-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UAcn8EHLnfouPtg/85p/tKtjuRqm5VBvb5aBt7wcHhyb9WFqBp7raZLiaLdOW1bh GZHW5B2qM3AZmOejQque1w== 0001172661-08-000466.txt : 20080814 0001172661-08-000466.hdr.sgml : 20080814 20080814110246 ACCESSION NUMBER: 0001172661-08-000466 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ballentine, Finn & Company, Inc. CENTRAL INDEX KEY: 0001374889 IRS NUMBER: 043350500 STATE OF INCORPORATION: NH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12011 FILM NUMBER: 081016192 BUSINESS ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 BUSINESS PHONE: 603-569-1717 MAIL ADDRESS: STREET 1: PO BOX 1860 STREET 2: 55 MILL ST. CITY: WOLFEBORO STATE: NH ZIP: 03894 13F-HR 1 ball2q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ballentine Finn & Co., Inc. Address: 55 Mill Street P.O. Box 1860 Wolfeboro, NH 03894 13F File Number: 28-12011 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy C. Ballentine Title: President Phone: 603-569-1717 Signature, Place, and Date of Signing: Roy C. Ballentine Wolfeboro, NH August 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 81 Form13F Information Table Value Total: $463,641 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADOBE SYS INC COM 00724f101 589 14953 SH SOLE 0 0 14953 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 1852 33866 SH SOLE 0 0 33866 ANALOG DEVICES INC COM 032654105 399 12551 SH SOLE 0 0 12551 APPLE INC COM 037833100 682 4074 SH SOLE 0 0 4074 BANCFIRST CORP COM 05945F103 214 5000 SH SOLE 0 0 5000 BARCLAYS BK PLC DJAIG CMDTY 36 06738C778 38397 536945 SH SOLE 0 0 536945 BAXTER INTL INC COM 071813109 525 8213 SH SOLE 0 0 8213 BERKSHIRE HATHAWAY INC DEL CL A 084670108 17992 149 SH SOLE 0 0 149 CHEVRON CORP NEW COM 166764100 309 3117 SH SOLE 0 0 3117 CHUBB CORP COM 171232101 2845 58049 SH SOLE 0 0 58049 CISCO SYS INC COM 17275R102 568 24425 SH SOLE 0 0 24425 CONOCOPHILLIPS COM 20825C104 512 5425 SH SOLE 0 0 5425 DARWIN PROFESSIONAL UNDERWRI COM 237502109 231 7506 SH SOLE 0 0 7506 EXXON MOBIL CORP COM 30231G102 371 4209 SH SOLE 0 0 4209 FACTSET RESH SYS INC COM 303075105 254 4500 SH SOLE 0 0 4500 GENERAL ELECTRIC CO COM 369604103 1048 39257 SH SOLE 0 0 39257 GOLDMAN SACHS GROUP INC COM 38141G104 440 2516 SH SOLE 0 0 2516 HOLOGIC INC COM 436440101 352 16138 SH SOLE 0 0 16138 INTEL CORP COM 458140100 573 26653 SH SOLE 0 0 26653 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 259 7738 SH SOLE 0 0 7738 ISHARES INC MSCI JAPAN 464286848 267 21400 SH SOLE 0 0 21400 ISHARES INC MSCI PAC J IDX 464286665 1149 8440 SH SOLE 0 0 8440 ISHARES INC MSCI S KOREA 464286772 241 4720 SH SOLE 0 0 4720 ISHARES TR KLD 400 IDX FD 464288570 1872 41398 SH SOLE 0 0 41398 ISHARES TR MSCI GRW IDX 464288885 549 7774 SH SOLE 0 0 7774 ISHARES TR COHEN&ST RLTY 464287564 6199 82501 SH SOLE 0 0 82501 ISHARES TR MSCI EMERG MKT 464287234 1372 10111 SH SOLE 0 0 10111 ISHARES TR MSCI EAFE IDX 464287465 98180 1429743 SH SOLE 0 0 1429743 ISHARES TR US PFD STK IDX 464288687 305 7596 SH SOLE 0 0 7596 ISHARES TR LEHMAN AGG BND 464287226 974 9703 SH SOLE 0 0 9703 ISHARES TR DJ US FINL SVC 464287770 353 5120 SH SOLE 0 0 5120 ISHARES TR S&P 500 INDEX 464287200 54462 425486 SH SOLE 0 0 425486 ISHARES TR RUSSELL 3000 464287689 265 3534 SH SOLE 0 0 3534 ISHARES TR MSCI VAL IDX 464288877 1588 26070 SH SOLE 0 0 26070 ISHARES TR RUSSELL1000GRW 464287614 8161 147730 SH SOLE 0 0 147730 ISHARES TR S&P WLD EX-US 464288422 280 7175 SH SOLE 0 0 7175 ISHARES TR S&P SMLCP VALU 464287879 6402 100526 SH SOLE 0 0 100526 ISHARES TR S&P MIDCAP 400 464287507 5061 62033 SH SOLE 0 0 62033 ISHARES TR IBOXX INV CPBD 464287242 519 5120 SH SOLE 0 0 5120 ISHARES TR US TIPS BD FD 464287176 1604 14870 SH SOLE 0 0 14870 ISHARES TR S&P SMLCAP 600 464287804 24939 414475 SH SOLE 0 0 414475 ISHARES TR S&P 500 VALUE 464287408 1263 19913 SH SOLE 0 0 19913 ISHARES TR S&P 1500 INDEX 464287150 348 3032 SH SOLE 0 0 3032 ISHARES TR RUSSELL MIDCAP 464287499 220 2300 SH SOLE 0 0 2300 ISHARES TR RUSL 2000 VALU 464287630 798 12517 SH SOLE 0 0 12517 ISHARES TR RUSSELL 2000 464287655 6091 88215 SH SOLE 0 0 88215 ISHARES TR RUSSELL1000VAL 464287598 14013 202939 SH SOLE 0 0 202939 ISHARES TR RUSSELL 1000 464287622 19878 282120 SH SOLE 0 0 282120 JOHNSON & JOHNSON COM 478160104 304 4718 SH SOLE 0 0 4718 JP MORGAN CHASE & CO COM 46625H100 367 10703 SH SOLE 0 0 10703 LATIN AMER EQUITY FD INC NEW COM 51827Q106 412 8257 SH SOLE 0 0 8257 MIDCAP SPDR TR UNIT SER 1 595635103 2826 18993 SH SOLE 0 0 18993 NOVARTIS A G SPONSORED ADR 66987V109 216 3921 SH SOLE 0 0 3921 NUVEEN INSD MUN OPPORTUNITY COM 670984103 283 21900 SH SOLE 0 0 21900 NUVEEN PERFORMANCE PLUS MUN COM 67062P108 291 22400 SH SOLE 0 0 22400 OSIRIS THERAPEUTICS INC COM 68827R108 1028 80000 SH SOLE 0 0 80000 PANERA BREAD CO CL A 69840W108 5010 108303 SH SOLE 0 0 108303 PAYCHEX INC COM 704326107 8877 283776 SH SOLE 0 0 283776 PFIZER INC COM 717081103 3715 212630 SH SOLE 0 0 212630 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1486 32895 SH SOLE 0 0 32895 PROCTER & GAMBLE CO COM 742718109 223 3669 SH SOLE 0 0 3669 SCIENTIFIC LEARNING CORP COM 808760102 135 35068 SH SOLE 0 0 35068 SECURITY BANK CORP COM 814047106 59 10000 SH SOLE 0 0 10000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 365 15926 SH SOLE 0 0 15926 SPDR INDEX SHS FDS DJWS INTL REAL 78463X863 1623 34594 SH SOLE 0 0 34594 SPDR SERIES TRUST LEH MUN BD ETF 78464A458 373 17200 SH SOLE 0 0 17200 SPDR TR UNIT SER 1 78462F103 66175 517073 SH SOLE 0 0 517073 STANLEY WKS COM 854616109 749 16714 SH SOLE 0 0 16714 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 437 5725 SH SOLE 0 0 5725 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 661 8625 SH SOLE 0 0 8625 VANGUARD INDEX FDS STK MRK ETF 922908769 5727 89354 SH SOLE 0 0 89354 VANGUARD INDEX FDS GROWTH ETF 922908736 743 12548 SH SOLE 0 0 12548 VANGUARD INDEX FDS LARGE CAP ETF 922908637 765 13200 SH SOLE 0 0 13200 VANGUARD INDEX FDS MID CAP ETF 922908629 284 4060 SH SOLE 0 0 4060 VANGUARD INDEX FDS REIT ETF 922908553 1896 32455 SH SOLE 0 0 32455 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 2460 39380 SH SOLE 0 0 39380 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 5555 84662 SH SOLE 0 0 84662 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 10943 233831 SH SOLE 0 0 233831 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2298 43317 SH SOLE 0 0 43317 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 11346 264295 SH SOLE 0 0 264295 VISA INC COM CL A 92826C839 244 3000 SH SOLE 0 0 3000
-----END PRIVACY-ENHANCED MESSAGE-----