-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sf2Lge+h7hh7GlNofsMuog570/qiLzbtTldpWGbA5rT4OF0n2MuFWGB3cdGU8DKd a1ublfhOhmn0FYDmJZU1zw== 0001172661-10-000338.txt : 20100517 0001172661-10-000338.hdr.sgml : 20100517 20100517093828 ACCESSION NUMBER: 0001172661-10-000338 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine, Finn & Company, Inc. CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 10836066 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 13F-HR 1 bal1q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Partners, LLC Address: 55 Mill Street P.O. Box 1860 Wolfeboro, NH 03894 13F File Number: 28-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: President Phone: 603-569-1717 Signature, Place, and Date of Signing: /s/ Roy C. Ballentine Wolfeboro, NH May 17, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 122 Form13F Information Table Value Total: $717,311 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-4558 Parametric Portfolio Associates FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADOBE SYS INC COM 00724F101 415 11746 SH Sole 0 0 11746 ADOBE SYS INC COM 00724F101 15 438 SH Defined 1 0 0 438 ANALOG DEVICES INC COM 032654105 349 12107 SH Sole 0 0 12107 ANALOG DEVICES INC COM 032654105 12 431 SH Defined 1 0 0 431 APPLE INC COM 037833100 443 1887 SH Sole 0 0 1887 APPLE INC COM 037833100 114 487 SH Defined 1 0 0 487 AUTOMATIC DATA PROCESSING IN COM 053015103 29 661 SH Defined 1 0 0 661 AUTOMATIC DATA PROCESSING IN COM 053015103 271 6090 SH Sole 0 0 6090 BAXTER INTL INC COM 071813109 592 10166 SH Sole 0 0 10166 BAXTER INTL INC COM 071813109 34 579 SH Defined 1 0 0 579 BERKSHIRE HATHAWAY INC DEL CL A 084670108 19853 163 SH Sole 0 0 163 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1037 12763 SH Sole 0 0 12763 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 24 293 SH Defined 1 0 0 293 CATERPILLAR INC DEL COM 149123101 25 401 SH Defined 1 0 0 401 CATERPILLAR INC DEL COM 149123101 193 3063 SH Sole 0 0 3063 CIMAREX ENERGY CO COM 171798101 208 3500 SH Sole 0 0 3500 CIMAREX ENERGY CO COM 171798101 2 40 SH Defined 1 0 0 40 CISCO SYS INC COM 17275R102 212 8128 SH Defined 1 0 0 8128 CISCO SYS INC COM 17275R102 355 13641 SH Sole 0 0 13641 CITIGROUP INC COM 172967101 51 12670 SH Defined 1 0 0 12670 CITIGROUP INC COM 172967101 21 5244 SH Sole 0 0 5244 COCA COLA CO COM 191216100 172 3127 SH Sole 0 0 3127 COCA COLA CO COM 191216100 84 1534 SH Defined 1 0 0 1534 CORNING INC COM 219350105 233 11548 SH Sole 0 0 11548 CORNING INC COM 219350105 42 2060 SH Defined 1 0 0 2060 EXPRESS SCRIPTS INC COM 302182100 359 3530 SH Sole 0 0 3530 EXPRESS SCRIPTS INC COM 302182100 16 160 SH Defined 1 0 0 160 EXXON MOBIL CORP COM 30231G102 193 2888 SH Defined 1 0 0 2888 EXXON MOBIL CORP COM 30231G102 213 3178 SH Sole 0 0 3178 FASTENAL CO COM 311900104 288 6000 SH Sole 0 0 6000 FASTENAL CO COM 311900104 6 129 SH Defined 1 0 0 129 FEDEX CORP COM 31428x106 45 482 SH Defined 1 0 0 482 FEDEX CORP COM 31428x106 230 2465 SH Sole 0 0 2465 FORRESTER RESH INC COM 346563109 238951 7933304 SH Sole 0 0 7933304 FORRESTER RESH INC COM 346563109 4 135 SH Defined 1 0 0 135 GENERAL ELECTRIC CO COM 369604103 942 51738 SH Sole 0 0 51738 GENERAL ELECTRIC CO COM 369604103 99 5440 SH Defined 1 0 0 5440 GOLDMAN SACHS GROUP INC COM 38141G104 51 300 SH Defined 1 0 0 300 GOLDMAN SACHS GROUP INC COM 38141G104 161 946 SH Sole 0 0 946 GOOGLE INC CL A 38259P508 208 367 SH Sole 0 0 367 GOOGLE INC CL A 38259P508 171 302 SH Defined 1 0 0 302 HEWLETT PACKARD CO COM 428236103 153 2882 SH Defined 1 0 0 2882 HEWLETT PACKARD CO COM 428236103 46 868 SH Sole 0 0 868 ILLINOIS TOOL WKS INC COM 452308109 443 9350 SH Sole 0 0 9350 ILLINOIS TOOL WKS INC COM 452308109 21 433 SH Defined 1 0 0 433 INTEL CORP COM 458140100 177 7942 SH Defined 1 0 0 7942 INTEL CORP COM 458140100 416 18667 SH Sole 0 0 18667 INTERNATIONAL BUSINESS MACHS COM 459200101 241 1879 SH Sole 0 0 1879 INTERNATIONAL BUSINESS MACHS COM 459200101 203 1586 SH Defined 1 0 0 1586 ISHARES INC MSCI PAC J IDX 464286665 556 12951 SH Sole 0 0 12951 ISHARES TR FTSE KLD400 SOC 464288570 3889 86773 SH Sole 0 0 86773 ISHARES TR INDEX MSCI EMERG MKT 464287234 7870 186837 SH Sole 0 0 186837 ISHARES TR INDEX RUSSELL 1000 464287622 28673 443712 SH Sole 0 0 443712 ISHARES TR INDEX RUSSELL1000GRW 464287614 2225 42839 SH Sole 0 0 42839 ISHARES TR INDEX RUSSELL1000VAL 464287598 3196 52341 SH Sole 0 0 52341 ISHARES TR INDEX S&P MIDCAP 400 464287507 17930 227822 SH Sole 0 0 227822 ISHARES TR INDEX MSCI EAFE IDX 464287465 55687 994771 SH Sole 0 0 994771 ISHARES TR INDEX S&P 500 INDEX 464287200 20724 176613 SH Sole 0 0 176613 ISHARES TR INDEX S&P 1500 INDEX 464287150 955 18085 SH Sole 0 0 18085 ISHARES TR INDEX RUSSELL 2000 464287655 4290 63274 SH Sole 0 0 63274 ISHARES TR INDEX RUSSELL MIDCAP 464287499 552 6180 SH Sole 0 0 6180 ISHARES TR INDEX RUSL 2000 VALU 464287630 1133 17755 SH Sole 0 0 17755 ISHARES TR INDEX RUSSELL 3000 464287689 461 6697 SH Sole 0 0 6697 ISHARES TR INDEX S&P MIDCP VALU 464287705 423 5930 SH Sole 0 0 5930 ISHARES TR INDEX S&P SMLCAP 600 464287804 21500 361647 SH Sole 0 0 361647 ISHARES TR INDEX S&P SMLCP VALU 464287879 4459 69531 SH Sole 0 0 69531 ISHARES TR INDEX RUSL 2000 GROW 464287648 394 5377 SH Sole 0 0 5377 JOHNSON & JOHNSON COM 478160104 1338 20522 SH Sole 0 0 20522 JOHNSON & JOHNSON COM 478160104 240 3680 SH Defined 1 0 0 3680 JPMORGAN CHASE & CO COM 46625H100 93 2082 SH Sole 0 0 2082 JPMORGAN CHASE & CO COM 46625H100 102 2284 SH Defined 1 0 0 2284 KOHLS CORP COM 500255104 310 5654 SH Sole 0 0 5654 KOHLS CORP COM 500255104 15 277 SH Defined 1 0 0 277 MCDONALDS CORP COM 580135101 76 1144 SH Defined 1 0 0 1144 MCDONALDS CORP COM 580135101 232 3473 SH Sole 0 0 3473 MICROSOFT CORP COM 594918104 327 11178 SH Defined 1 0 0 11178 MICROSOFT CORP COM 594918104 360 12287 SH Sole 0 0 12287 NOVARTIS A G SPONSORED ADR 66987v109 208 3850 SH Sole 0 0 3850 OSIRIS THERAPEUTICS INC COM 68827R108 770 104000 SH Sole 0 0 104000 PEPSICO INC COM 713448108 140 2115 SH Defined 1 0 0 2115 PEPSICO INC COM 713448108 66 1004 SH Sole 0 0 1004 PFIZER INC COM 717081103 81 4706 SH Defined 1 0 0 4706 PFIZER INC COM 717081103 984 57365 SH Sole 0 0 57365 POWERSHARES QQQ TRUST UNIT SER 1 73935a104 459 9535 SH Sole 0 0 9535 PROCTER & GAMBLE CO COM 742718109 251 3965 SH Defined 1 0 0 3965 PROCTER & GAMBLE CO COM 742718109 293 4626 SH Sole 0 0 4626 QUALCOMM INC COM 747525103 87 2077 SH Defined 1 0 0 2077 QUALCOMM INC COM 747525103 172 4099 SH Sole 0 0 4099 SELECT SECTOR SPDR TR SBI INT-TECH 81369y803 343 14863 SH Sole 0 0 14863 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 4717 176392 SH Sole 0 0 176392 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 35232 301127 SH Sole 0 0 301127 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2673 18674 SH Sole 0 0 18674 SPDR SERIES TRUST S&P DIVID ETF 78464A763 432 8760 SH Sole 0 0 8760 STATE STR CORP COM 857477103 200 4427 SH Sole 0 0 4427 STATE STR CORP COM 857477103 14 312 SH Defined 1 0 0 312 STERICYCLE INC COM 858912108 6 118 SH Defined 1 0 0 118 STERICYCLE INC COM 858912108 328 6021 SH Sole 0 0 6021 STRYKER CORP COM 863667101 433 7561 SH Sole 0 0 7561 STRYKER CORP COM 863667101 19 337 SH Defined 1 0 0 337 UNITED PARCEL SERVICE INC CL B 911312106 57 880 SH Defined 1 0 0 880 UNITED PARCEL SERVICE INC CL B 911312106 4382 68040 SH Sole 0 0 68040 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 343 7056 SH Sole 0 0 7056 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 1511 32210 SH Sole 0 0 32210 VANGUARD INDEX FDS LARGE CAP ETF 922908637 32197 604064 SH Sole 0 0 604064 VANGUARD INDEX FDS MID CAP ETF 922908629 11334 174041 SH Sole 0 0 174041 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1325 22068 SH Sole 0 0 22068 VANGUARD INDEX FDS STK MRK ETF 922908769 37435 628218 SH Sole 0 0 628218 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 217 4170 SH Sole 0 0 4170 VANGUARD INDEX FDS SMALL CP ETF 922908751 8147 129343 SH Sole 0 0 129343 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 15161 341156 SH Sole 0 0 341156 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 25838 536841 SH Sole 0 0 536841 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 13977 256075 SH Sole 0 0 256075 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 44443 1054405 SH Sole 0 0 1054405 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1653 33860 SH Sole 0 0 33860 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 21755 628395 SH Sole 0 0 628395 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1563 39487 SH Sole 0 0 39487 VANGUARD WORLD FD MEGA VALUE 300 921910840 453 12270 SH Sole 0 0 12270 VANGUARD WORLD FD MEGA GRWTH IND 921910816 469 10770 SH Sole 0 0 10770 WALGREEN CO COM 931422109 283 7633 SH Sole 0 0 7633 WALGREEN CO COM 931422109 29 778 SH Defined 1 0 0 778 WELLS FARGO & CO NEW COM 949746101 215 6910 SH Sole 0 0 6910 WELLS FARGO & CO NEW COM 949746101 183 5872 SH Defined 1 0 0 5872
-----END PRIVACY-ENHANCED MESSAGE-----