-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GR/+VQR7Had/Zbh4/D19s1EgQad9J5okY1AXy/4cZmcoYlIFB1Lzx96f0Yk/28lo k+OEQkBtLL8IPb33LodJWg== 0001172661-08-000829.txt : 20081114 0001172661-08-000829.hdr.sgml : 20081114 20081114092922 ACCESSION NUMBER: 0001172661-08-000829 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine, Finn & Company, Inc. CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 081187330 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 13F-HR 1 bal3q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Finn & Co., Inc. Address: 55 Mill Street P.O. Box 1860 Wolfeboro, NH 03894 13F File Number: 28-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: President Phone: 603-569-1717 Signature, Place, and Date of Signing: Roy C. Ballentine Wolfeboro, NH November 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 103 Form13F Information Table Value Total: $659,469 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 236 3451 SH SOLE 0 0 3451 ABBOTT LABS COM 002824100 294 5112 SH SOLE 0 0 5112 ADOBE SYS INC COM 00724f101 594 15054 SH SOLE 0 0 15054 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 428 11566 SH SOLE 0 0 11566 AMERICAN EXPRESS CO COM 025816109 299 8439 SH SOLE 0 0 8439 ANADARKO PETE CORP COM 032511107 546 11262 SH SOLE 0 0 11262 ANALOG DEVICES INC COM 032654105 1512 57381 SH SOLE 0 0 57381 APPLE INC COM 037833100 478 4204 SH SOLE 0 0 4204 AUTOMATIC DATA PROCESSING IN COM 053015103 291 6818 SH SOLE 0 0 6818 BANCFIRST CORP COM 05945F103 242 5000 SH SOLE 0 0 5000 BARCLAYS BK PLC DJAIG CMDT ETN 06738C778 27563 534788 SH SOLE 0 0 534788 BAXTER INTL INC COM 071813109 539 8213 SH SOLE 0 0 8213 BERKSHIRE HATHAWAY INC DEL CL A 084670108 19198 147 SH SOLE 0 0 147 BLACKROCK INSD MUN 2008 TRM COM 09247K109 422 28500 SH SOLE 0 0 28500 BP PLC SPONSORED ADR 055622104 1016 20259 SH SOLE 0 0 20259 CHUBB CORP COM 171232101 3190 58103 SH SOLE 0 0 58103 CISCO SYS INC COM 17275R102 726 32201 SH SOLE 0 0 32201 CITIGROUP INC COM 172967101 697 34001 SH SOLE 0 0 34001 CONOCOPHILLIPS COM 20825C104 389 5312 SH SOLE 0 0 5312 COSTCO WHSL CORP NEW COM 22160K105 552 8495 SH SOLE 0 0 8495 CSX CORP COM 126408103 1533 28090 SH SOLE 0 0 28090 DARWIN PROFESSIONAL UNDERWRI COM 237502109 234 7506 SH SOLE 0 0 7506 DISNEY WALT CO COM DISNEY 254687106 380 12394 SH SOLE 0 0 12394 DOMINION RES INC VA NEW COM 25746U109 514 12024 SH SOLE 0 0 12024 EATON VANCE TX ADV GLBL DIV COM 27828S101 184 12750 SH SOLE 0 0 12750 EXXON MOBIL CORP COM 30231G102 2976 38316 SH SOLE 0 0 38316 FORRESTER RESH INC COM 346563109 232527 7933375 SH SOLE 0 0 7933375 GENENTECH INC COM NEW 368710406 441 4974 SH SOLE 0 0 4974 GENERAL ELECTRIC CO COM 369604103 3975 155876 SH SOLE 0 0 155876 GOLDMAN SACHS GROUP INC COM 38141G104 302 2361 SH SOLE 0 0 2361 HOLOGIC INC COM 436440101 312 16138 SH SOLE 0 0 16138 INTEL CORP COM 458140100 2289 122216 SH SOLE 0 0 122216 INTERNATIONAL BUSINESS MACHS COM 459200101 1744 14915 SH SOLE 0 0 14915 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 235 7738 SH SOLE 0 0 7738 ISHARES INC MSCI PAC J IDX 464286665 457 12736 SH SOLE 0 0 12736 ISHARES INC MSCI JAPAN 464286848 228 21400 SH SOLE 0 0 21400 ISHARES TR S&P MIDCAP 400 464287507 7232 99944 SH SOLE 0 0 99944 ISHARES TR RUSSELL 1000 464287622 20318 319663 SH SOLE 0 0 319663 ISHARES TR S&P 500 INDEX 464287200 44647 382186 SH SOLE 0 0 382186 ISHARES TR RUSSELL1000GRW 464287614 7333 151034 SH SOLE 0 0 151034 ISHARES TR RUSSELL 2000 464287655 4242 62389 SH SOLE 0 0 62389 ISHARES TR RUSSELL1000VAL 464287598 11239 175914 SH SOLE 0 0 175914 ISHARES TR COHEN&ST RLTY 464287564 6675 87050 SH SOLE 0 0 87050 ISHARES TR RUSL 2000 VALU 464287630 560 8330 SH SOLE 0 0 8330 ISHARES TR MSCI EAFE IDX 464287465 66546 1181983 SH SOLE 0 0 1181983 ISHARES TR S&P 500 VALUE 464287408 326 5443 SH SOLE 0 0 5443 ISHARES TR IBOXX INV CPBD 464287242 487 5420 SH SOLE 0 0 5420 ISHARES TR LEHMAN AGG BND 464287226 936 9489 SH SOLE 0 0 9489 ISHARES TR US TIPS BD FD 464287176 1710 16885 SH SOLE 0 0 16885 ISHARES TR S&P 1500 INDEX 464287150 1983 37950 SH SOLE 0 0 37950 ISHARES TR S&P WLD EX-US 464288422 273 8568 SH SOLE 0 0 8568 ISHARES TR MSCI EMERG MKT 464287234 1972 57698 SH SOLE 0 0 57698 ISHARES TR S&P SMLCAP 600 464287804 23232 390388 SH SOLE 0 0 390388 ISHARES TR MSCI VAL IDX 464288877 813 16124 SH SOLE 0 0 16124 ISHARES TR MSCI GRW IDX 464288885 320 5651 SH SOLE 0 0 5651 ISHARES TR S&P SMLCP VALU 464287879 6599 101451 SH SOLE 0 0 101451 JOHNSON & JOHNSON COM 478160104 2352 33954 SH SOLE 0 0 33954 JPMORGAN & CHASE & CO COM 46625H100 545 11660 SH SOLE 0 0 11660 LATIN AMER EQUITY FD INC NEW COM 51827Q106 273 8257 SH SOLE 0 0 8257 MDU RES GROUP INC COM 552690109 221 7632 SH SOLE 0 0 7632 MICROSOFT CORP COM 594918104 533 19961 SH SOLE 0 0 19961 MIDCAP SPDR TR UNIT SER 1 595635103 3149 23889 SH SOLE 0 0 23889 NOVARTIS A G SPONSORED ADR 66987V109 218 4131 SH SOLE 0 0 4131 NUVEEN INSD MUN OPPORTUNITY COM 670984103 232 21900 SH SOLE 0 0 21900 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 248 22400 SH SOLE 0 0 22400 OSIRIS THERAPEUTICS INC COM 68827R108 1543 80000 SH SOLE 0 0 80000 PALL CORP COM 696429307 895 26029 SH SOLE 0 0 26029 PANERA BREAD CO CL A 69840W108 5513 108303 SH SOLE 0 0 108303 PAYCHEX INC COM 704326107 8333 252284 SH SOLE 0 0 252284 PEPSICO INC COM 713448108 587 8243 SH SOLE 0 0 8243 PFIZER INC COM 717081103 4106 222679 SH SOLE 0 0 222679 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1263 32465 SH SOLE 0 0 32465 PROCTER & GAMBLE CO COM 742718109 2163 31034 SH SOLE 0 0 31034 QUEST DIAGNOSTICS INC COM 74834L100 539 10440 SH SOLE 0 0 10440 ROHM & HAAS CO COM 775371107 562 8032 SH SOLE 0 0 8032 SCHLUMBERGER LTD COM 806857108 2167 27752 SH SOLE 0 0 27752 SCIENTIFIC LEARNING CORP COM 808760102 115 35068 SH SOLE 0 0 35068 SECURITY BANK CORP COM 814047106 42 10000 SH SOLE 0 0 10000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 316 15926 SH SOLE 0 0 15926 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 345 17360 SH SOLE 0 0 17360 SPDR INDEX SHS FDS DJWS INTL REAL 78463X863 876 22962 SH SOLE 0 0 22962 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 293 12010 SH SOLE 0 0 12010 SPDR SERIES TRUST LEH MUN BD ETF 78464A458 393 19050 SH SOLE 0 0 19050 SPDR TR UNIT SER 1 78462F103 50954 439296 SH SOLE 0 0 439296 STANLEY WKS COM 854616109 697 16692 SH SOLE 0 0 16692 STRYKER CORP COM 863667101 271 4357 SH SOLE 0 0 4357 TOTAL S A SPONSORED ADR 89151E109 1557 25662 SH SOLE 0 0 25662 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 786 10725 SH SOLE 0 0 10725 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 482 6379 SH SOLE 0 0 6379 VANGUARD INDEX FDS STK MRK ETF 922908769 4438 76048 SH SOLE 0 0 76048 VANGUARD INDEX FDS SMALL CP ETF 922908751 981 16440 SH SOLE 0 0 16440 VANGUARD INDEX FDS GROWTH ETF 922908736 396 7584 SH SOLE 0 0 7584 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2662 50578 SH SOLE 0 0 50578 VANGUARD INDEX FDS REIT ETF 922908553 2620 43085 SH SOLE 0 0 43085 VANGUARD INDEX FDS MID CAP ETF 922908629 1182 19919 SH SOLE 0 0 19919 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 7702 222224 SH SOLE 0 0 222224 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 6256 120939 SH SOLE 0 0 120939 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1756 41385 SH SOLE 0 0 41385 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 13288 248981 SH SOLE 0 0 248981 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 9746 277108 SH SOLE 0 0 277108 VERIZON COMMUNICATIONS INC COM 92343V104 508 15837 SH SOLE 0 0 15837 WACHOVIA CORP NEW COM 929903102 44 12568 SH SOLE 0 0 12568 WAL MART STORES INC COM 931142103 335 5593 SH SOLE 0 0 5593
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