0000899243-15-005118.txt : 20150921
0000899243-15-005118.hdr.sgml : 20150921
20150921210027
ACCESSION NUMBER: 0000899243-15-005118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150917
FILED AS OF DATE: 20150921
DATE AS OF CHANGE: 20150921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAFGEN, INC.
CENTRAL INDEX KEY: 0001374690
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 203857670
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 175 PORTLAND STREET
STREET 2: 4TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02114
BUSINESS PHONE: 617-622-4003
MAIL ADDRESS:
STREET 1: 175 PORTLAND STREET
STREET 2: 4TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02114
FORMER COMPANY:
FORMER CONFORMED NAME: ZAFGEN INC
DATE OF NAME CHANGE: 20060906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Secor Alicia
CENTRAL INDEX KEY: 0001584516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36510
FILM NUMBER: 151118376
MAIL ADDRESS:
STREET 1: 33 HAYDEN AVE.
CITY: LEXINGTON
STATE: MA
ZIP: 02421
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-09-17
0
0001374690
ZAFGEN, INC.
ZFGN
0001584516
Secor Alicia
C/O ZAFGEN, INC.
175 PORTLAND STREET, 4TH FLOOR
BOSTON
MA
02114
0
1
0
0
Chief Commercial Officer
Common Stock
2015-09-17
4
M
0
25000
9.67
A
26256
D
Common Stock
2015-09-17
4
S
0
25000
41.05
D
1256
D
Common Stock
2015-09-17
4
S
0
1256
41.05
D
0
D
Common Stock
4000
I
See footnote
Stock Option (Right to Buy)
9.67
2015-09-17
4
M
0
25000
0.00
D
2024-01-30
Common Stock
25000
134235
D
Includes 647 shares acquired by the Reporting Person under Zafgen, Inc.'s 2014 Employee Stock Purchase Plan (the "Plan") on June 30, 2015 and 609 shares acquired under the Plan on December 31, 2014.
This sale of shares by the Reporting Person was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
These shares are held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of the shares except to the extent of her pecuniary interest therein, if any.
25% of this option vested January 2, 2015, and the remainder vests in equal monthly installments thereafter over 36 months.
/s/ Laurie Burlingame, by power of attorney
2015-09-21