0001172661-11-000649.txt : 20111108
0001172661-11-000649.hdr.sgml : 20111108
20111108160028
ACCESSION NUMBER: 0001172661-11-000649
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111108
DATE AS OF CHANGE: 20111108
EFFECTIVENESS DATE: 20111108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ballentine, Finn & Company, Inc.
CENTRAL INDEX KEY: 0001374889
IRS NUMBER: 043350500
STATE OF INCORPORATION: NH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12011
FILM NUMBER: 111187789
BUSINESS ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
BUSINESS PHONE: 603-569-1717
MAIL ADDRESS:
STREET 1: PO BOX 1860
STREET 2: 55 MILL ST.
CITY: WOLFEBORO
STATE: NH
ZIP: 03894
13F-HR
1
bal3q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Ballentine Partners, LLC
Address: 55 Mill Street
P.O. Box 1860
Wolfeboro, NH 03894
13F File Number: 028-12011
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Roy C. Ballentine
Title: President
Phone: 603-569-1717
Signature, Place, and Date of Signing:
/s/ Roy C. Ballentine Wolfeboro, NH November 08, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 129
Form 13F Information Table Value Total: $732,130 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 028-04558 Parametric Portfolio Associates
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 112 2185 SH SOLE 0 0 2185
ABBOTT LABS COM 002824100 99 1930 SH DEFINED 1 0 0 1930
ABERDEEN LATIN AMER EQTY FD COM 00306k106 300 10274 SH SOLE 0 0 10274
ADOBE SYS INC COM 00724F101 4 159 SH DEFINED 1 0 0 159
ADOBE SYS INC COM 00724F101 201 8306 SH SOLE 0 0 8306
AMAZON COM INC COM 023135106 51 235 SH DEFINED 1 0 0 235
AMAZON COM INC COM 023135106 173 801 SH SOLE 0 0 801
ANALOG DEVICES INC COM 032654105 12 398 SH DEFINED 1 0 0 398
ANALOG DEVICES INC COM 032654105 203 6509 SH SOLE 0 0 6509
APPLE INC COM 037833100 1009 2647 SH SOLE 0 0 2647
APPLE INC COM 037833100 217 569 SH DEFINED 1 0 0 569
APPLIED MATLS INC COM 038222105 5 454 SH DEFINED 1 0 0 454
APPLIED MATLS INC COM 038222105 99 9547 SH SOLE 0 0 9547
AUTOMATIC DATA PROCESSING IN COM 053015103 27 577 SH DEFINED 1 0 0 577
AUTOMATIC DATA PROCESSING IN COM 053015103 358 7590 SH SOLE 0 0 7590
BANK OF AMERICA CORPORATION COM 060505104 50 8232 SH DEFINED 1 0 0 8232
BANK OF AMERICA CORPORATION COM 060505104 72 11786 SH SOLE 0 0 11786
BAXTER INTL INC COM 071813109 28 493 SH DEFINED 1 0 0 493
BAXTER INTL INC COM 071813109 258 4592 SH SOLE 0 0 4592
BERKSHIRE HATHAWAY INC DEL CL A 084670108 19331 181 SH SOLE 0 0 181
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 52 731 SH DEFINED 1 0 0 731
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 863 12153 SH SOLE 0 0 12153
CATERPILLAR INC DEL COM 149123101 293 3974 SH SOLE 0 0 3974
CATERPILLAR INC DEL COM 149123101 29 389 SH DEFINED 1 0 0 389
CHEVRON CORP NEW COM 166764100 103 1111 SH DEFINED 1 0 0 1111
CHEVRON CORP NEW COM 166764100 157 1699 SH SOLE 0 0 1699
CISCO SYS INC COM 17275R102 92 5908 SH DEFINED 1 0 0 5908
CISCO SYS INC COM 17275R102 271 17501 SH SOLE 0 0 17501
COCA COLA CO COM 191216100 82 1218 SH DEFINED 1 0 0 1218
COCA COLA CO COM 191216100 177 2627 SH SOLE 0 0 2627
CUMBERLAND PHARMACEUTICALS I COM 230770109 103 18462 SH SOLE 0 0 18462
EXPEDIA INC DEL COM 30212p105 386 15000 SH SOLE 0 0 15000
EXPRESS SCRIPTS INC COM 302182100 12 320 SH DEFINED 1 0 0 320
EXPRESS SCRIPTS INC COM 302182100 262 7060 SH SOLE 0 0 7060
EXXON MOBIL CORP COM 30231G102 220 3031 SH DEFINED 1 0 0 3031
EXXON MOBIL CORP COM 30231G102 562 7733 SH SOLE 0 0 7733
FASTENAL CO COM 311900104 10 306 SH DEFINED 1 0 0 306
FASTENAL CO COM 311900104 266 8000 SH SOLE 0 0 8000
FEDEX CORP COM 31428X106 20 300 SH DEFINED 1 0 0 300
FEDEX CORP COM 31428X106 255 3767 SH SOLE 0 0 3767
FORRESTER RESH INC COM 346563109 4 110 SH DEFINED 1 0 0 110
FORRESTER RESH INC COM 346563109 257950 7934474 SH SOLE 0 0 7934474
GENERAL ELECTRIC CO COM 369604103 903 59318 SH SOLE 0 0 59318
GENERAL ELECTRIC CO COM 369604103 78 5122 SH DEFINED 1 0 0 5122
GLOBAL PMTS INC COM 37940X102 3 80 SH DEFINED 1 0 0 80
GLOBAL PMTS INC COM 37940X102 341 8439 SH SOLE 0 0 8439
GOLDMAN SACHS GROUP INC COM 38141G104 40 427 SH DEFINED 1 0 0 427
GOLDMAN SACHS GROUP INC COM 38141G104 162 1711 SH SOLE 0 0 1711
GOOGLE INC CL A 38259P508 322 625 SH SOLE 0 0 625
GOOGLE INC CL A 38259P508 148 287 SH DEFINED 1 0 0 287
ILLINOIS TOOL WKS INC COM 452308109 15 363 SH DEFINED 1 0 0 363
ILLINOIS TOOL WKS INC COM 452308109 412 9900 SH SOLE 0 0 9900
INTEL CORP COM 458140100 128 6021 SH DEFINED 1 0 0 6021
INTEL CORP COM 458140100 495 23200 SH SOLE 0 0 23200
INTERNATIONAL BUSINESS MACHS COM 459200101 255 1457 SH DEFINED 1 0 0 1457
INTERNATIONAL BUSINESS MACHS COM 459200101 311 1778 SH SOLE 0 0 1778
ISHARES INC MSCI CDA INDEX 464286509 202 7916 SH SOLE 0 0 7916
ISHARES INC MSCI PAC J IDX 464286665 382 10401 SH SOLE 0 0 10401
ISHARES TR MSCI EAFE INDEX 464287465 38987 815965 SH SOLE 0 0 815965
ISHARES TR MSCI EMERG MKT 464287234 5292 150803 SH SOLE 0 0 150803
ISHARES TR MSCI KLD400 SOC 464288570 3124 73776 SH SOLE 0 0 73776
ISHARES TR RUSL 2000 VALU 464287630 406 7117 SH SOLE 0 0 7117
ISHARES TR RUSSELL 1000 464287622 27132 433827 SH SOLE 0 0 433827
ISHARES TR RUSSELL 2000 464287655 2895 45019 SH SOLE 0 0 45019
ISHARES TR RUSSELL 3000 464287689 7076 106046 SH SOLE 0 0 106046
ISHARES TR RUSSELL MIDCAP 464287499 446 5055 SH SOLE 0 0 5055
ISHARES TR RUSSELL1000GRW 464287614 1006 19126 SH SOLE 0 0 19126
ISHARES TR RUSSELL1000VAL 464287598 1252 22120 SH SOLE 0 0 22120
ISHARES TR S&P 1500 INDEX 464287150 1586 30935 SH SOLE 0 0 30935
ISHARES TR S&P 500 INDEX 464287200 26207 230511 SH SOLE 0 0 230511
ISHARES TR S&P 500 VALUE 464287408 465 9021 SH SOLE 0 0 9021
ISHARES TR S&P MIDCAP 400 464287507 17291 221704 SH SOLE 0 0 221704
ISHARES TR S&P SMLCAP 600 464287804 14512 247897 SH SOLE 0 0 247897
ISHARES TR S&P SMLCP VALU 464287879 4013 67795 SH SOLE 0 0 67795
JOHNSON & JOHNSON COM 478160104 203 3185 SH DEFINED 1 0 0 3185
JOHNSON & JOHNSON COM 478160104 801 12584 SH SOLE 0 0 12584
MASTERCARD INC CL A 57636Q104 16 49 SH DEFINED 1 0 0 49
MASTERCARD INC CL A 57636Q104 241 761 SH SOLE 0 0 761
MCDONALDS CORP COM 580135101 97 1109 SH DEFINED 1 0 0 1109
MCDONALDS CORP COM 580135101 349 3972 SH SOLE 0 0 3972
MICROSOFT CORP COM 594918104 240 9653 SH SOLE 0 0 9653
MICROSOFT CORP COM 594918104 204 8208 SH DEFINED 1 0 0 8208
NOVARTIS A G SPONSORED ADR 66987v109 240 4300 SH SOLE 0 0 4300
NOVARTIS A G SPONSORED ADR 66987v109 2 43 SH DEFINED 1 0 0 43
PEPSICO INC COM 713448108 110 1784 SH DEFINED 1 0 0 1784
PEPSICO INC COM 713448108 164 2654 SH SOLE 0 0 2654
PFIZER INC COM 717081103 65 3666 SH DEFINED 1 0 0 3666
PFIZER INC COM 717081103 803 45423 SH SOLE 0 0 45423
POWERSHARES QQQ TRUST UNIT SER 1 73935a104 500 9535 SH SOLE 0 0 9535
PROCTER & GAMBLE CO COM 742718109 213 3375 SH DEFINED 1 0 0 3375
PROCTER & GAMBLE CO COM 742718109 460 7274 SH SOLE 0 0 7274
SAPIENT CORP COM 803062108 1068 105300 SH SOLE 0 0 105300
SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 264 11188 SH SOLE 0 0 11188
SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 4467 177843 SH SOLE 0 0 177843
SPDR S&P 500 ETF TR TR UNIT 78462F103 30662 270987 SH SOLE 0 0 270987
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1763 12405 SH SOLE 0 0 12405
SPDR SERIES TRUST S&P DIVID ETF 78464A763 610 12560 SH SOLE 0 0 12560
STANLEY BLACK & DECKER INC COM 854502101 6 123 SH DEFINED 1 0 0 123
STANLEY BLACK & DECKER INC COM 854502101 422 8592 SH SOLE 0 0 8592
STAPLES INC COM 855030102 10 733 SH DEFINED 1 0 0 733
STAPLES INC COM 855030102 149 11182 SH SOLE 0 0 11182
STERICYCLE INC COM 858912108 6 77 SH DEFINED 1 0 0 77
STERICYCLE INC COM 858912108 405 5021 SH SOLE 0 0 5021
STRYKER CORP COM 863667101 14 307 SH DEFINED 1 0 0 307
STRYKER CORP COM 863667101 362 7686 SH SOLE 0 0 7686
UNITED PARCEL SERVICE INC CL B 911312106 51 814 SH DEFINED 1 0 0 814
UNITED PARCEL SERVICE INC CL B 911312106 1910 30243 SH SOLE 0 0 30243
UNITED TECHNOLOGIES CORP COM 913017109 35 494 SH DEFINED 1 0 0 494
UNITED TECHNOLOGIES CORP COM 913017109 263 3738 SH SOLE 0 0 3738
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 2096 45460 SH SOLE 0 0 45460
VANGUARD INDEX FDS LARGE CAP ETF 922908637 31764 614983 SH SOLE 0 0 614983
VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 328 7076 SH SOLE 0 0 7076
VANGUARD INDEX FDS MID CAP ETF 922908629 11773 180838 SH SOLE 0 0 180838
VANGUARD INDEX FDS SM CP VAL ETF 922908611 1150 20693 SH SOLE 0 0 20693
VANGUARD INDEX FDS SMALL CP ETF 922908751 6975 113661 SH SOLE 0 0 113661
VANGUARD INDEX FDS TOTAL STK MKT 922908769 38738 671139 SH SOLE 0 0 671139
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 12865 332245 SH SOLE 0 0 332245
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 51272 1430972 SH SOLE 0 0 1430972
VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 23676 582289 SH SOLE 0 0 582289
VANGUARD INTL EQUITY INDEX F MSCI PAC ETF 922042866 13466 277878 SH SOLE 0 0 277878
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 28161 577543 SH SOLE 0 0 577543
VANGUARD TAX-MANAGED INTL FD MSCI EAFE ETF 921943858 20001 663815 SH SOLE 0 0 663815
VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 652 16122 SH SOLE 0 0 16122
VANGUARD WORLD FD MEGA GRWTH IND 921910816 469 10770 SH SOLE 0 0 10770
VANGUARD WORLD FD MEGA VALUE 300 921910840 421 12270 SH SOLE 0 0 12270
WALGREEN CO COM 931422109 25 757 SH DEFINED 1 0 0 757
WALGREEN CO COM 931422109 201 6099 SH SOLE 0 0 6099
WELLS FARGO & CO NEW COM 949746101 204 8441 SH SOLE 0 0 8441
WELLS FARGO & CO NEW COM 949746101 53 2179 SH DEFINED 1 0 0 2179