INC COM 302182100 17 320 SH Defined 1 0 0 320 EXXON MOBIL CORP COM 30231G102 491 6713 SH Sole 0 0 6713 EXXON MOBIL CORP COM 30231G102 226 3096 SH Defined 1 0 0 3096 FASTENAL CO COM 311900104 7 113 SH Defined 1 0 0 113 FASTENAL CO COM 311900104 252 4200 SH Sole 0 0 4200 FEDEX CORP COM 31428x106 42 451 SH Defined 1 0 0 451 FEDEX CORP COM 31428x106 224 2413 SH Sole 0 0 2413 FORRESTER RESH INC COM 346563109 5 135 SH Defined 1 0 0 135 FORRESTER RESH INC COM 346563109 280022 7934874 SH Sole 0 0 7934874 GENERAL ELECTRIC CO COM 369604103 993 54274 SH Sole 0 0 54274 GENERAL ELECTRIC CO COM 369604103 93 5059 SH Defined 1 0 0 5059 GLOBAL PMTS INC COM 37940X102 390 8439 SH Sole 0 0 8439 GLOBAL PMTS INC COM 37940X102 4 80 SH Defined 1 0 0 80 GOLDMAN SACHS GROUP INC COM 38141G104 52 312 SH Defined 1 0 0 312 GOLDMAN SACHS GROUP INC COM 38141G104 303 1802 SH Sole 0 0 1802 GOOGLE INC CL A 38259P508 153 257 SH Defined 1 0 0 257 GOOGLE INC CL A 38259P508 316 532 SH Sole 0 0 532 ILLINOIS TOOL WKS INC COM 452308109 489 9150 SH Sole 0 0 9150 ILLINOIS TOOL WKS INC COM 452308109 21 384 SH Defined 1 0 0 384 INTEL CORP COM 458140100 142 6752 SH Defined 1 0 0 6752 INTEL CORP COM 458140100 379 18025 SH Sole 0 0 18025 INTERNATIONAL BUSINESS MACHS COM 459200101 225 1536 SH Sole 0 0 1536 INTERNATIONAL BUSINESS MACHS COM 459200101 223 1521 SH Defined 1 0 0 1521 ISHARES INC MSCI PAC J IDX 464286665 506 10771 SH Sole 0 0 10771 ISHARES TR S&P 500 INDEX 464287200 23672 187500 SH Sole 0 0 187500 ISHARES TR RUSL 2000 GROW 464287648 311 3562 SH Sole 0 0 3562 ISHARES TR RUSSELL1000GRW 464287614 1578 27567 SH Sole 0 0 27567 ISHARES TR RUSSELL1000VAL 464287598 2122 32716 SH Sole 0 0 32716 ISHARES TR S&P MIDCAP 400 464287507 23690 261218 SH Sole 0 0 261218 ISHARES TR RUSSELL MIDCAP 464287499 629 6180 SH Sole 0 0 6180 ISHARES TR MSCI EMERG MKT 464287234 8557 179603 SH Sole 0 0 179603 ISHARES TR S&P 1500 INDEX 464287150 1890 33010 SH Sole 0 0 33010 ISHARES TR RUSL 2000 VALU 464287630 1062 14932 SH Sole 0 0 14932 ISHARES TR MSCI EAFE IDX 464287465 52251 897468 SH Sole 0 0 897468 ISHARES TR RUSSELL 2000 464287655 4357 55690 SH Sole 0 0 55690 ISHARES TR RUSSELL 3000 464287689 466 6224 SH Sole 0 0 6224 ISHARES TR S&P MIDCP VALU 464287705 471 5930 SH Sole 0 0 5930 ISHARES TR S&P SMLCAP 600 464287804 24069 351523 SH Sole 0 0 351523 ISHARES TR S&P SMLCP VALU 464287879 4938 68694 SH Sole 0 0 68694 ISHARES TR S&P SMLCP GROW 464287887 2 30 SH Sole 0 0 30 ISHARES TR MSCI KLD400 SOC 464288570 3447 73481 SH Sole 0 0 73481 ISHARES TR RUSSELL 1000 464287622 30790 440741 SH Sole 0 0 440741 JOHNSON & JOHNSON COM 478160104 1259 20363 SH Sole 0 0 20363 JOHNSON & JOHNSON COM 478160104 194 3135 SH Defined 1 0 0 3135 JPMORGAN CHASE & CO COM 46625H100 238 5611 SH Sole 0 0 5611 JPMORGAN CHASE & CO COM 46625H100 92 2171 SH Defined 1 0 0 2171 KOHLS CORP COM 500255104 15 281 SH Defined 1 0 0 281 KOHLS CORP COM 500255104 307 5654 SH Sole 0 0 5654 MCDONALDS CORP COM 580135101 87 1127 SH Defined 1 0 0 1127 MCDONALDS CORP COM 580135101 267 3472 SH Sole 0 0 3472 MICROSOFT CORP COM 594918104 290 10407 SH Sole 0 0 10407 MICROSOFT CORP COM 594918104 223 7976 SH Defined 1 0 0 7976 NOVARTIS A G SPONSORED ADR 66987v109 236 4000 SH Sole 0 0 4000 OSIRIS THERAPEUTICS INC NEW COM 68827R108 187 24000 SH Sole 0 0 24000 PEPSICO INC COM 713448108 117 1784 SH Defined 1 0 0 1784 PEPSICO INC COM 713448108 161 2464 SH Sole 0 0 2464 PFIZER INC COM 717081103 799 45621 SH Sole 0 0 45621 PFIZER INC COM 717081103 59 3357 SH Defined 1 0 0 3357 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 519 9535 SH Sole 0 0 9535 PROCTER & GAMBLE CO COM 742718109 320 4976 SH Sole 0 0 4976 PROCTER & GAMBLE CO COM 742718109 217 3380 SH Defined 1 0 0 3380 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 282 11188 SH Sole 0 0 11188 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 5512 178715 SH Sole 0 0 178715 SPDR S&P 500 ETF TR TR UNIT 78462F103 34365 273284 SH Sole 0 0 273284 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2043 12405 SH Sole 0 0 12405 SPDR SERIES TRUST S&P DIVID ETF 78464A763 507 9753 SH Sole 0 0 9753 STERICYCLE INC COM 858912108 6 77 SH Defined 1 0 0 77 STERICYCLE INC COM 858912108 406 5021 SH Sole 0 0 5021 STRYKER CORP COM 863667101 16 302 SH Defined 1 0 0 302 STRYKER CORP COM 863667101 428 7961 SH Sole 0 0 7961 UNITED PARCEL SERVICE INC CL B 911312106 3579 49313 SH Sole 0 0 49313 UNITED PARCEL SERVICE INC CL B 911312106 55 757 SH Defined 1 0 0 757 UNITED TECHNOLOGIES CORP COM 913017109 302 3839 SH Sole 0 0 3839 UNITED TECHNOLOGIES CORP COM 913017109 39 494 SH Defined 1 0 0 494 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 380 7166 SH Sole 0 0 7166 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2705 49710 SH Sole 0 0 49710 VANGUARD INDEX FDS LARGE CAP ETF 922908637 33497 581448 SH Sole 0 0 581448 VANGUARD INDEX FDS MID CAP ETF 922908629 13599 182641 SH Sole 0 0 182641 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1511 22603 SH Sole 0 0 22603 VANGUARD INDEX FDS STK MRK ETF 922908769 47077 725039 SH Sole 0 0 725039 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 224 3595 SH Sole 0 0 3595 VANGUARD INDEX FDS SMALL CP ETF 922908751 9381 129163 SH Sole 0 0 129163 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 17295 362347 SH Sole 0 0 362347 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 27514 560483 SH Sole 0 0 560483 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 15354 269178 SH Sole 0 0 269178 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 70988 1474422 SH Sole 0 0 1474422 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 16387 311368 SH Sole 0 0 311368 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 24905 688936 SH Sole 0 0 688936 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1121 26542 SH Sole 0 0 26542 VANGUARD WORLD FD MEGA VALUE 300 921910840 475 12270 SH Sole 0 0 12270 VANGUARD WORLD FD MEGA GRWTH IND 921910816 510 10770 SH Sole 0 0 10770 WALGREEN CO COM 931422109 247 6333 SH Sole 0 0 6333 WALGREEN CO COM 931422109 29 757 SH Defined 1 0 0 757 WELLS FARGO & CO NEW COM 949746101 158 5090 SH Defined 1 0 0 5090 WELLS FARGO & CO NEW COM 949746101 262 8460 SH Sole 0 0 8460
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