0000899243-15-005118.txt : 20150921 0000899243-15-005118.hdr.sgml : 20150921 20150921210027 ACCESSION NUMBER: 0000899243-15-005118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150917 FILED AS OF DATE: 20150921 DATE AS OF CHANGE: 20150921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAFGEN, INC. CENTRAL INDEX KEY: 0001374690 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 203857670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 BUSINESS PHONE: 617-622-4003 MAIL ADDRESS: STREET 1: 175 PORTLAND STREET STREET 2: 4TH FLOOR CITY: BOSTON STATE: MA ZIP: 02114 FORMER COMPANY: FORMER CONFORMED NAME: ZAFGEN INC DATE OF NAME CHANGE: 20060906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Secor Alicia CENTRAL INDEX KEY: 0001584516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36510 FILM NUMBER: 151118376 MAIL ADDRESS: STREET 1: 33 HAYDEN AVE. CITY: LEXINGTON STATE: MA ZIP: 02421 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-17 0 0001374690 ZAFGEN, INC. ZFGN 0001584516 Secor Alicia C/O ZAFGEN, INC. 175 PORTLAND STREET, 4TH FLOOR BOSTON MA 02114 0 1 0 0 Chief Commercial Officer Common Stock 2015-09-17 4 M 0 25000 9.67 A 26256 D Common Stock 2015-09-17 4 S 0 25000 41.05 D 1256 D Common Stock 2015-09-17 4 S 0 1256 41.05 D 0 D Common Stock 4000 I See footnote Stock Option (Right to Buy) 9.67 2015-09-17 4 M 0 25000 0.00 D 2024-01-30 Common Stock 25000 134235 D Includes 647 shares acquired by the Reporting Person under Zafgen, Inc.'s 2014 Employee Stock Purchase Plan (the "Plan") on June 30, 2015 and 609 shares acquired under the Plan on December 31, 2014. This sale of shares by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. These shares are held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of the shares except to the extent of her pecuniary interest therein, if any. 25% of this option vested January 2, 2015, and the remainder vests in equal monthly installments thereafter over 36 months. /s/ Laurie Burlingame, by power of attorney 2015-09-21